Compliance Manager Jobs
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Insurance Compliance Coordinator
- 1891 Financial Life
- Schaumburg, IL
- 5 days ago
- 1891 Financial Life
- Schaumburg, IL
- 5 days ago
SUMMARY The Internal Compliance Coordinator monitors 1891 Financial Life insurance business practices, (new business, underwriting, marketing and post issuance activities), to ensure that...
Stroke Compliance Coordinator Registered Nurse RN
- Richmond, VA
- 30+ days ago
- Richmond, VA
- 30+ days ago
Description Introduction Are you looking for a place to deliver excellent care patients deserve? At Johnston-Willis Hospital we support our colleagues in their positions. Join our Team as a(an)...
Manager, Compliance The Compliance Advisor Manager performs a key risk management role (second line of defense), to help ensure corporate initiatives and lines of business processes comply with...
Regulatory Affairs Manager - Electrophysiology (on-site)
- Plymouth, MN
- 9 days ago
- Plymouth, MN
- 9 days ago
Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses...
Regulatory Affairs Manager Heart Failure (on-site)
- Pleasanton, CA
- 30+ days ago
- Pleasanton, CA
- 30+ days ago
Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses...
, OFAC, FinCEN guidance) Positive energy on the future of crypto and Web3 Excellent communication skills (written and verbal), ability to simplify complex topics for broad audiences Experience working...
GLO - Compliance Analyst II (Safety amp; Compliance Coordinator)
- Austin, TX
- 9 hours ago
- Austin, TX
- 9 hours ago
Please paste the following URL into a browser to view the entire job posting in the CAPPS Career Section: You may apply to the job directly through the CAPPS Career Section. It is not necessary to...
Stormwater Compliance Coordinator (Construction/Maintenance Project Manager I)
- Fairfax, VA
- 10 hours ago
- Fairfax, VA
- 10 hours ago
We are looking for a highly organized, detail-oriented, self-motivated, and accountable individual who is honest and trustworthy to support our private stormwater management facility enforcement...
Risk & Compliance Director (Remote EST Preferred)
- Richmond, VA
- 13 hours ago
- Richmond, VA
- 13 hours ago
Risk & Compliance Director (Remote EST Preferred) Job ID 218394 Posted 27-May-2025 Service line GWS Segment Role type Full-time Areas of Interest Risk Management Location(s) Remote - US - Remote -...
Remote WorkUS Seasonal Tax-Global Compliance and Reporting-Manager
- McLean, VA
- 13 hours ago
- McLean, VA
- 13 hours ago
Location: Anywhere in Country At EY, were all in to shape your future with confidence. Well help you succeed in a globally connected powerhouse of diverse teams and take your career wherever you...
Remote WorkManager (CRCM) preferred Experience: 6+ years of experience in related field or field(s) 5+ years of banking experience, or financial/accounting/ business/ consulting preferred Experience managing...
Code Compliance Coordinator Salary $1,892.80 - $2,300.00 Biweekly Location Red Bluff, CA Job Type Full Time Job Number 2025-00147 Department Environmental Health Opening Date 06/02/2025 Closing...
Experience with MeridianLink Loans PQ loan origination system, DNA, Payment Exchange, DTS/Quavo, Friday or similar core operating system, Encompass or similar mortgage lending origination and servicing...
Job Description: At Regions, the Business Unit Compliance Manager leads a team of first line of defense risk management experts that advise on business and/or product decisions....
Compliance - Compliance Officer - Mortgage Servicing & Collections
- Portland, OR
- 14 hours ago
- Portland, OR
- 14 hours ago
Experience with MeridianLink Loans PQ loan origination system, DNA or similar core operating system, Encompass or similar mortgage lending origination and servicing systems a plus....
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs Nationwide
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Environmental Sampling
- Implementation
- Prioritizing
- Securities and Exchange Commission
- Management Reporting
- Fixed Income
- Equity Research
- Loss Control
- Spill Response
- Lending
- BSA
- Tila Respa Integrated Disclosures
- Private Banking
- Know Your Customer
- OFAC
- Mortgage Processing
- Financial Services
- Mortgage Servicing
- Internal Control
- Capital Markets
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Resolution
- Risk Management
- Finance
- Strategy Development
- Auditing
- Verbal Communication
- Investigation
- Written Communication
- Data Analysis
- Collaboration
- Mentoring
- Documentation
- Coaching
- Bachelor's Degree
- Employee Development
- Filing
- Microsoft PowerPoint
- Regulations
- Reporting
- Policy Development
- Multitasking
- Microsoft Office
- Project Management
- Problem Solving
- Microsoft Excel
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
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