Compliance Manager Jobs in Mukwonago, WI
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
- Milwaukee, WI (24 miles from Mukwonago, WI)
- 1 day ago
- Milwaukee, WI (24 miles from Mukwonago, WI)
- 1 day ago
Application Deadline: Address: 320 S Canal Street Job Family Group: Audit, Risk & Compliance Assists in the implementation, maintenance and administration of a specific compliance program....
Imaging Compliance Coordinator
- West Allis, WI (18 miles from Mukwonago, WI)
- 2 days ago
- West Allis, WI (18 miles from Mukwonago, WI)
- 2 days ago
Department: 36337 Advocate Aurora Health Corporate - Clinical Integration Imaging Status: Full time Benefits Eligible: Yes Hou rs Per Week: 40 Schedule Details/Additional Information: Full time...
Regulatory Compliance Director
- Milwaukee, WI (24 miles from Mukwonago, WI)
- 23 days ago
- Milwaukee, WI (24 miles from Mukwonago, WI)
- 23 days ago
JOB REQUIREMENTS: CLA is a top 10 national professional services firmwhere our purpose is to create opportunities every day, for our clients,our people, and our communities through...
Demographic Data for Mukwonago, WI
Moving to Mukwonago, WI? Find some basic demographic data about Mukwonago, WI below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Mukwonago, WI
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Mukwonago, WI offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Executive Management
- Business Processes
- Change Management
- Implementation
- Securities and Exchange Commission
- Fixed Income
- Equity Research
- Loss Control
- Certified Management Accountant
- BSA
- Lending
- Automated Clearing House
- Tila Respa Integrated Disclosures
- Private Banking
- Know Your Customer
- OFAC
- Mortgage Processing
- Financial Services
- Anti-Money Laundering
- Capital Markets
- Internal Control
- Investment Banking
- Due Diligence
- Complaint Resolution
- Resolution
- Business Administration
- Risk Management
- Strategy Development
- Finance
- Accounting
- Auditing
- Verbal Communication
- Investigation
- Written Communication
- Mentoring
- Documentation
- Employee Development
- Interpersonal Skills
- Collaboration
- Bachelor's Degree
- Coaching
- Filing
- Microsoft PowerPoint
- Regulations
- Reporting
- Policy Development
- Problem Solving
- Project Management
- Microsoft Excel
- Microsoft Office
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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