Compliance Manager Jobs in Riverton, UT
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Governance Risk & Compliance Manager
- Salt Lake City, UT (11 miles from Riverton, UT)
- 1 day ago
- Salt Lake City, UT (11 miles from Riverton, UT)
- 1 day ago
Healthcares helping hand. CHG shook things up in 1979 by inventing the locum tenens staffing model. We connect doctors with patients who need their care. As the largest physician staffing firm in...
- Salt Lake City, UT (11 miles from Riverton, UT)
- 1 day ago
- Salt Lake City, UT (11 miles from Riverton, UT)
- 1 day ago
What Ethics & Compliance contributes to Cardinal Health Ethics & Compliance promotes a culture that encourages ethical conduct and a commitment to compliance. This function implements strategies...
Manager - Compliance (B2B Payments)
- Sandy, UT (7 miles from Riverton, UT)
- 1 day ago
- Sandy, UT (7 miles from Riverton, UT)
- 1 day ago
Minimum Qualifications Minimum 3 - 5 years of experience in Compliance or related activities, preferably within the financial services and retail banking industry....
- Sandy, UT (7 miles from Riverton, UT)
- 6 days ago
- Sandy, UT (7 miles from Riverton, UT)
- 6 days ago
American Express' Global Financial Crimes Compliance (GFCC) team is responsible for leading the enterprise-wide Anti-Money Laundering (AML), Sanctions, and Anti-Corruption compliance functions....
- Salt Lake City, UT (11 miles from Riverton, UT)
- 10 days ago
- Salt Lake City, UT (11 miles from Riverton, UT)
- 10 days ago
Compliance Coordinator page is loaded Compliance Coordinator locations Salt Lake City, Utah time type Full time posted on Posted 2 Days Ago job requisition id JR100502 About Us At Better Being we...
Senior Manager - Compliance, U.S. Consumer
- Sandy, UT (7 miles from Riverton, UT)
- 13 days ago
- Sandy, UT (7 miles from Riverton, UT)
- 13 days ago
Certified Regulatory Compliance Manager (CRCM) or similar professional certification preferred....
- Salt Lake City, UT (11 miles from Riverton, UT)
- 18 days ago
- Salt Lake City, UT (11 miles from Riverton, UT)
- 18 days ago
About the Role We're looking for an experienced, hands-on Marketing Compliance Manager to help build out our existing marketing compliance program and ensure Rho's advertising and promotional activities...
Compliance Manager - Enterprise Marketing (AZ, CA, CO, NV, TX, UT)
- Midvale, UT (10 miles from Riverton, UT)
- 19 days ago
- Midvale, UT (10 miles from Riverton, UT)
- 19 days ago
We're seeking a Compliance Manager to join our enterprise marketing team, leading efforts in Marketing Governance to ensure regulatory excellence and strategic alignment....
Director, Compliance Officer u2013 Crypto & Digital Assets
- Cottonwood Heights, UT (16 miles from Riverton, UT)
- 25 days ago
- Cottonwood Heights, UT (16 miles from Riverton, UT)
- 25 days ago
), Anti-Money Laundering (AML), and sanctions requirements Provide clear and pragmatic compliance guidance in a fast-paced and ambiguous environment Engage with regulators, industry groups, and internal...
- Salt Lake City, UT (11 miles from Riverton, UT)
- 28 days ago
- Salt Lake City, UT (11 miles from Riverton, UT)
- 28 days ago
crimes, and banking/fair lending regulations within the banking, fintech, or financial services industry Experience collaborating solutions with a team of compliance professionals and working with...
Drug and Alcohol Compliance Coordinator (pre and post employment programs) - REMOTE
- Salt Lake City, UT (11 miles from Riverton, UT)
- 28 days ago
- Salt Lake City, UT (11 miles from Riverton, UT)
- 28 days ago
Job Seekers can review the Job Applicant Privacy Policy by clicking here ( ). Job Description : Summary The Drug and Alcohol Compliance Coordinator ensures compliance with applicable Federal...
Remote Work- Salt Lake City, UT (11 miles from Riverton, UT)
- 30+ days ago
- Salt Lake City, UT (11 miles from Riverton, UT)
- 30+ days ago
Compliance Coordinator Department: 000505 Location: Salt Lake City, UT Do you thrive in a service-oriented environment where you are part of a collaborative team? Do you want to have a career with...
- Cottonwood Heights, UT (16 miles from Riverton, UT)
- 45+ days ago
- Cottonwood Heights, UT (16 miles from Riverton, UT)
- 45+ days ago
The role: The Compliance Manager - Communications with the Public will lead a team of five Compliance professionals and will focus on marketing and advertising compliance across SoFi's diverse product...
Strategic Partnerships Compliance Manager
- Salt Lake City, UT (11 miles from Riverton, UT)
- 60+ days ago
- Salt Lake City, UT (11 miles from Riverton, UT)
- 60+ days ago
Certified Regulatory Compliance Manager, Certified Anti-Money Laundering Specialist, Certified Enterprise Risk Professional, or similar certification preferred, or the ability to retain after hired....
Demographic Data for Riverton, UT
Moving to Riverton, UT? Find some basic demographic data about Riverton, UT below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Riverton, UT
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Riverton, UT offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Environmental Compliance
- Quality Systems
- Implementation
- Document Management
- Securities and Exchange Commission
- Management Reporting
- FDA Regulations
- Laboratory Information Management System
- Equity Research
- Spill Prevention, Control & Countermeasure
- Stormwater Pollution Prevention Plan
- National Pollutant Discharge Elimination System
- Equities
- Control & Countermeasure
- Lending
- Tila Respa Integrated Disclosures
- BSA
- Know Your Customer
- OFAC
- Financial Services
- Wealth Management
- Internal Control
- Capital Markets
- USDA
- Anti-Money Laundering
- Due Diligence
- Resolution
- Risk Management
- Finance
- Strategy Development
- Auditing
- Policy Administration
- Microsoft Outlook
- Written Communication
- Documentation
- Coaching
- Verbal Communication
- Investigation
- Mentoring
- Collaboration
- Reporting
- Interpersonal Skills
- Policy Development
- Bachelor's Degree
- Microsoft PowerPoint
- Filing
- Regulations
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Microsoft Word
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
Compliance Manager Related Career Advice Articles
How to Decide Between Investment Banking and Commercial Banking
Many finance professionals begin the career planning phase by taking some time to figure out whether they want to pursue commercial banking or investment banking. While both career paths can reap great rewards, each comes with a different set of responsibilities and skills. Here is a breakdown of some of the factors that separate careers in investment and commercial banking to consider.
Read article »