Compliance Manager Jobs in Sun Prairie, WI
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Clinical Compliance Coordinator - Accreditation and Regulatory Compliance Analytics
- Madison, WI (12 miles from Sun Prairie, WI)
- 3 days ago
- Madison, WI (12 miles from Sun Prairie, WI)
- 3 days ago
Company :** Highmark Inc. **Job Description :** **JOB SUMMARY** This job is responsible for working with HHO clinical departments in the areas of compliance and process improvement. Serves as a...
Corporate Regulatory Compliance Manager
- Columbus, WI (12 miles from Sun Prairie, WI)
- 4 days ago
- Columbus, WI (12 miles from Sun Prairie, WI)
- 4 days ago
Corporate Regulatory Compliance Manager Columbus, WI ( Description At American Packaging Corporation (APC), youll find the packaging career youve been looking for....
Membership Services Compliance Coordinator (Madison)
- Madison, WI (12 miles from Sun Prairie, WI)
- 26 days ago
- Madison, WI (12 miles from Sun Prairie, WI)
- 26 days ago
Overview UW Credit Union is seeking a Membership Services Compliance Coordinator to play a vital role in maintaining regulatory and operational excellence within our Membership Services division....
US Seasonal Tax-Global Compliance and Reporting-Manager
- Madison, WI (12 miles from Sun Prairie, WI)
- 27 days ago
- Madison, WI (12 miles from Sun Prairie, WI)
- 27 days ago
Location: Anywhere in Country At EY, were all in to shape your future with confidence. Well help you succeed in a globally connected powerhouse of diverse teams and take your career wherever you...
Remote WorkTrade Compliance Director Counsel
- Madison, WI (12 miles from Sun Prairie, WI)
- 45+ days ago
- Madison, WI (12 miles from Sun Prairie, WI)
- 45+ days ago
JOB REQUIREMENTS: We\'re looking for people who put their innovation to work to advance our success - and their own. Join an organization that ensures a more secure world through connecting and...
Demographic Data for Sun Prairie, WI
Moving to Sun Prairie, WI? Find some basic demographic data about Sun Prairie, WI below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Sun Prairie, WI
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Sun Prairie, WI offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Environmental Sampling
- Implementation
- Management Reporting
- Fixed Income
- Equity Research
- Spill Response
- ASQ Certified Quality Auditor
- Environmental Regulations
- Lending
- BSA
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Know Your Customer
- Mortgage Processing
- Financial Services
- Mortgage Servicing
- Wealth Management
- Internal Control
- Capital Markets
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Resolution
- Complaint Resolution
- Risk Management
- Strategy Development
- Finance
- Accounting
- Auditing
- Written Communication
- Investigation
- Verbal Communication
- Employee Development
- Data Analysis
- Collaboration
- Quality Assurance
- Documentation
- Reporting
- Bachelor's Degree
- Coaching
- Filing
- Microsoft PowerPoint
- Regulations
- Policy Development
- Microsoft Office
- Problem Solving
- Project Management
- Microsoft Excel
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
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