Compliance Manager Jobs
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Inbound Compliance Coordinator
- WAI Global
- Southaven, MS
- 7 days ago
- WAI Global
- Southaven, MS
- 7 days ago
The ideal candidate will play a key role in supporting the Inbound Distribution Area by effectively managing compliance, documentation, and shipment processes. Responsibilities include: Assist...
Regulatory Affairs Manager Heart Failure (on-site)
- Pleasanton, CA
- 23 days ago
- Pleasanton, CA
- 23 days ago
Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses...
, OFAC, FinCEN guidance) Positive energy on the future of crypto and Web3 Excellent communication skills (written and verbal), ability to simplify complex topics for broad audiences Experience working...
Responsibilities: Develop, enhance or lead scheduled loan level documentation reviews, kick off meetings, transactional testing, risk assessments on all lending products through focused and random sample...
Were looking for people who put their innovation to work to advance our success and their own. Join an organization that ensures a more secure world through connecting and protecting our customers...
Were building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing whats right for our clients. At CIBC, we embrace your...
Senior Manager, Compliance Risk Reporting and Strategy (ATH - 3745)
- Toronto, ON
- 6 hours ago
- Toronto, ON
- 6 hours ago
Work Location: Toronto, Ontario, Canada Hours: 37.5 Line of Business: Compliance Pay Details: $108,800 - $163,200 CAD TD is committed to providing fair and equitable compensation opportunities to...
Manager Compliance Advisory Commercial
- Farmington Hills, MI
- 6 hours ago
- Farmington Hills, MI
- 6 hours ago
Manager (CRCM) certification or other applicable/relevant certifications or licenses helpful but not required Work Best Category: Category C - Days in the office will either be designated days or will...
Who We Are Join a team that puts its People First! Since 1889, First American (NYSE: FAF) has held an unwavering belief in its people. They are passionate about what they do, and we are equally...
Overview This is a remote role that may be hired in several markets across the United States The AML/CFT Compliance Officer is responsible for ensuring the effectiveness of the organization's Anti-Money...
Remote WorkDescription : Leave Compliance Coordinator - Admin Position Summary Under the general guidance of the team supervisor, this position is responsible for administering various clients' Family...
About KBS Kellermeyer Bergensons Services (KBS) is the largest privately held provider of facility services in North America, servicing over 2 billion square feet of space daily. We help industry...
Remote WorkUnder the general guidance of the team supervisor, the Leave Compliance Coordinator position is responsible for administering various clients’ Family Medical Leave Act (FMLA) policy, applicable...
*Please note that this is a hybrid work arrangement - 3 days in the office each week is the expectation * Our team is growing its Fixed Income Compliance team in New York with a focus on FINRA and...
Compliance Officer Responsibilities: The Compliance Officer is responsible for maintaining current knowledge of BSA, AML, and OFAC regulations and all bank-related compliance regulations....
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs Nationwide
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Quality Systems
- Implementation
- International Business
- Securities and Exchange Commission
- Management Reporting
- FDA Regulations
- Fixed Income
- Laboratory Information Management System
- Equity Research
- Stormwater Pollution Prevention Plan
- National Pollutant Discharge Elimination System
- Equities
- Control & Countermeasure
- Lending
- Tila Respa Integrated Disclosures
- BSA
- Know Your Customer
- Private Banking
- OFAC
- Financial Services
- Wealth Management
- Internal Control
- Capital Markets
- USDA
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Resolution
- Risk Management
- Finance
- Strategy Development
- Auditing
- Policy Administration
- Microsoft Outlook
- Written Communication
- Documentation
- Verbal Communication
- Coaching
- Investigation
- Mentoring
- Reporting
- Collaboration
- Filing
- Interpersonal Skills
- Quality Assurance
- Policy Development
- Bachelor's Degree
- Microsoft PowerPoint
- Project Management
- Problem Solving
- Regulations
- Microsoft Excel
- Microsoft Office
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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