Compliance Manager Jobs in Racine, WI
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Senior Compliance Officer - Securitized Products
- Milwaukee, WI (22 miles from Racine, WI)
- 1 day ago
- Milwaukee, WI (22 miles from Racine, WI)
- 1 day ago
Senior Compliance Officer - Securitized Products We are seeking a Securitized Products Compliance Officer who will be primarily responsible for partnering with the firms Fixed Income Capital...
- Pleasant Prairie, WI (14 miles from Racine, WI)
- 11 days ago
- Pleasant Prairie, WI (14 miles from Racine, WI)
- 11 days ago
The Compliance Manager may also assist with supplier non-disclosure agreements and customer or vendor contracts....
Membership Services Compliance Coordinator (Milwaukee)
- Milwaukee, WI (22 miles from Racine, WI)
- 30+ days ago
- Milwaukee, WI (22 miles from Racine, WI)
- 30+ days ago
Overview UW Credit Union is seeking a Membership Services Compliance Coordinator to play a vital role in maintaining regulatory and operational excellence within our Membership Services division....
Food Safety&Regulatory Compliance Manager
- Milwaukee, WI (22 miles from Racine, WI)
- 45+ days ago
- Milwaukee, WI (22 miles from Racine, WI)
- 45+ days ago
The Headlines: The food safety & regulatory compliance manager will provide insight and direction for the Food Safety programs required by our production facilites, comanufacturers and our route to...
Imaging Compliance Coordinator
- West Allis, WI (23 miles from Racine, WI)
- 45+ days ago
- West Allis, WI (23 miles from Racine, WI)
- 45+ days ago
Department: 36337 Advocate Aurora Health Corporate - Clinical Integration Imaging Status: Full time Benefits Eligible: Yes Hou rs Per Week: 40 Schedule Details/Additional Information: Full time...
Demographic Data for Racine, WI
Moving to Racine, WI? Find some basic demographic data about Racine, WI below.
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Salary for Compliance Manager Jobs in Racine, WI
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Racine, WI offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Environmental Compliance
- Environmental Sampling
- Implementation
- Securities and Exchange Commission
- Fixed Income
- Spill Prevention, Control & Countermeasure
- Stormwater Pollution Prevention Plan
- National Pollutant Discharge Elimination System
- Spill Response
- Control & Countermeasure
- ASQ Certified Quality Auditor
- Environmental Regulations
- Lending
- BSA
- Tila Respa Integrated Disclosures
- Private Banking
- Know Your Customer
- Mortgage Processing
- OFAC
- Financial Services
- USDA
- Mortgage Servicing
- Internal Control
- Capital Markets
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Resolution
- Complaint Resolution
- Risk Management
- Finance
- Decision Making
- Auditing
- Written Communication
- Investigation
- Verbal Communication
- Data Analysis
- Employee Development
- Collaboration
- Quality Assurance
- Documentation
- Reporting
- Coaching
- Filing
- Bachelor's Degree
- Regulations
- Policy Development
- Microsoft PowerPoint
- Microsoft Office
- Problem Solving
- Project Management
- Microsoft Excel
- Sales
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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