Compliance Manager Jobs in Cottonwood Heights, UT
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Senior Manager - Compliance, U.S. Consumer
- Sandy, UT (10 miles from Cottonwood Heights, UT)
- 7 hours ago
- Sandy, UT (10 miles from Cottonwood Heights, UT)
- 7 hours ago
Certified Regulatory Compliance Manager (CRCM) or similar professional certification preferred....
- Salt Lake City, UT (17 miles from Cottonwood Heights, UT)
- 5 days ago
- Salt Lake City, UT (17 miles from Cottonwood Heights, UT)
- 5 days ago
About the Role We're looking for an experienced, hands-on Marketing Compliance Manager to help build out our existing marketing compliance program and ensure Rho's advertising and promotional activities...
Compliance Manager - Enterprise Marketing (AZ, CA, CO, NV, TX, UT)
- Midvale, UT (9 miles from Cottonwood Heights, UT)
- 6 days ago
- Midvale, UT (9 miles from Cottonwood Heights, UT)
- 6 days ago
We're seeking a Compliance Manager to join our enterprise marketing team, leading efforts in Marketing Governance to ensure regulatory excellence and strategic alignment....
Manager-Compliance; Termination of Accounts
- Sandy, UT (10 miles from Cottonwood Heights, UT)
- 7 days ago
- Sandy, UT (10 miles from Cottonwood Heights, UT)
- 7 days ago
for success, identifying their strengths and opportunities Certified Anti-Money Laundering Specialist (CAMS) or other professional certification Salary Range: $90,000.00 to $165,000.00 annually + bonus...
Director, Compliance Officer u2013 Crypto & Digital Assets
- Cottonwood Heights, UT
- 12 days ago
- Cottonwood Heights, UT
- 12 days ago
), Anti-Money Laundering (AML), and sanctions requirements Provide clear and pragmatic compliance guidance in a fast-paced and ambiguous environment Engage with regulators, industry groups, and internal...
Manager - Compliance - Global Commercial Services Marketing
- Sandy, UT (10 miles from Cottonwood Heights, UT)
- 13 days ago
- Sandy, UT (10 miles from Cottonwood Heights, UT)
- 13 days ago
Review marketing, campaign strategies, and advertising materials for adherence to applicable laws including but not limited to Unfair or Deceptive Acts or Practices (UDAP), Truth in Lending (Reg Z),...
- Salt Lake City, UT (17 miles from Cottonwood Heights, UT)
- 15 days ago
- Salt Lake City, UT (17 miles from Cottonwood Heights, UT)
- 15 days ago
crimes, and banking/fair lending regulations within the banking, fintech, or financial services industry Experience collaborating solutions with a team of compliance professionals and working with...
Drug and Alcohol Compliance Coordinator (pre and post employment programs) - REMOTE
- Salt Lake City, UT (17 miles from Cottonwood Heights, UT)
- 15 days ago
- Salt Lake City, UT (17 miles from Cottonwood Heights, UT)
- 15 days ago
Job Seekers can review the Job Applicant Privacy Policy by clicking here ( ). Job Description : Summary The Drug and Alcohol Compliance Coordinator ensures compliance with applicable Federal...
Remote Work- Salt Lake City, UT (17 miles from Cottonwood Heights, UT)
- 18 days ago
- Salt Lake City, UT (17 miles from Cottonwood Heights, UT)
- 18 days ago
Compliance Coordinator Department: 000505 Location: Salt Lake City, UT Do you thrive in a service-oriented environment where you are part of a collaborative team? Do you want to have a career with...
- Cottonwood Heights, UT
- 30+ days ago
- Cottonwood Heights, UT
- 30+ days ago
The role: The Compliance Manager - Communications with the Public will lead a team of five Compliance professionals and will focus on marketing and advertising compliance across SoFi's diverse product...
Strategic Partnerships Compliance Manager
- Salt Lake City, UT (17 miles from Cottonwood Heights, UT)
- 45+ days ago
- Salt Lake City, UT (17 miles from Cottonwood Heights, UT)
- 45+ days ago
Certified Regulatory Compliance Manager, Certified Anti-Money Laundering Specialist, Certified Enterprise Risk Professional, or similar certification preferred, or the ability to retain after hired....
Demographic Data for Cottonwood Heights, UT
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Salary for Compliance Manager Jobs in Cottonwood Heights, UT
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Cottonwood Heights, UT offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Quality Systems
- Implementation
- International Business
- Securities and Exchange Commission
- Management Reporting
- FDA Regulations
- Fixed Income
- Laboratory Information Management System
- Equity Research
- Stormwater Pollution Prevention Plan
- National Pollutant Discharge Elimination System
- Equities
- Control & Countermeasure
- Lending
- Tila Respa Integrated Disclosures
- BSA
- Know Your Customer
- Private Banking
- OFAC
- Financial Services
- Wealth Management
- Internal Control
- Capital Markets
- USDA
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Resolution
- Risk Management
- Finance
- Strategy Development
- Auditing
- Policy Administration
- Microsoft Outlook
- Written Communication
- Documentation
- Coaching
- Verbal Communication
- Investigation
- Mentoring
- Reporting
- Collaboration
- Filing
- Interpersonal Skills
- Quality Assurance
- Policy Development
- Bachelor's Degree
- Microsoft PowerPoint
- Project Management
- Regulations
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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