Compliance Manager Jobs in California
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Clinical Site Compliance Coordinator, Physical Therapy Department Mount Saint Mary's University
- Los Angeles, CA
- 2 hours ago
- Los Angeles, CA
- 2 hours ago
Clinical Site Compliance Coordinator, Physical Therapy Department Clinical Site Compliance Coordinator will work collaboratively with the Director of Clinical Education and will support and...
fintech, banking, or paymentsHolds a J.D.from an accredited law school and is an active member of the California State BarBrings deep expertise in federal and state banking regulations, including BSA...
., anti-money laundering, consumer protection, data privacy, etc.)....
In support of their needs, we are looking for a Staff Product Compliance Manager Job Description: Job Title: Staff Product Compliance Manager Job Type: Full-time Job Location: Mountain View, CA or San...
Assistant Vice President, QC Compliance Manager
- Westlake Village, CA
- 3 days ago
- Westlake Village, CA
- 3 days ago
Job Title: Assistant Vice President, QC Compliance Manager Location: CA - Westlake Village What you'll do: As a Quality Control Compliance Supervisor you'll be responsible for coordinating and overseeing...
The HR Compliance Coordinator is responsible for ensuring that the HR processes and procedures are in compliance with employment laws, governing bodies and regulatory agencies such as The Joint...
Championing Integrity, Driving Excellence Lead the City of Moreno Valleys Compliance to New Heights as our next Deputy Compliance Director! This recruitment will be filling one (1) vacancy for the...
The Opportunity The function of a Regulatory Affairs Manager is to combine knowledge of scientific, regulatory and business issues to enable products that are developed, manufactured or...
services, including its affiliates, specifically focused on deposits and consumer lending....
Are you passionate about making a tangible difference in people's lives, protecting our environment while improving water quality? Join the City of Corona's Public Works team and play a vital role...
About CoinList CoinList helps the best crypto projects grow their communities and raise capital. We've helped teams like Solana, Filecoin, Peaq, and WalletConnect raise over $1B and connect with...
Randstad is looking for a Compliance Professional that will be able to apply their knowledge combined with customer serivce skills in order to ensure legal documents are collected and recorded....
transactions across industries like e-commerce, automotive, real estate, and domain trading, including high-value domain names like Gmail.com, Uber.com, and Twitter.com.We need a Senior Manager a BSA...
If yes, consider joining Baker Tilly (BT) as a Regulatory Compliance Manager!...
Remote WorkQuality Compliance Coordinator, Registered Nurse, Home Health
- Salinas, CA
- 12 days ago
- Salinas, CA
- 12 days ago
We are so glad you are interested in joining Sutter Health! Organization: SCAH-Sutter Care at Home - Santa Cruz Position Overview: This position will cover both Santa Cruz and Salinas. Position...
Demographic Data for California
Moving to California? Find some basic demographic data about California below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in California
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in California offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Automotive Repair
- Insurance Verification
- Environmental Compliance
- Revenue Cycle
- Flexibility
- Implementation
- Cost Reduction
- Securities and Exchange Commission
- Fixed Income
- Equity Research
- National Pollutant Discharge Elimination System
- Control & Countermeasure
- Lending
- BSA
- Know Your Customer
- Automated Clearing House
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Mortgage Processing
- Anti-Money Laundering
- Wealth Management
- Financial Services
- Capital Markets
- Investment Banking
- Internal Control
- Due Diligence
- Resolution
- Risk Management
- Finance
- Strategy Development
- Prioritizing
- Written Communication
- Verbal Communication
- Investigation
- Auditing
- Documentation
- Collaboration
- Data Analysis
- Interpersonal Skills
- Bachelor's Degree
- Coaching
- Reporting
- Filing
- Regulations
- Microsoft PowerPoint
- Multitasking
- Policy Development
- Problem Solving
- Project Management
- Microsoft Excel
- Microsoft Office
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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Here are some other career titles that require similar skills
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