Compliance Manager Jobs in Pottstown, PA
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
- West Point, PA (17 miles from Pottstown, PA)
- 23 hours ago
- West Point, PA (17 miles from Pottstown, PA)
- 23 hours ago
Job Description The West Point Quality organization ensures our products are manufactured, processed, tested, packaged, stored, and distributed aligned with our incredibly high standards of...
Compliance Director, Retail Regulatory Enablement
- Malvern, PA (15 miles from Pottstown, PA)
- 1 day ago
- Malvern, PA (15 miles from Pottstown, PA)
- 1 day ago
The Office of the General Counsel supports Vanguard investors by providing trusted advice and expertise, mitigating risks, and serving as strategic business partners dedicated to protecting...
- Villanova, PA (20 miles from Pottstown, PA)
- 5 days ago
- Villanova, PA (20 miles from Pottstown, PA)
- 5 days ago
Compliance Coordinator T Posting Details Do you have questions about the application process? If so, please refer to the Applicant FAQ's. Posting Details (Default Section) Posting Number:...
Senior Compliance Director, Head of Brokerage Oversight Compliance
- Malvern, PA (15 miles from Pottstown, PA)
- 14 days ago
- Malvern, PA (15 miles from Pottstown, PA)
- 14 days ago
Financial integrity from the inside out Vanguards core purpose is to take a stand for all investors, to treat them fairly, and to give them the best chance for investment success. Known for our...
Quality & Compliance Coordinator- Life Sciences/ Pharmaceutical
- King of Prussia, PA (16 miles from Pottstown, PA)
- 14 days ago
- King of Prussia, PA (16 miles from Pottstown, PA)
- 14 days ago
Quality & Compliance Coordinator- Life Sciences/ Pharmaceutical Job ID 223789 Posted 10-Jun-2025 Service line GWS Segment Role type Full-time Areas of Interest Risk Management Location(s) King of...
- Quakertown, PA (20 miles from Pottstown, PA)
- 30+ days ago
- Quakertown, PA (20 miles from Pottstown, PA)
- 30+ days ago
Job Description: Position Overview: The Trade Compliance Coordinator is responsible for assisting the Trade Compliance Subject Matter Expert Classification and Manager (hereinafter referred to as...
- Reading, PA (18 miles from Pottstown, PA)
- 90+ days ago
- Reading, PA (18 miles from Pottstown, PA)
- 90+ days ago
Want to help us bring happiness to the world? Want to join an ambitious and fast growing global biscuits and confectionery business investing heavily in iconic global brands, infrastructure and...
Demographic Data for Pottstown, PA
Moving to Pottstown, PA? Find some basic demographic data about Pottstown, PA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Pottstown, PA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Pottstown, PA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Environmental Sampling
- Implementation
- Securities and Exchange Commission
- Fixed Income
- Equity Research
- Equities
- Spill Response
- ASQ Certified Quality Auditor
- Lending
- BSA
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Know Your Customer
- Mortgage Processing
- Financial Services
- Mortgage Servicing
- Internal Control
- Capital Markets
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Resolution
- Complaint Resolution
- Risk Management
- Strategy Development
- Finance
- Decision Making
- Analytical Skills
- Accounting
- Auditing
- Written Communication
- Investigation
- Verbal Communication
- Collaboration
- Mentoring
- Coaching
- Documentation
- Interpersonal Skills
- Bachelor's Degree
- Filing
- Reporting
- Microsoft PowerPoint
- Regulations
- Policy Development
- Microsoft Office
- Project Management
- Problem Solving
- Microsoft Excel
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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