Compliance Manager Jobs in Pleasant Prairie, WI
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
The Compliance Manager may also assist with supplier non-disclosure agreements and customer or vendor contracts....
Auditing & Compliance Director - Software as a Medical Device (SaMD)
- Riverwoods, IL (24 miles from Pleasant Prairie, WI)
- 22 days ago
- Riverwoods, IL (24 miles from Pleasant Prairie, WI)
- 22 days ago
LOCATION: Hybrid - 8 days a month in the office (see approved locations on the posting). OVERVIEW You will be the global product quality lead in support of a broad portfolio of on-market medical...
Research Compliance Coordinator
- Highland Park, IL (23 miles from Pleasant Prairie, WI)
- 23 days ago
- Highland Park, IL (23 miles from Pleasant Prairie, WI)
- 23 days ago
Research Compliance Coordinator NorthShore University HealthSystem paid time off, tuition reimbursement United States, Illinois, Highland Park Jun 06, 2025 Hourly Pay Range: $26.61 - $39.92 - The...
USA - Regulatory Affairs Manager
- Deerfield, IL (24 miles from Pleasant Prairie, WI)
- 45+ days ago
- Deerfield, IL (24 miles from Pleasant Prairie, WI)
- 45+ days ago
USA - Regulatory Affairs Manager#25-57898 $56.09-$59.09 per hour Deerfield, IL All On-site Job Description Senior Regulatory Affairs Manager, Advertising and Promotion Location: Deerfield Open to...
Demographic Data for Pleasant Prairie, WI
Moving to Pleasant Prairie, WI? Find some basic demographic data about Pleasant Prairie, WI below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Pleasant Prairie, WI
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Pleasant Prairie, WI offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Environmental Sampling
- Implementation
- Securities and Exchange Commission
- Fixed Income
- Spill Response
- ASQ Certified Quality Auditor
- Environmental Regulations
- Lending
- BSA
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Know Your Customer
- Mortgage Processing
- Financial Services
- Mortgage Servicing
- Wealth Management
- Internal Control
- Capital Markets
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Resolution
- Complaint Resolution
- Risk Management
- Strategy Development
- Finance
- Accounting
- Auditing
- Written Communication
- Investigation
- Verbal Communication
- Employee Development
- Data Analysis
- Collaboration
- Quality Assurance
- Documentation
- Reporting
- Coaching
- Filing
- Bachelor's Degree
- Regulations
- Policy Development
- Microsoft PowerPoint
- Microsoft Office
- Sales
- Problem Solving
- Project Management
- Microsoft Excel
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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