Compliance Manager Jobs in Wisconsin
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
The opportunity** Delaware North Sportservice is searching for seasonal Alcohol Compliance Supervisors to join our team at Lambeau Field in Green Bay, Wisconsin. As a Compliance Supervisor, you...
The opportunity Delaware North Sportservice is searching for seasonal Alcohol Compliance Supervisors to join our team at Lambeau Field in Green Bay, Wisconsin. As a Compliance Supervisor, you will...
Your career at Deutsche Borse Group\n\n Your area of work: Clearstream is the innovative and trusted post-trade business for the global markets. Its segment Clearstream Fund Services delivers...
Application Deadline: 07/30/2025 Address: 320 S Canal Street Job Family Group: Audit, Risk & Compliance This role has a hybrid mandate of 2x/week in office. After after Sept 15, 2025 that will...
Senior Compliance Officer - Securitized Products
- Milwaukee, WI
- 18 days ago
- Milwaukee, WI
- 18 days ago
Senior Compliance Officer - Securitized Products We are seeking a Securitized Products Compliance Officer who will be primarily responsible for partnering with the firms Fixed Income Capital...
Job Summary A Regulatory Compliance Manager is responsible for developing, implementing, and managing an organization's compliance programs....
AMSOIL is a technology-focused lubricant manufacturer headquartered in Superior, Wis. From introducing the world’s first API-qualified synthetic motor oil to designing the first wind turbine gear...
The Compliance Manager may also assist with supplier non-disclosure agreements and customer or vendor contracts....
Customs Compliance Coordinator (On-Site)
- Menomonee Falls, WI
- 30+ days ago
- Menomonee Falls, WI
- 30+ days ago
This role is based at our Corporate Office in Menomonee Falls, WI. Youll work onsite from Monday through Thursday, with the option to work remotely on Fridays. About the Role In this role, you...
Regulatory Compliance Manager - Food Manufacturing
- River Falls, WI
- 30+ days ago
- River Falls, WI
- 30+ days ago
Assist the Senior Regulatory Compliance Manager with sustainability customer requests such as palm oil and cocoa surveys Assist Senior Regulatory Compliance Manager with sustainability directives involving...
About us: At Plexus, our vision is to help create the products that build a better world. Driven by a passion for excellence, we partner with leading Aerospace/Defense, Healthcare/Life Sciences...
Department: 36337 Advocate Aurora Health Corporate - Clinical Integration Imaging Status: Full time Benefits Eligible: Yes Hou rs Per Week: 40 Schedule Details/Additional Information: Full time...
Demographic Data for Wisconsin
Moving to Wisconsin? Find some basic demographic data about Wisconsin below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Wisconsin
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Wisconsin offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Implementation
- Securities and Exchange Commission
- Fixed Income
- Equity Research
- Spill Prevention, Control & Countermeasure
- Stormwater Pollution Prevention Plan
- National Pollutant Discharge Elimination System
- Equities
- Control & Countermeasure
- 21 CFR 820
- Institutional Review Board
- Lending
- Consumer Lending
- BSA
- Tila Respa Integrated Disclosures
- Know Your Customer
- Private Banking
- OFAC
- Mortgage Processing
- Financial Services
- Wealth Management
- Internal Control
- Capital Markets
- USDA
- Anti-Money Laundering
- Due Diligence
- Resolution
- Risk Management
- Finance
- Strategy Development
- Decision Making
- Auditing
- Written Communication
- Investigation
- Microsoft Outlook
- Verbal Communication
- Documentation
- Interpersonal Skills
- Reporting
- Collaboration
- Policy Development
- Coaching
- Filing
- Bachelor's Degree
- Microsoft PowerPoint
- Regulations
- Microsoft Office
- Problem Solving
- Project Management
- Microsoft Excel
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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