Compliance Manager Jobs in Poway, CA
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Compliance Coordinator ( Affordable Housing)
- San Diego, CA (21 miles from Poway, CA)
- 5 days ago
- San Diego, CA (21 miles from Poway, CA)
- 5 days ago
Collaborate with Compliance Managers and IT to quickly set up new properties and process new households....
- San Diego, CA (21 miles from Poway, CA)
- 8 days ago
- San Diego, CA (21 miles from Poway, CA)
- 8 days ago
Impact Lives, Impact Community Family Health Centers of San Diego (FHCSD) is passionate about providing exceptional health care to all, especially underserved communities with limited health care...
- Carlsbad, CA (18 miles from Poway, CA)
- 19 days ago
- Carlsbad, CA (18 miles from Poway, CA)
- 19 days ago
Work Schedule Standard (Mon-Fri) Environmental Conditions Office Job Description Responsibilities: Join Thermo Fisher Scientific Inc. as a Manager, Regulatory Affairs, and play a pivotal role in...
- San Diego, CA (21 miles from Poway, CA)
- 90+ days ago
- San Diego, CA (21 miles from Poway, CA)
- 90+ days ago
Trade Compliance Manager - Western Region! Are you a seasoned professional with a passion for international trade compliance?...
Global Trade Compliance Director & Counsel
- San Diego, CA (21 miles from Poway, CA)
- 90+ days ago
- San Diego, CA (21 miles from Poway, CA)
- 90+ days ago
addressing red flags Knowledge of restricted party and third-party screening tools Expert knowledge and understanding of global trade laws and regulations including those administered by CBP, BIS, OFAC...
Demographic Data for Poway, CA
Moving to Poway, CA? Find some basic demographic data about Poway, CA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Poway, CA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Poway, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Executive Management
- Business Processes
- Change Management
- Flexibility
- Implementation
- Prioritizing
- Securities and Exchange Commission
- Fixed Income
- Equity Research
- Certified Management Accountant
- Lending
- BSA
- Know Your Customer
- Automated Clearing House
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Mortgage Processing
- Financial Services
- Anti-Money Laundering
- Capital Markets
- Internal Control
- Investment Banking
- Fraud Investigation
- Due Diligence
- Complaint Resolution
- Resolution
- Business Administration
- Risk Management
- Strategy Development
- Finance
- Auditing
- Written Communication
- Verbal Communication
- Investigation
- Documentation
- Mentoring
- Employee Development
- Collaboration
- Bachelor's Degree
- Coaching
- Filing
- Regulations
- Microsoft PowerPoint
- Reporting
- Policy Development
- Problem Solving
- Project Management
- Microsoft Excel
- Microsoft Office
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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