Compliance Manager Jobs in Oaks, PA
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Regulatory Affairs Manager, North America (Bilingual)
- Philadelphia, PA (19 miles from Oaks, PA)
- 9 hours ago
- Philadelphia, PA (19 miles from Oaks, PA)
- 9 hours ago
Hello potential future Oatly employee. It's us, the original oatmilk company that started in Sweden back 25 or so years ago and has since expanded to the U.S. where we've continued growing at a...
Risk Assessment and Compliance Director
- Philadelphia, PA (19 miles from Oaks, PA)
- 21 hours ago
- Philadelphia, PA (19 miles from Oaks, PA)
- 21 hours ago
The American Friends Service Committee is a Quaker religious organization that promotes lasting peace with justice, as a practical expression of faith in action. Drawing on continuing spiritual...
- Kennett Square, PA (22 miles from Oaks, PA)
- 3 days ago
- Kennett Square, PA (22 miles from Oaks, PA)
- 3 days ago
Obtains and maintains the designation of Certified Regulatory Compliance Manager from the ABA....
Facilities Maintenance Compliance Coordinator
- Camden, NJ (22 miles from Oaks, PA)
- 14 days ago
- Camden, NJ (22 miles from Oaks, PA)
- 14 days ago
Short Description Assist Compliance Manager ensure regulatory compliance relating to the facilities maintenance world....
/23200/16829e2a-2dd1-4ebb-be91-cf4b27dc8d94.png&z=8&s=BNK&ih_t=5%2F7%2F2025+4%3A47%3A03+PM&utm_medium=internal%20referrer&utm_campaign=internal-ihire-formatting&utm_content=ihire&utm_term=sf_serp_searchresults_position_5&dt=Desktop)
VP, Compliance Officer - Deposit Advisory
- Malvern, PA (7 miles from Oaks, PA)
- 30+ days ago
- Malvern, PA (7 miles from Oaks, PA)
- 30+ days ago
At Customers Bank, we believe in working hard, working smart, working together to deliver memorable customer experiences and having fun. Our vision, mission, and values guide us along our path to...
Quality Control Compliance Supervisor
- Philadelphia, PA (19 miles from Oaks, PA)
- 30+ days ago
- Philadelphia, PA (19 miles from Oaks, PA)
- 30+ days ago
Overview Iovance Biotherapeutics is a growing, latestage company focused on the development and commercialization of novel cancer immunotherapies. Iovance is seeking a Supervisor, Quality Control...
Senior Compliance Director, Products and Funds
- Malvern, PA (7 miles from Oaks, PA)
- 45+ days ago
- Malvern, PA (7 miles from Oaks, PA)
- 45+ days ago
The Senior Compliance Director, Products and Funds provides strategic leadership and direction on the design and management of Vanguard's mutual funds, ETFs, institutional products, and new...
- Horsham, PA (16 miles from Oaks, PA)
- 60+ days ago
- Horsham, PA (16 miles from Oaks, PA)
- 60+ days ago
R10063587 Safety & Compliance Director (Open) Location: Horsham, PA (Regional Office) - ManagementCherry Hill, NJ - Filling industrial, Dundalk, MD - Filling industrial, Harrisburg, PA (Plant) -...
Alcohol Compliance Supervisor - The Mann Center Philadelphia, PA
- Philadelphia, PA (19 miles from Oaks, PA)
- 60+ days ago
- Philadelphia, PA (19 miles from Oaks, PA)
- 60+ days ago
The Role Under the direction of management, ensures responsible service of alcohol throughout the entire building in accordance with state and company policies. Assist staff with any alcohol...
Demographic Data for Oaks, PA
Moving to Oaks, PA? Find some basic demographic data about Oaks, PA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Oaks, PA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Oaks, PA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Automotive Repair
- Executive Management
- Insurance Verification
- Change Management
- Revenue Cycle
- Flexibility
- Implementation
- Cost Reduction
- Writing Skills
- Securities and Exchange Commission
- Fixed Income
- Equity Research
- Loss Control
- Lending
- BSA
- Know Your Customer
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Financial Services
- Anti-Money Laundering
- Capital Markets
- Internal Control
- Investment Banking
- Due Diligence
- Resolution
- Business Administration
- Risk Management
- Finance
- Written Communication
- Investigation
- Prioritizing
- Auditing
- Documentation
- Collaboration
- Mentoring
- Data Analysis
- Employee Development
- Bachelor's Degree
- Coaching
- Filing
- Reporting
- Regulations
- Microsoft PowerPoint
- Multitasking
- Policy Development
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
Compliance Manager Related Career Advice Articles
How to Decide Between Investment Banking and Commercial Banking
Many finance professionals begin the career planning phase by taking some time to figure out whether they want to pursue commercial banking or investment banking. While both career paths can reap great rewards, each comes with a different set of responsibilities and skills. Here is a breakdown of some of the factors that separate careers in investment and commercial banking to consider.
Read article »