Compliance Manager Jobs in Palo Alto, CA
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Regulatory Affairs Manager Heart Failure (on-site)
- Pleasanton, CA (21 miles from Palo Alto, CA)
- 30+ days ago
- Pleasanton, CA (21 miles from Palo Alto, CA)
- 30+ days ago
Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses...
About Wing: Wing offers drone delivery as a safe, fast, and sustainable solution for last mile logistics. Consumer appetites for on-demand services are increasing, but current delivery methods are...
Regulatory Affairs Manager Canada & Latin America Diabetes Care (on-site)
- Alameda, CA (23 miles from Palo Alto, CA)
- 4 days ago
- Alameda, CA (23 miles from Palo Alto, CA)
- 4 days ago
Alameda : 2901 Harbor Bay Parkway ADDITIONAL LOCATIONS: WORK SHIFT: Standard TRAVEL: Yes, 5 % of the Time MEDICAL SURVEILLANCE: No SIGNIFICANT WORK ACTIVITIES: Awkward/forceful/repetitive (arms...
Global Trade Compliance Director
- San Jose, CA (15 miles from Palo Alto, CA)
- 5 days ago
- San Jose, CA (15 miles from Palo Alto, CA)
- 5 days ago
Responsibilities & Competencies Job Duties Define and implement a comprehensive trade compliance strategy aligned with U.S. and international laws (e.g., EAR, ITAR, OFAC, sanctions, customs regulations...
Regulatory Affairs Manager Canada & Latin America Diabetes Care (on-site)
- Alameda, CA (23 miles from Palo Alto, CA)
- 6 days ago
- Alameda, CA (23 miles from Palo Alto, CA)
- 6 days ago
Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses...
Lending Operations & Compliance Manager
- Foster City, CA (10 miles from Palo Alto, CA)
- 9 days ago
- Foster City, CA (10 miles from Palo Alto, CA)
- 9 days ago
Job Category We are seeking a resourceful and detail-oriented Lending Operations & Compliance Manager who thrives in an autonomous, fast-paced environment....
Remote WorkAssociate Compliance Manager, Growth
- San Mateo, CA (12 miles from Palo Alto, CA)
- 12 days ago
- San Mateo, CA (12 miles from Palo Alto, CA)
- 12 days ago
As the Associate Compliance Manager at Upstart, you will play a key role in enabling compliant growth by reviewing marketing collateral and partner materials across Upstart's lending products....
Sr Regulatory Affairs Manager, Abbott Ventures - Transcatheter Mitral Valve Replacement (on-site)
- Santa Clara, CA (12 miles from Palo Alto, CA)
- 24 days ago
- Santa Clara, CA (12 miles from Palo Alto, CA)
- 24 days ago
Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses...
Compliance Manager, Credit Products
- San Jose, CA (15 miles from Palo Alto, CA)
- 30+ days ago
- San Jose, CA (15 miles from Palo Alto, CA)
- 30+ days ago
Experience in Compliance for Credit, Credit Risk, Buy Now Pay Later or Merchant Lending products is a plus as well as experience providing product specific compliance advisory support....
Sr Regulatory Affairs Manager - Transcatheter Mitral and Tricuspid Valve Repair (on-site)
- Santa Clara, CA (12 miles from Palo Alto, CA)
- 30+ days ago
- Santa Clara, CA (12 miles from Palo Alto, CA)
- 30+ days ago
Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses...
Regulatory Affairs Manager Vascular (on-site)
- Santa Clara, CA (12 miles from Palo Alto, CA)
- 30+ days ago
- Santa Clara, CA (12 miles from Palo Alto, CA)
- 30+ days ago
Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses...
. _ Key Responsibilities: Design, implement, and manage a comprehensive control testing program to evaluate the effectiveness of compliance controls across various compliance functions (e.g., anti-money...
Regulatory Affairs Manager - International Compliance Operations - Diabetes Care (on-site)
- Alameda, CA (23 miles from Palo Alto, CA)
- 60+ days ago
- Alameda, CA (23 miles from Palo Alto, CA)
- 60+ days ago
Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses...
- Fremont, CA (12 miles from Palo Alto, CA)
- 60+ days ago
- Fremont, CA (12 miles from Palo Alto, CA)
- 60+ days ago
Tesla is seeking a regulatory compliance program manager responsible for overseeing the North America Field Service team's compliance with all local, state, and federal laws, regulations, and...
- Oakland, CA (23 miles from Palo Alto, CA)
- 90+ days ago
- Oakland, CA (23 miles from Palo Alto, CA)
- 90+ days ago
Summary SUMMARY: Plans, coordinates, monitors compliance with federal, state and local regulations; manages accreditation activities necessary for maintaining required accreditation; manages...
Demographic Data for Palo Alto, CA
Moving to Palo Alto, CA? Find some basic demographic data about Palo Alto, CA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Palo Alto, CA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Palo Alto, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Environmental Sampling
- Implementation
- Prioritizing
- Securities and Exchange Commission
- Fixed Income
- Equity Research
- Spill Response
- Lending
- BSA
- Automated Clearing House
- Tila Respa Integrated Disclosures
- Private Banking
- Know Your Customer
- OFAC
- Mortgage Processing
- Financial Services
- Mortgage Servicing
- Capital Markets
- Internal Control
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Resolution
- Risk Management
- Finance
- Strategy Development
- Accounting
- Auditing
- Verbal Communication
- Investigation
- Written Communication
- Data Analysis
- Collaboration
- Mentoring
- Documentation
- Coaching
- Bachelor's Degree
- Employee Development
- Filing
- Microsoft PowerPoint
- Regulations
- Reporting
- Policy Development
- Multitasking
- Microsoft Office
- Project Management
- Problem Solving
- Microsoft Excel
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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