Compliance Manager Jobs in North Smithfield, RI
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
- West Greenwich, RI (24 miles from North Smithfield, RI)
- 3 days ago
- West Greenwich, RI (24 miles from North Smithfield, RI)
- 3 days ago
JLL empowers you to shape a brighter way. Our people at JLL and JLL Technologies are shaping the future of real estate for a better world by combining world class services, advisory and technology...
Health Compliance Coordinator II or III
- Providence, RI (12 miles from North Smithfield, RI)
- 4 days ago
- Providence, RI (12 miles from North Smithfield, RI)
- 4 days ago
Company Summary Statement As one of the largest investor-owned utility companies in the United States, PPL Corporation (NYSE: PPL), is committed to creating long-term, sustainable value for our...
- Milford, MA (12 miles from North Smithfield, RI)
- 30+ days ago
- Milford, MA (12 miles from North Smithfield, RI)
- 30+ days ago
Overview Reporting to the Senior Director, Corporate Compliance and working closely with the General Counsel and other members of the Legal Department, the Director of Corporate Compliance, HQ...
- Johnston, RI (10 miles from North Smithfield, RI)
- 45+ days ago
- Johnston, RI (10 miles from North Smithfield, RI)
- 45+ days ago
Description Are you passionate about data privacy and eager to launch a career in risk management? We are seeking a Privacy Risk Professional to support our enterprise privacy and compliance...
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- Westwood, MA (24 miles from North Smithfield, RI)
- 45+ days ago
- Westwood, MA (24 miles from North Smithfield, RI)
- 45+ days ago
Description Are you passionate about data privacy and eager to launch a career in risk management? We are seeking a Privacy Risk Professional to support our enterprise privacy and compliance...
Remote WorkDemographic Data for North Smithfield, RI
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Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in North Smithfield, RI
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in North Smithfield, RI offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Environmental Sampling
- Implementation
- Securities and Exchange Commission
- Fixed Income
- Equity Research
- Equities
- Spill Response
- ASQ Certified Quality Auditor
- Dodd-Frank
- Lending
- BSA
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Know Your Customer
- Mortgage Processing
- Financial Services
- Mortgage Servicing
- Internal Control
- Capital Markets
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Resolution
- Complaint Resolution
- Risk Management
- Strategy Development
- Finance
- Decision Making
- Accounting
- Auditing
- Written Communication
- Investigation
- Verbal Communication
- Collaboration
- Mentoring
- Coaching
- Documentation
- Reporting
- Interpersonal Skills
- Bachelor's Degree
- Filing
- Microsoft PowerPoint
- Regulations
- Policy Development
- Microsoft Office
- Problem Solving
- Project Management
- Microsoft Excel
- Microsoft Word
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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