Compliance Manager Jobs in California

A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.

Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.

1-15 of 75 Jobs

Compliance Coordinator

  • Irvine, CA
  • 5 hours ago
  • Irvine, CA
  • 5 hours ago

Description Company Information: FirstService Residential is simplifying property management. Its hospitality-minded teams serve 9,000 residential communities across the United States and Canada....

Regulatory Affairs Manager

  • Valencia, CA
  • 9 hours ago
  • Valencia, CA
  • 9 hours ago

Position Overview This leadership role supports and advances critical Quality, Regulatory Affairs, and Compliance operations within a regulated medical device environment. Reporting to the...

Deputy Compliance Director - At-Will

  • Moreno Valley, CA
  • 19 hours ago
  • Moreno Valley, CA
  • 19 hours ago

Championing Integrity, Driving Excellence Lead the City of Moreno Valleys Compliance to New Heights as our next Deputy Compliance Director! This recruitment will be filling one (1) vacancy for the...

New People Compliance Coordinator Costa Mesa, California, United States Anduril Industries is a defense technology company with a mission to transform U.S. and allied military capabilities with...

Fleet Compliance Coordinator

  • Santa Ana, CA
  • 1 day ago
  • Santa Ana, CA
  • 1 day ago

To thrive as a Compliance Coordinator, you must have a sharp eye for detail and a background in logistics. You will play a vital role in managing our corporate fleet and powered industrial...

Regulatory Affairs Manager

  • Valencia, CA
  • 1 day ago
  • Valencia, CA
  • 1 day ago

Medical Device/Pharma client is looking for a Regulatory Affairs Manager to strengthen and help lead their QA/Regulatory team as part of their long-term strategic growth/succession planning. The...

Remote Work

Compliance Coordinator

  • Salinas, CA
  • 1 day ago
  • Salinas, CA
  • 1 day ago

You Matter Make a difference every day in the lives of the underserved Join a mission driven organization with a people first culture Excellent career growth opportunities Join us and find a...

Compliance Coordinator - Roseville, CA

  • Roseville, CA
  • 3 days ago
  • Roseville, CA
  • 3 days ago

Compliance Coordinator - Roseville, CA USA MULTIFAMILY MANAGEMENT, INC. is engaged in the management of residential multifamily communities. We develop, build, own and manage our properties. Our...

Senior Compliance Manager - Consumer Lending

  • San Diego, CA
  • 3 days ago
  • San Diego, CA
  • 3 days ago

The Compliance Manager will support the consumer compliance team by providing product advisory for newly created products and work to get them approved by our bank partner while contributing to the...

Chief Compliance Officer - Investment Company

  • Los Angeles, CA
  • 4 days ago
  • Los Angeles, CA
  • 4 days ago

In addition, certain positions may also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines...

Training and Compliance Coordinator - RN

  • San Diego, CA
  • 4 days ago
  • San Diego, CA
  • 4 days ago

Overview NaphCare is hiring a dynamic RN just like you, to fill the role of Training and Compliance Coordinator, at the San Diego County Jail located in San Diego, CA. NaphCare is a family owned,...

Compliance Officer

  • Goleta, CA
  • 4 days ago
  • Goleta, CA
  • 4 days ago

Possession of Certified Bank Secrecy Act / Anti-Money Laundering Professional (CBAP) certification, preferred....

Regional Compliance Coordinator

  • Torrance, CA
  • 4 days ago
  • Torrance, CA
  • 4 days ago

Primary Duties and Responsibilities: Works collaboratively with the regional Compliance Department and other enterprise Business Unit leaders, Subject Matter Experts (SMEs) and team members to...

State Licensing & Regulatory Compliance Manager

  • Foothill Ranch, CA
  • 4 days ago
  • Foothill Ranch, CA
  • 4 days ago

Familiarity with using loan origination systems (LOS) and loan management systems (LMS)....

Compliance Officer

  • Fresno, CA
  • 5 days ago
  • Fresno, CA
  • 5 days ago

Possession of Certified Bank Secrecy Act / Anti-Money Laundering Professional (CBAP) certification, preferred....

Demographic Data for California

Moving to California? Find some basic demographic data about California below.


Local
National
39,536,271
996,598

Compliance Manager Online Courses and Training Opportunities

iHireBanking curates thousands of courses in order to recommend the best ones to help further your career. If you register for a course using the links on our site, we may receive a small commission.
Cannabis Compliance, Testing, and Research
Identify legal operations in the cannabis industry and investigate how research and development can advance cannabis science. Learn compliance and testing methods related to analytical chemistry...
Cybersecurity Compliance and System Administration
Build the background needed to understand key cybersecurity compliance and industry standards. The knowledge gained in this course is critical for any cybersecurity role you would like to acquire...
Governance, Risk, and Compliance Course
This course provides an overview of governance, risk, and compliance. It focuses on the importance of GRC, identifying GRC concerns, and ways to mitigate those concerns. Our exclusive content is...

Salary for Compliance Manager Jobs in California

Estimated salary range based on data from US Bureau of Labor Statistics (BLS) and iHireBanking research efforts.

Licensing / Certification

Required or preferred licenses and certifications for Compliance Manager positions.



Highest Education Level

Compliance Managers in California offer the following education background
Bachelor's Degree
43.9%
Master's Degree
26.2%
High School or GED
8.9%
Associate's Degree
7.7%
Vocational Degree or Certification
5.7%
Doctorate Degree
5.5%
Some College
1.8%
Some High School
0.2%

Average Work Experience
Here's a breakdown of the number of years' experience offered by Compliance Managers in California
2-4 years
42.6%
4-6 years
18.4%
None
13.4%
1-2 years
9.8%
8-10 years
5.0%
10+ years
4.9%
6-8 years
4.6%
Less than 1 year
1.3%



Compliance Manager Related Career Advice Articles

banker looking at charts on laptop
How to Decide Between Investment Banking and Commercial Banking

Many finance professionals begin the career planning phase by taking some time to figure out whether they want to pursue commercial banking or investment banking. While both career paths can reap great rewards, each comes with a different set of responsibilities and skills. Here is a breakdown of some of the factors that separate careers in investment and commercial banking to consider.

Read article »