Compliance Manager Jobs in Oaks, PA
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
- Villanova, PA (8 miles from Oaks, PA)
- 1 day ago
- Villanova, PA (8 miles from Oaks, PA)
- 1 day ago
Posting Number: 20254397S Position Title: Compliance Coordinator Position Type: Staff Location: Villanova, PA Recruitment Type: Internal/External Applicants Work Schedule: full-time/12-months Avg...
Assistant Resident Care Director/Compliance Director
- Media, PA (14 miles from Oaks, PA)
- 5 days ago
- Media, PA (14 miles from Oaks, PA)
- 5 days ago
At Watermark Retirement Communities, we've been a trusted leader in senior living for over 30 years, driven by our commitment to building an innovative, compassionate culture for both residents...
- Philadelphia, PA (19 miles from Oaks, PA)
- 8 days ago
- Philadelphia, PA (19 miles from Oaks, PA)
- 8 days ago
Regulatory Affairs Manager Who We Are Essity is a global leader in health and hygiene headquartered in Stockholm, Sweden, with a North American headquarters located in Philadelphia, PA. We are a...
Senior Compliance Director, Head of Brokerage Oversight Compliance
- Malvern, PA (7 miles from Oaks, PA)
- 10 days ago
- Malvern, PA (7 miles from Oaks, PA)
- 10 days ago
Financial integrity from the inside out Vanguards core purpose is to take a stand for all investors, to treat them fairly, and to give them the best chance for investment success. Known for our...
Quality & Compliance Coordinator- Life Sciences/ Pharmaceutical
- King of Prussia, PA (4 miles from Oaks, PA)
- 10 days ago
- King of Prussia, PA (4 miles from Oaks, PA)
- 10 days ago
Quality & Compliance Coordinator- Life Sciences/ Pharmaceutical Job ID 223789 Posted 10-Jun-2025 Service line GWS Segment Role type Full-time Areas of Interest Risk Management Location(s) King of...
Auditing & Compliance Director - Software as a Medical Device (SaMD)
- Philadelphia, PA (19 miles from Oaks, PA)
- 10 days ago
- Philadelphia, PA (19 miles from Oaks, PA)
- 10 days ago
LOCATION: Hybrid - 8 days a month in the office (see approved locations on the posting). OVERVIEW You will be the global product quality lead in support of a broad portfolio of on-market medical...
Water/Wastewater Environmental Regulatory Compliance Manager
- Horsham, PA (16 miles from Oaks, PA)
- 13 days ago
- Horsham, PA (16 miles from Oaks, PA)
- 13 days ago
The Environmental Health and Safety (EHS) Compliance Manager is responsible for coordinating and overseeing performance and programmatic requirements associated with EHS compliance at water and wastewater...
Environmental Risk & Compliance Manager
- Philadelphia, PA (19 miles from Oaks, PA)
- 25 days ago
- Philadelphia, PA (19 miles from Oaks, PA)
- 25 days ago
We have a fantastic opportunity for an Environmental Risk & Compliance Manager to join our team on a full-time permanent basis....
Senior HSE Compliance Coordinator - MICON Group, Inc.
- Philadelphia, PA (19 miles from Oaks, PA)
- 28 days ago
- Philadelphia, PA (19 miles from Oaks, PA)
- 28 days ago
As one of the largest, most diversified utility contractors in North America, MICON Group, Inc. has been unlocking the potential of infrastructure and transportation construction for six decades....
- Greenville, DE (24 miles from Oaks, PA)
- 29 days ago
- Greenville, DE (24 miles from Oaks, PA)
- 29 days ago
Nice to have: Experience with Fintech or consumer lending products. CRCM or similar compliance certification. Familiarity with tools like Jira, Confluence, GRC platforms....
- West Chester, PA (12 miles from Oaks, PA)
- 30+ days ago
- West Chester, PA (12 miles from Oaks, PA)
- 30+ days ago
Teva Pharmaceuticals USA Inc. seeks a Regulatory Affairs Manager in our West Chester, PA office to: evaluate Change Requests/Change Controls and provide accurate regulatory assessments for changes...
- Quakertown, PA (23 miles from Oaks, PA)
- 30+ days ago
- Quakertown, PA (23 miles from Oaks, PA)
- 30+ days ago
Job Description: Position Overview: The Trade Compliance Coordinator is responsible for assisting the Trade Compliance Subject Matter Expert Classification and Manager (hereinafter referred to as...
Risk Assessment and Compliance Director
- Philadelphia, PA (19 miles from Oaks, PA)
- 45+ days ago
- Philadelphia, PA (19 miles from Oaks, PA)
- 45+ days ago
The American Friends Service Committee is a Quaker religious organization that promotes lasting peace with justice, as a practical expression of faith in action. Drawing on continuing spiritual...
- Horsham, PA (16 miles from Oaks, PA)
- 90+ days ago
- Horsham, PA (16 miles from Oaks, PA)
- 90+ days ago
R10063587 Safety & Compliance Director (Open) Location: Horsham, PA (Regional Office) - ManagementCherry Hill, NJ - Filling industrial, Dundalk, MD - Filling industrial, Harrisburg, PA (Plant) -...
Demographic Data for Oaks, PA
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Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Oaks, PA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Oaks, PA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Environmental Sampling
- Implementation
- Securities and Exchange Commission
- Fixed Income
- Equity Research
- Equities
- Spill Response
- ASQ Certified Quality Auditor
- Dodd-Frank
- Lending
- BSA
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Know Your Customer
- Mortgage Processing
- Financial Services
- Mortgage Servicing
- Internal Control
- Capital Markets
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Resolution
- Complaint Resolution
- Risk Management
- Strategy Development
- Finance
- Accounting
- Auditing
- Written Communication
- Investigation
- Verbal Communication
- Collaboration
- Mentoring
- Coaching
- Documentation
- Employee Development
- Reporting
- Interpersonal Skills
- Bachelor's Degree
- Filing
- Microsoft PowerPoint
- Regulations
- Policy Development
- Microsoft Office
- Problem Solving
- Project Management
- Microsoft Excel
- Microsoft Word
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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