Compliance Manager Jobs in Lake Forest, CA
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
- Newport Beach, CA (7 miles from Lake Forest, CA)
- 2 hours ago
- Newport Beach, CA (7 miles from Lake Forest, CA)
- 2 hours ago
View more categories View less categories Sector Academic / Research Field Conservation science Discipline Sustainability Salary Type Salary Employment Type Full timeJob DescriptionAMVAC, an...
- Irvine, CA (10 miles from Lake Forest, CA)
- 3 days ago
- Irvine, CA (10 miles from Lake Forest, CA)
- 3 days ago
Certified anti money laundering, Global Sanctions Specialist. Pay: $120k/Y. recblid ajvjuqi5girgwn091dewtn19lwtoj5...
Quality/SHE Compliance Supervisor
- Santa Ana, CA (13 miles from Lake Forest, CA)
- 13 days ago
- Santa Ana, CA (13 miles from Lake Forest, CA)
- 13 days ago
Overview Primo Brands is a leading branded beverage company in North America with a focus on healthy hydration. We are proud to offer an extensive and iconic portfolio of highly recognizable,...
Chief Compliance Officer (Wealth Advisor)
- Irvine, CA (10 miles from Lake Forest, CA)
- 30+ days ago
- Irvine, CA (10 miles from Lake Forest, CA)
- 30+ days ago
Understand and fulfill duties and responsibilities related to the Bank Secrecy Act (BSA), Anti-Money Laundering Act (AML), and Office of Foreign Assets Control Regulations (OFAC), including participation...
Demographic Data for Lake Forest, CA
Moving to Lake Forest, CA? Find some basic demographic data about Lake Forest, CA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Lake Forest, CA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Lake Forest, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Executive Management
- Business Processes
- Change Management
- Flexibility
- Implementation
- Prioritizing
- Securities and Exchange Commission
- Fixed Income
- Equity Research
- Certified Management Accountant
- Lending
- BSA
- Know Your Customer
- Automated Clearing House
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Mortgage Processing
- Financial Services
- Anti-Money Laundering
- Capital Markets
- Internal Control
- Investment Banking
- Fraud Investigation
- Due Diligence
- Complaint Resolution
- Resolution
- Business Administration
- Risk Management
- Strategy Development
- Finance
- Auditing
- Written Communication
- Verbal Communication
- Investigation
- Documentation
- Mentoring
- Employee Development
- Collaboration
- Bachelor's Degree
- Coaching
- Filing
- Regulations
- Microsoft PowerPoint
- Reporting
- Policy Development
- Problem Solving
- Project Management
- Microsoft Excel
- Microsoft Office
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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