Compliance Manager Jobs in Brown Deer, WI
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Compliance Officer- Commercial Banking
- Milwaukee, WI (7 miles from Brown Deer, WI)
- 3 hours ago
- Milwaukee, WI (7 miles from Brown Deer, WI)
- 3 hours ago
We focus on regulatory compliance for Commercial Banking, including Commercial Lending & Leasing and Treasury Payment Solutions, including Commercial Deposits, Investments and Credit Cards for the US...
Senior Compliance Officer - Retail Lending
- Milwaukee, WI (7 miles from Brown Deer, WI)
- 1 day ago
- Milwaukee, WI (7 miles from Brown Deer, WI)
- 1 day ago
Additionally, you will advise the Personal Lending group on issues management, risk assessments, regulatory change and audits and examinations....
Training & Compliance Supervisor
- Milwaukee, WI (7 miles from Brown Deer, WI)
- 1 day ago
- Milwaukee, WI (7 miles from Brown Deer, WI)
- 1 day ago
***Covenant Aviation Security, LLC (CAS) has been notified of Milwaukee County's intent to award the contract for Security Services at MKE to CAS (contingent upon successful contract negotiations...
Pharmacy Compliance Coordinator
- Menomonee Falls, WI (9 miles from Brown Deer, WI)
- 6 days ago
- Menomonee Falls, WI (9 miles from Brown Deer, WI)
- 6 days ago
Discover. Achieve. Succeed. #BeHere Location: US:WI:MENOMONEE FALLS at our INTEGRATED SERVICE CENTER facility. This job is HYBRID. FTE: 1.000000 Standard Hours : 40.00 Shift: 1 Schedule: Monday-...
Senior Compliance Officer - Securitized Products
- Milwaukee, WI (7 miles from Brown Deer, WI)
- 30+ days ago
- Milwaukee, WI (7 miles from Brown Deer, WI)
- 30+ days ago
Senior Compliance Officer - Securitized Products We are seeking a Securitized Products Compliance Officer who will be primarily responsible for partnering with the firms Fixed Income Capital...
Customs Compliance Coordinator (On-Site)
- Menomonee Falls, WI (9 miles from Brown Deer, WI)
- 45+ days ago
- Menomonee Falls, WI (9 miles from Brown Deer, WI)
- 45+ days ago
This role is based at our Corporate Office in Menomonee Falls, WI. Youll work onsite from Monday through Thursday, with the option to work remotely on Fridays. About the Role In this role, you...
Imaging Compliance Coordinator
- West Allis, WI (9 miles from Brown Deer, WI)
- 60+ days ago
- West Allis, WI (9 miles from Brown Deer, WI)
- 60+ days ago
Department: 36337 Advocate Aurora Health Corporate - Clinical Integration Imaging Status: Full time Benefits Eligible: Yes Hou rs Per Week: 40 Schedule Details/Additional Information: Full time...
Demographic Data for Brown Deer, WI
Moving to Brown Deer, WI? Find some basic demographic data about Brown Deer, WI below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Brown Deer, WI
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Brown Deer, WI offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Quality Systems
- Implementation
- International Business
- Securities and Exchange Commission
- Management Reporting
- FDA Regulations
- Fixed Income
- Laboratory Information Management System
- Equity Research
- Stormwater Pollution Prevention Plan
- National Pollutant Discharge Elimination System
- Equities
- Control & Countermeasure
- Lending
- Tila Respa Integrated Disclosures
- BSA
- Know Your Customer
- Private Banking
- OFAC
- Financial Services
- Wealth Management
- Internal Control
- Capital Markets
- USDA
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Resolution
- Risk Management
- Finance
- Strategy Development
- Auditing
- Policy Administration
- Microsoft Outlook
- Written Communication
- Documentation
- Coaching
- Verbal Communication
- Investigation
- Mentoring
- Reporting
- Collaboration
- Filing
- Interpersonal Skills
- Quality Assurance
- Policy Development
- Bachelor's Degree
- Microsoft PowerPoint
- Project Management
- Regulations
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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