Compliance Manager Jobs in Pawtucket, RI
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Senior Manager Compliance Operations
- Providence, RI (3 miles from Pawtucket, RI)
- 3 days ago
- Providence, RI (3 miles from Pawtucket, RI)
- 3 days ago
You'll be a driving force behind our Anti-Money Laundering (AML) operations, managing centralized Quality Control (QC) programs that span multiple teams, with hundreds of analysts across the globe....
Operations Compliance Supervisor- Transportation Coordinating /Billing Departments
- Coventry, RI (17 miles from Pawtucket, RI)
- 4 days ago
- Coventry, RI (17 miles from Pawtucket, RI)
- 4 days ago
Job Title: Operations Compliance Supervisor- Transportation Coordinating/Billing Departments Department: Transportation and Billing Reports to: General Manager Work Type: Full-Time, Monday- Friday...
- Providence, RI (3 miles from Pawtucket, RI)
- 6 days ago
- Providence, RI (3 miles from Pawtucket, RI)
- 6 days ago
, OFAC, FinCEN guidance) * Positive energy on the future of crypto and Web3 * Excellent communication skills (written and verbal), ability to simplify complex topics for broad audiences * Experience...
Corporate Compliance Director Corporate Compliance Director
- Milford, MA (20 miles from Pawtucket, RI)
- 6 days ago
- Milford, MA (20 miles from Pawtucket, RI)
- 6 days ago
Corporate Compliance Director Waters Corporation 3.7 ( ) Milford, MA Why you should apply for a job to Waters Corporation : 4.5/5 in supportive management 60% say the CEO supports gender diversity...
Drug and Alcohol Compliance Coordinator (pre and post employment programs) - REMOTE
- Providence, RI (3 miles from Pawtucket, RI)
- 15 days ago
- Providence, RI (3 miles from Pawtucket, RI)
- 15 days ago
Job Seekers can review the Job Applicant Privacy Policy by clicking here ( ). Job Description : Summary The Drug and Alcohol Compliance Coordinator ensures compliance with applicable Federal...
Remote Work- Johnston, RI (7 miles from Pawtucket, RI)
- 30+ days ago
- Johnston, RI (7 miles from Pawtucket, RI)
- 30+ days ago
Description Are you passionate about data privacy and eager to launch a career in risk management? We are seeking a Privacy Risk Professional to support our enterprise privacy and compliance...
Remote Work- Bridgewater, MA (22 miles from Pawtucket, RI)
- 30+ days ago
- Bridgewater, MA (22 miles from Pawtucket, RI)
- 30+ days ago
With its beginnings in a family run pharmacy in Correggio, Italy in the 1920s, Recordati is now a global pharmaceutical company, listed on the Italian stock exchange, with over 4,500 employees and...
- Milford, MA (20 miles from Pawtucket, RI)
- 90+ days ago
- Milford, MA (20 miles from Pawtucket, RI)
- 90+ days ago
Overview Reporting to the Senior Director, Corporate Compliance and working closely with the General Counsel and other members of the Legal Department, the Director of Corporate Compliance, HQ...
Demographic Data for Pawtucket, RI
Moving to Pawtucket, RI? Find some basic demographic data about Pawtucket, RI below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Pawtucket, RI
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Pawtucket, RI offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Quality Systems
- Implementation
- International Business
- Securities and Exchange Commission
- Management Reporting
- FDA Regulations
- Fixed Income
- Laboratory Information Management System
- Equity Research
- Stormwater Pollution Prevention Plan
- National Pollutant Discharge Elimination System
- Equities
- Control & Countermeasure
- Lending
- Tila Respa Integrated Disclosures
- BSA
- Know Your Customer
- Private Banking
- OFAC
- Financial Services
- Wealth Management
- Internal Control
- Capital Markets
- USDA
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Resolution
- Risk Management
- Finance
- Strategy Development
- Auditing
- Policy Administration
- Microsoft Outlook
- Written Communication
- Documentation
- Coaching
- Verbal Communication
- Investigation
- Mentoring
- Reporting
- Collaboration
- Filing
- Interpersonal Skills
- Quality Assurance
- Policy Development
- Bachelor's Degree
- Microsoft PowerPoint
- Project Management
- Regulations
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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