Compliance Manager Jobs in Utah
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Proficient Knowledge of federal and state lending laws. Knowledge of AML/BSA guidelines and requirements....
Preferred Qualifications JD or Certified Regulatory Compliance Manager (CRCM) designation. Experience working in a large financial institution or experience as a bank regulatory examiner....
Manager-Compliance, Global Financial Crimes Compliance, Audit Management
- Salt Lake City, UT
- 8 days ago
- Salt Lake City, UT
- 8 days ago
Team Overview: American Express' Global Financial Crimes Compliance (GFCC) team is responsible for leading the enterprise-wide Anti-Money Laundering, Sanctions, and Anti-Corruption compliance functions...
Strategic Partnerships Compliance Manager
- Salt Lake City, UT
- 10 days ago
- Salt Lake City, UT
- 10 days ago
Certified Regulatory Compliance Manager, Certified Anti-Money Laundering Specialist, Certified Enterprise Risk Professional, or similar certification preferred, or the ability to retain after hired....
Certifications: PMP (Project Management Professional), CAMS (Certified Anti-Money Laundering Specialist) or CFE (Certified Fraud Examiner) Skills and Abilities: Below is a general list of desired skills...
Regulatory Compliance Manager - Food Manufacturing
- Pleasant View, UT
- 18 days ago
- Pleasant View, UT
- 18 days ago
Assist the Senior Regulatory Compliance Manager with sustainability customer requests such as palm oil and cocoa surveys Assist Senior Regulatory Compliance Manager with sustainability directives involving...
Relevant audit and professional certifications (e.g., Certified Public Accountant (CPA), Certified Internal Auditor (CIA), Certified Regulatory Compliance Manager (CRCM))....
NO EXTERNAL RECRUITERS PLEASE **No Sponsorship/Transfer Available** Company Summary: For over 60 years, MeriCal has been at the forefront of innovation in the dietary supplement industry,...
Fair Lending Compliance Officer - Salt Lake City
- Salt Lake City, UT
- 30+ days ago
- Salt Lake City, UT
- 30+ days ago
The Fair Lending Compliance Officer ("Compliance Officer") is responsible for performing periodic fair lending monitoring of the bank's portfolios, support key areas of the Fair Lending Program....
crimes, and banking/fair lending regulations within the banking, fintech, or financial services industry Experience collaborating solutions with a team of compliance professionals and working with...
Fair Banking Compliance Officer - Salt Lake City
- Salt Lake City, UT
- 30+ days ago
- Salt Lake City, UT
- 30+ days ago
The Fair Lending Compliance Officer (Compliance Officer) is responsible for performing periodic fair lending monitoring of the banks portfolios, support key areas of the Fair Lending Program....
- Cottonwood Heights, UT
- 30+ days ago
- Cottonwood Heights, UT
- 30+ days ago
Nice to have: Experience with Fintech or consumer lending products. CRCM or similar compliance certification. Familiarity with tools like Jira, Confluence, GRC platforms....
Demographic Data for Utah
Moving to Utah? Find some basic demographic data about Utah below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Utah
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Utah offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Environmental Sampling
- Implementation
- Securities and Exchange Commission
- Fixed Income
- Spill Response
- ASQ Certified Quality Auditor
- Environmental Regulations
- Lending
- BSA
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Know Your Customer
- Mortgage Processing
- Financial Services
- Mortgage Servicing
- Wealth Management
- Internal Control
- Capital Markets
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Resolution
- Complaint Resolution
- Risk Management
- Strategy Development
- Finance
- Accounting
- Auditing
- Written Communication
- Investigation
- Verbal Communication
- Employee Development
- Data Analysis
- Collaboration
- Quality Assurance
- Documentation
- Reporting
- Coaching
- Filing
- Bachelor's Degree
- Regulations
- Policy Development
- Microsoft PowerPoint
- Microsoft Office
- Sales
- Problem Solving
- Project Management
- Microsoft Excel
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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