Compliance Manager Jobs in Rhode Island
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
IT Risk & Compliance Manager Location: Newport Job Type: Full-time, Hybrid (1 day per week) Salary: 60 - 70K plus benefits We are seeking an IT Risk & Compliance Manager to join our client's IT team...
Quality & Compliance Director JLL parental leave, paid time off, 401(k) United States, Rhode Island, West Greenwich Jun 16, 2025 JLL empowers you to shape a brighter way. Our people at JLL and JLL...
Company Summary Statement As one of the largest investor-owned utility companies in the United States, PPL Corporation (NYSE: PPL), is committed to creating long-term, sustainable value for our...
Description Are you passionate about data privacy and eager to launch a career in risk management? We are seeking a Privacy Risk Professional to support our enterprise privacy and compliance...
Remote WorkDemographic Data for Rhode Island
Moving to Rhode Island? Find some basic demographic data about Rhode Island below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Rhode Island
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Rhode Island offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Environmental Sampling
- Implementation
- International Business
- Management Reporting
- Fixed Income
- Equity Research
- Spill Response
- Lending
- BSA
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Know Your Customer
- Mortgage Processing
- Financial Services
- Mortgage Servicing
- Internal Control
- Capital Markets
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Resolution
- Complaint Resolution
- Risk Management
- Strategy Development
- Finance
- Accounting
- Auditing
- Investigation
- Written Communication
- Data Analysis
- Verbal Communication
- Collaboration
- Mentoring
- Coaching
- Documentation
- Employee Development
- Interpersonal Skills
- Bachelor's Degree
- Filing
- Reporting
- Microsoft PowerPoint
- Regulations
- Policy Development
- Microsoft Office
- Problem Solving
- Project Management
- Microsoft Excel
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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