Compliance Manager Jobs in California
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Description Company Information: FirstService Residential is simplifying property management. Its hospitality-minded teams serve 9,000 residential communities across the United States and Canada....
Position Overview This leadership role supports and advances critical Quality, Regulatory Affairs, and Compliance operations within a regulated medical device environment. Reporting to the...
Championing Integrity, Driving Excellence Lead the City of Moreno Valleys Compliance to New Heights as our next Deputy Compliance Director! This recruitment will be filling one (1) vacancy for the...
People Compliance Coordinator Costa Mesa, California, United States Apply Req ID: 4170
- Costa Mesa, CA
- 23 hours ago
- Costa Mesa, CA
- 23 hours ago
New People Compliance Coordinator Costa Mesa, California, United States Anduril Industries is a defense technology company with a mission to transform U.S. and allied military capabilities with...
To thrive as a Compliance Coordinator, you must have a sharp eye for detail and a background in logistics. You will play a vital role in managing our corporate fleet and powered industrial...
Medical Device/Pharma client is looking for a Regulatory Affairs Manager to strengthen and help lead their QA/Regulatory team as part of their long-term strategic growth/succession planning. The...
Remote WorkYou Matter Make a difference every day in the lives of the underserved Join a mission driven organization with a people first culture Excellent career growth opportunities Join us and find a...
Compliance Coordinator - Roseville, CA USA MULTIFAMILY MANAGEMENT, INC. is engaged in the management of residential multifamily communities. We develop, build, own and manage our properties. Our...
The Compliance Manager will support the consumer compliance team by providing product advisory for newly created products and work to get them approved by our bank partner while contributing to the...
In addition, certain positions may also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines...
Overview NaphCare is hiring a dynamic RN just like you, to fill the role of Training and Compliance Coordinator, at the San Diego County Jail located in San Diego, CA. NaphCare is a family owned,...
Possession of Certified Bank Secrecy Act / Anti-Money Laundering Professional (CBAP) certification, preferred....
Primary Duties and Responsibilities: Works collaboratively with the regional Compliance Department and other enterprise Business Unit leaders, Subject Matter Experts (SMEs) and team members to...
State Licensing & Regulatory Compliance Manager
- Foothill Ranch, CA
- 4 days ago
- Foothill Ranch, CA
- 4 days ago
Familiarity with using loan origination systems (LOS) and loan management systems (LMS)....
Possession of Certified Bank Secrecy Act / Anti-Money Laundering Professional (CBAP) certification, preferred....
Demographic Data for California
Moving to California? Find some basic demographic data about California below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in California
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in California offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Implementation
- Securities and Exchange Commission
- Fixed Income
- Equity Research
- Spill Prevention, Control & Countermeasure
- Stormwater Pollution Prevention Plan
- National Pollutant Discharge Elimination System
- Equities
- Control & Countermeasure
- 21 CFR 820
- Institutional Review Board
- Lending
- BSA
- Tila Respa Integrated Disclosures
- Know Your Customer
- Private Banking
- OFAC
- Mortgage Processing
- Financial Services
- Wealth Management
- Internal Control
- Capital Markets
- USDA
- Anti-Money Laundering
- Due Diligence
- Resolution
- Risk Management
- Finance
- Strategy Development
- Decision Making
- Auditing
- Written Communication
- Investigation
- Microsoft Outlook
- Verbal Communication
- Documentation
- Interpersonal Skills
- Reporting
- Collaboration
- Policy Development
- Coaching
- Filing
- Bachelor's Degree
- Microsoft PowerPoint
- Regulations
- Microsoft Office
- Problem Solving
- Project Management
- Microsoft Excel
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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