Compliance Manager Jobs in Southlake, TX
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Environmental Compliance Coordinator
- Irving, TX (15 miles from Southlake, TX)
- 9 hours ago
- Irving, TX (15 miles from Southlake, TX)
- 9 hours ago
Testing and Inspection Management: Provide assistance to Gasoline Compliance Managers (RGECM) and Gasoline Environmental Specialist (RGECS) with compliance inspection programs to adhere to federal,...
Compliance Director Multifamily Operations
- Dallas, TX (23 miles from Southlake, TX)
- 2 days ago
- Dallas, TX (23 miles from Southlake, TX)
- 2 days ago
This position works with the property management team to provide superior customer service to employees, owners, lenders, auditors and governmental agencies....
Regulatory Compliance Manager - Food Manufacturing
- Dallas, TX (23 miles from Southlake, TX)
- 5 days ago
- Dallas, TX (23 miles from Southlake, TX)
- 5 days ago
Assist the Senior Regulatory Compliance Manager with sustainability customer requests such as palm oil and cocoa surveys Assist Senior Regulatory Compliance Manager with sustainability directives involving...
Security Risk and Compliance Director
- Dallas, TX (23 miles from Southlake, TX)
- 7 days ago
- Dallas, TX (23 miles from Southlake, TX)
- 7 days ago
Job Title: Security Risk and Compliance Director Location: CityScape What you'll do: The Director of Security and Privacy Compliance is vested with the authority to facilitate the development,...
- Richardson, TX (23 miles from Southlake, TX)
- 7 days ago
- Richardson, TX (23 miles from Southlake, TX)
- 7 days ago
Stay abreast of new regulations and any changes to existing regulations impacting mortgage lending....
Compliance Manager, Private Markets
- Dallas, TX (23 miles from Southlake, TX)
- 9 days ago
- Dallas, TX (23 miles from Southlake, TX)
- 9 days ago
Advertising Rule, and FINRA Advertising regulations Experience with private markets, private funds, registered products and alternative investments Experience with Real Estate, Private Credit or Direct Lending...
- Richardson, TX (23 miles from Southlake, TX)
- 15 days ago
- Richardson, TX (23 miles from Southlake, TX)
- 15 days ago
SUMMARY The Payments Compliance Manager will work closely with the Chief Compliance Officer for the money transmitter subsidiary of RealPage, Inc., also known as RealPage Payments Services (RPPS)....
Remote WorkTax Compliance Director Multifamily Operations
- Dallas, TX (23 miles from Southlake, TX)
- 15 days ago
- Dallas, TX (23 miles from Southlake, TX)
- 15 days ago
This position works with the property management team to provide superior customer service to employees, owners, lenders, auditors and governmental agencies....
Compliance Director, Advanced Wound Management
- Fort Worth, TX (18 miles from Southlake, TX)
- 18 days ago
- Fort Worth, TX (18 miles from Southlake, TX)
- 18 days ago
Compliance Director, Advanced Wound Management Life Unlimited. At Smith+Nephew, we design and manufacture technology that takes the limits off living. The position is the Compliance Director, AWM...
Medical Necessity Coding Compliance Coordinator
- Euless, TX (7 miles from Southlake, TX)
- 20 days ago
- Euless, TX (7 miles from Southlake, TX)
- 20 days ago
Description Introduction Do you want to join an organization that invests in you as a Medical Necessity Compliance Coordinator? At Parallon, you come first. HCA Healthcare has committed up to $300...
Outpatient Coding Integrity Specialist
- Bedford, TX (6 miles from Southlake, TX)
- 20 days ago
- Bedford, TX (6 miles from Southlake, TX)
- 20 days ago
Description Introduction Do you want to join an organization that invests in you as a Medical Necessity Compliance Coordinator? At Parallon, you come first. HCA Healthcare has committed up to $300...
Medical Necessity Coding Compliance Coordinator
- Dallas, TX (23 miles from Southlake, TX)
- 21 days ago
- Dallas, TX (23 miles from Southlake, TX)
- 21 days ago
Description Introduction Do you want to join an organization that invests in you as a Medical Necessity Compliance Coordinator? At Parallon, you come first. HCA Healthcare has committed up to 300...
Program Compliance Coordinator
- Fort Worth, TX (18 miles from Southlake, TX)
- 22 days ago
- Fort Worth, TX (18 miles from Southlake, TX)
- 22 days ago
Position Function : Supports and coordinates grant and contract related activities of residential programs on the Wichita Campus, encouraging programmatic compliance with grant and contract...
Compliance Manager, Regulatory Change Management
- Frisco, TX (23 miles from Southlake, TX)
- 22 days ago
- Frisco, TX (23 miles from Southlake, TX)
- 22 days ago
Employee Applicant Privacy Notice Who we are: Shape a brighter financial future with us. Together with our members, we're changing the way people think about and interact with personal finance....
- Coppell, TX (9 miles from Southlake, TX)
- 23 days ago
- Coppell, TX (9 miles from Southlake, TX)
- 23 days ago
Certified Information Privacy Professional (CIPP), Certified Regulatory Compliance Manager (CRCM), or similar certification preferred....
Demographic Data for Southlake, TX
Moving to Southlake, TX? Find some basic demographic data about Southlake, TX below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Southlake, TX
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Southlake, TX offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Automotive Repair
- Insurance Verification
- Employee Benefits
- Revenue Cycle
- Flexibility
- Implementation
- Cost Reduction
- Securities and Exchange Commission
- Fixed Income
- Equity Research
- Loss Control
- Certified Management Accountant
- Lending
- BSA
- Know Your Customer
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Financial Services
- Anti-Money Laundering
- Capital Markets
- Internal Control
- Investment Banking
- Due Diligence
- Resolution
- Risk Management
- Finance
- Collections
- Written Communication
- Verbal Communication
- Investigation
- Prioritizing
- Auditing
- Documentation
- Collaboration
- Data Analysis
- Bachelor's Degree
- Coaching
- Filing
- Reporting
- Regulations
- Microsoft PowerPoint
- Multitasking
- Policy Development
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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Here are some other career titles that require similar skills
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