Compliance Manager Jobs in Pennsylvania
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Job Description In Strategy & Consulting we work with C-suite executives, leaders and boards of the world's leading organizations, helping them reinvent every part of their enterprise to drive...
Job Title: Operations Compliance Supervisor Department: Billing and Accounting Reports to: General Manager Work Type: Full-Time, Monday- Friday Salary Range: 60K, based on experience Location:...
VP, Compliance Officer - Testing and Monitoring
- West Reading, PA
- 7 days ago
- West Reading, PA
- 7 days ago
As well as the following items: Review and examine various business units for compliance with numerous banking regulations covering deposit and lending areas. Time management and priority setting....
Credentialing Compliance Coordinator Neurology
- Philadelphia, PA
- 9 days ago
- Philadelphia, PA
- 9 days ago
Penn Medicine is dedicated to our tripartite mission of providing the highest level of care to patients, conducting innovative research, and educating future leaders in the field of medicine....
Environmental Compliance Manager In addition to the duties of the Environmental Compliance Specialist. Maintains site permits and interacts with regulatory agencies....
Work with North American Claims QA and Compliance Manager to ensure compliance in developing areas of insurance laws and regulations....
Who We Are At Freshpet, our goal is to change the way people nourish their pets forever. We strive to strengthen the bond between people and our pets so that we both live longer, healthier, and...
As an EEO/Affirmative Action Employer, all qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, age,...
lending/servicing compliance Certified Regulatory Compliance Manager (CRCM) Certification is preferred Strong understanding of the laws and regulations, specifically, Equal Credit Opportunity Act and...
It's fun to work in a company where people truly BELIEVE in what they're doing! We're committed to bringing passion and customer focus to the business. Job Description Entry-level professional...
Regulatory Affairs Manager Who We Are Essity is a global leader in health and hygiene headquartered in Stockholm, Sweden, with a North American headquarters located in Philadelphia, PA. We are a...
Senior Compliance Director, Head of Brokerage Oversight Compliance
- Malvern, PA
- 45+ days ago
- Malvern, PA
- 45+ days ago
Financial integrity from the inside out Vanguards core purpose is to take a stand for all investors, to treat them fairly, and to give them the best chance for investment success. Known for our...
Auditing & Compliance Director - Software as a Medical Device (SaMD)
- Philadelphia, PA
- 45+ days ago
- Philadelphia, PA
- 45+ days ago
LOCATION: Hybrid - 8 days a month in the office (see approved locations on the posting). OVERVIEW You will be the global product quality lead in support of a broad portfolio of on-market medical...
Senior Director, Wealth Business Compliance Officer
- Pittsburgh, PA
- 45+ days ago
- Pittsburgh, PA
- 45+ days ago
At BNY, our culture empowers you to grow and succeed. As a leading global financial services company at the center of the world's financial system we touch nearly 20% of the world's investible...
Keep Senior Compliance Officer and Compliance Manager informed of compliance violations and potential issues....
Demographic Data for Pennsylvania
Moving to Pennsylvania? Find some basic demographic data about Pennsylvania below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Pennsylvania
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Pennsylvania offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Change Management
- Implementation
- Securities and Exchange Commission
- Fixed Income
- Equity Research
- Spill Prevention, Control & Countermeasure
- Stormwater Pollution Prevention Plan
- National Pollutant Discharge Elimination System
- Management Consulting
- Equities
- Control & Countermeasure
- Lending
- BSA
- Tila Respa Integrated Disclosures
- Know Your Customer
- Private Banking
- OFAC
- Mortgage Processing
- Financial Services
- Mortgage Servicing
- USDA
- Internal Control
- Capital Markets
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Complaint Resolution
- Resolution
- Risk Management
- Strategy Development
- Finance
- Decision Making
- Auditing
- Written Communication
- Investigation
- Verbal Communication
- Documentation
- Employee Development
- Interpersonal Skills
- Reporting
- Collaboration
- Policy Development
- Coaching
- Filing
- Bachelor's Degree
- Microsoft PowerPoint
- Regulations
- Microsoft Office
- Problem Solving
- Project Management
- Microsoft Excel
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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