Compliance Manager Jobs in Westlake Village, CA
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
- Thousand Oaks, CA (4 miles from Westlake Village, CA)
- 5 days ago
- Thousand Oaks, CA (4 miles from Westlake Village, CA)
- 5 days ago
JLL empowers you to shape a brighter way. Our people at JLL and JLL Technologies are shaping the future of real estate for a better world by combining world class services, advisory and technology...
- Woodland Hills, CA (10 miles from Westlake Village, CA)
- 27 days ago
- Woodland Hills, CA (10 miles from Westlake Village, CA)
- 27 days ago
Responsibilities: Oversight of scheduled loan level documentation reviews, regulatory change management communication, and transactional testing on all lending products through focused and random sample...
Quality Food Safety Compliance Supervisor
- Chatsworth, CA (15 miles from Westlake Village, CA)
- 29 days ago
- Chatsworth, CA (15 miles from Westlake Village, CA)
- 29 days ago
At Danone, Manufacturing the best products and supplying them to meet demand is a key driver for our plant teams. We are currently looking to hire a QFS Compliance Supervisor based in Chatsworth,...
- Chatsworth, CA (15 miles from Westlake Village, CA)
- 30+ days ago
- Chatsworth, CA (15 miles from Westlake Village, CA)
- 30+ days ago
Short Intro and About the Job At Danone, Manufacturing the best products and supplying them to meet demand is a key driver for our plant teams. We are currently looking to hire a QFS Compliance...
Compliance and Audit Manager California State University, Northridge
- Northridge, CA (16 miles from Westlake Village, CA)
- 30+ days ago
- Northridge, CA (16 miles from Westlake Village, CA)
- 30+ days ago
Compliance and Audit Manager At CSUN we aspire to continually grow as an inclusive, cooperative community! CSUN strives to be a destination workplace, where everyone understands that they belong...
Assistant Vice President, QC Compliance Manager
- Westlake Village, CA
- 45+ days ago
- Westlake Village, CA
- 45+ days ago
Job Title: Assistant Vice President, QC Compliance Manager Location: CA - Westlake Village What you'll do: As a Quality Control Compliance Supervisor you'll be responsible for coordinating and overseeing...
- Northridge, CA (16 miles from Westlake Village, CA)
- 60+ days ago
- Northridge, CA (16 miles from Westlake Village, CA)
- 60+ days ago
At CSUN we aspire to continually grow as an inclusive, cooperative community! CSUN strives to be a destination workplace, where everyone understands that they belong to a community that is vital...
- Santa Monica, CA (22 miles from Westlake Village, CA)
- 90+ days ago
- Santa Monica, CA (22 miles from Westlake Village, CA)
- 90+ days ago
laundering program....
Demographic Data for Westlake Village, CA
Moving to Westlake Village, CA? Find some basic demographic data about Westlake Village, CA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Westlake Village, CA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Westlake Village, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Environmental Sampling
- Implementation
- Prioritizing
- Securities and Exchange Commission
- Management Reporting
- Fixed Income
- Equity Research
- Spill Response
- Lending
- BSA
- Tila Respa Integrated Disclosures
- Private Banking
- Know Your Customer
- OFAC
- Mortgage Processing
- Financial Services
- Mortgage Servicing
- Internal Control
- Capital Markets
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Resolution
- Risk Management
- Finance
- Strategy Development
- Auditing
- Investigation
- Verbal Communication
- Data Analysis
- Written Communication
- Collaboration
- Mentoring
- Coaching
- Documentation
- Bachelor's Degree
- Employee Development
- Filing
- Microsoft PowerPoint
- Regulations
- Reporting
- Policy Development
- Microsoft Office
- Project Management
- Problem Solving
- Microsoft Excel
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
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