Compliance Manager Jobs in City Of Industry, CA
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Senior Compliance Officer (Hybrid)
- Santa Ana, CA (20 miles from City Of Industry, CA)
- 1 day ago
- Santa Ana, CA (20 miles from City Of Industry, CA)
- 1 day ago
Who We Are Join a team that puts its People First! Since 1889, First American (NYSE: FAF) has held an unwavering belief in its people. They are passionate about what they do, and we are equally...
Contribution Compliance Audit Manager
- Burbank, CA (20 miles from City Of Industry, CA)
- 2 days ago
- Burbank, CA (20 miles from City Of Industry, CA)
- 2 days ago
GHJ Search and Staffing serves as the recruitment division of GHJ, a prominent national accounting and advisory firm. Our team provides qualified Accounting and Finance professionals on a...
- Los Angeles, CA (12 miles from City Of Industry, CA)
- 5 days ago
- Los Angeles, CA (12 miles from City Of Industry, CA)
- 5 days ago
Work with Senior Compliance Officer, Compliance Manager to maintain audit tracking logs and other tracking reports as deemed necessary....
Temporary Part Time Public Health Policy & Compliance Coordinator
- Irvine, CA (23 miles from City Of Industry, CA)
- 5 days ago
- Irvine, CA (23 miles from City Of Industry, CA)
- 5 days ago
Who We Are Founded in 1965, UC Irvine is a member of the prestigious Association of American Universities and is ranked among the nation's top 10 public universities by U.S. News & World Report....
Temporary Part Time Public Health Policy & Compliance Coordinator University of California Irvine
- Irvine, CA (23 miles from City Of Industry, CA)
- 5 days ago
- Irvine, CA (23 miles from City Of Industry, CA)
- 5 days ago
Who We Are Founded in 1965, UC Irvine is a member of the prestigious Association of American Universities and is ranked among the nation's top 10 public universities by U.S. News & World Report....
Compliance Manager - Enterprise Marketing (AZ, CA, CO, NV, TX, UT)
- Los Angeles, CA (12 miles from City Of Industry, CA)
- 6 days ago
- Los Angeles, CA (12 miles from City Of Industry, CA)
- 6 days ago
We're seeking a Compliance Manager to join our enterprise marketing team, leading efforts in Marketing Governance to ensure regulatory excellence and strategic alignment....
Compliance Manager - Enterprise Marketing (AZ, CA, CO, NV, TX, UT)
- Irvine, CA (23 miles from City Of Industry, CA)
- 6 days ago
- Irvine, CA (23 miles from City Of Industry, CA)
- 6 days ago
We're seeking a Compliance Manager to join our enterprise marketing team, leading efforts in Marketing Governance to ensure regulatory excellence and strategic alignment....
Operations- Mgmt/Admin - Operations Compliance Coordinator
- Los Angeles, CA (12 miles from City Of Industry, CA)
- 6 days ago
- Los Angeles, CA (12 miles from City Of Industry, CA)
- 6 days ago
Job Title: Price Integrity Coordinator Department: Store Operations Reports To: Store Director FLSA Status: Non-exempt Essential Duties and Responsibilities The Price Integrity Coordinator...
Chief Compliance Officer (Wealth Advisor)
- Irvine, CA (23 miles from City Of Industry, CA)
- 6 days ago
- Irvine, CA (23 miles from City Of Industry, CA)
- 6 days ago
Understand and fulfill duties and responsibilities related to the Bank Secrecy Act (BSA), Anti-Money Laundering Act (AML), and Office of Foreign Assets Control Regulations (OFAC), including participation...
Corporate Compliance Coordinator
- Ontario, CA (21 miles from City Of Industry, CA)
- 7 days ago
- Ontario, CA (21 miles from City Of Industry, CA)
- 7 days ago
Overview Prime Healthcare is an award-winning health system headquartered in Ontario, California. Prime Healthcare operates 51 hospitals and has more than 360 outpatient locations in 14 states...
Compliance Supervisor (Returns-Repairs)
- Chino, CA (21 miles from City Of Industry, CA)
- 8 days ago
- Chino, CA (21 miles from City Of Industry, CA)
- 8 days ago
Are you ready to step into a dynamic leadership role at a fast-paced distribution center? Were looking for an enthusiastic Compliance Supervisor to oversee Returns, Repairs, and Compliance...
Clinical Site Compliance Coordinator, Physical Therapy Department
- Los Angeles, CA (12 miles from City Of Industry, CA)
- 12 days ago
- Los Angeles, CA (12 miles from City Of Industry, CA)
- 12 days ago
Clinical Site Compliance Coordinator, Physical Therapy Department Clinical Site Compliance Coordinator will work collaboratively with the Director of Clinical Education and will support and...
Regulatory Compliance Coordinator
- Pomona, CA (11 miles from City Of Industry, CA)
- 12 days ago
- Pomona, CA (11 miles from City Of Industry, CA)
- 12 days ago
Regulatory Compliance Coordinator Posting Number: S01386 Position Status: Full time Campus: Western University Campus-Pomona, CA Department: 1309-Research and Biotechnology Function: Family:...
Regional Compliance Coordinator
- Torrance, CA (20 miles from City Of Industry, CA)
- 20 days ago
- Torrance, CA (20 miles from City Of Industry, CA)
- 20 days ago
Primary Duties and Responsibilities: Works collaboratively with the regional Compliance Department and other enterprise Business Unit leaders, Subject Matter Experts (SMEs) and team members to...
- Los Angeles, CA (12 miles from City Of Industry, CA)
- 29 days ago
- Los Angeles, CA (12 miles from City Of Industry, CA)
- 29 days ago
Requirements Description Hourly rate: Starting at $23 Position Summary The Compliance Coordinator plays a key role in supporting Intercare Therapys commitment to regulatory and contractual...
Demographic Data for City Of Industry, CA
Moving to City Of Industry, CA? Find some basic demographic data about City Of Industry, CA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in City Of Industry, CA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in City Of Industry, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Environmental Compliance
- Quality Systems
- Implementation
- International Business
- Securities and Exchange Commission
- Management Reporting
- FDA Regulations
- Fixed Income
- Laboratory Information Management System
- Equity Research
- Stormwater Pollution Prevention Plan
- National Pollutant Discharge Elimination System
- Equities
- Control & Countermeasure
- Lending
- Tila Respa Integrated Disclosures
- BSA
- Know Your Customer
- Private Banking
- OFAC
- Financial Services
- Wealth Management
- Internal Control
- Capital Markets
- USDA
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Resolution
- Risk Management
- Finance
- Strategy Development
- Auditing
- Policy Administration
- Microsoft Outlook
- Written Communication
- Documentation
- Coaching
- Verbal Communication
- Investigation
- Mentoring
- Reporting
- Collaboration
- Filing
- Interpersonal Skills
- Quality Assurance
- Policy Development
- Bachelor's Degree
- Microsoft PowerPoint
- Project Management
- Regulations
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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