Compliance Manager Jobs

Required or preferred licenses and certifications for Compliance Manager positions.

The following top skills are often required or desired to land a Compliance Manager position

• Account Maintenance
• Anti-Money Laundering
• Asset Management
• Auditing
• Brokerage
• BSA
• Capital Markets
• Change Management
• Collaboration
• Commercial Banking
• Communication Skills
• Consumer Lending
• Documentation
• Dodd-Frank
• Equities
• Finance
• Financial Services
• Foreign Exchange
• Fraud Investigation
• Implementation
• Initiative
• Internal Control
• Interpersonal Skills
• Investigation
• Investment Banking
• Juris Doctor
• Know Your Customer
• Leadership
• Lending
• Management
• Management Reporting
• Microsoft Excel
• Microsoft Office
• Microsoft Word
• Military Background
• Mortgage Lending
• Mortgage Processing
• OFAC
• Organization
• Policy Administration
• Policy Development
• Prioritizing
• Problem Solving
• Process Management
• Project Coordination
• Project Management
• Regulations
• Regulatory Compliance
• Reporting
• Research Skills
• Resolution
• Risk Assessment
• Risk Management
• Scheduling
• Securities and Exchange Commission
• Series 24 Licensed
• Software
• Staff Supervision
• Time Management
• Training and Development
• Treasury
• Vendor Management
• Venture Capital
• Wealth Management

Here are some other career titles that require similar skills

Top hiring companies for Compliance Manager positions

Many finance professionals begin the career planning phase by taking some time to figure out whether they want to pursue commercial banking or investment banking. While both career paths can reap great rewards, each comes with a different set of responsibilities and skills. Here is a breakdown of some of the factors that separate careers in investment and commercial banking to consider.