Compliance Manager Jobs in Norristown, PA
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
CMC Regulatory Affairs Manager
- Collegeville, PA (6 miles from Norristown, PA)
- 19 hours ago
- Collegeville, PA (6 miles from Norristown, PA)
- 19 hours ago
Site Name: Durham Blackwell Street, Upper Providence Posted Date: May 9 2025 If you are dedicated to ensuring supply continuity of medicines to patients, then this role presents an exciting...
- King of Prussia, PA (4 miles from Norristown, PA)
- 2 days ago
- King of Prussia, PA (4 miles from Norristown, PA)
- 2 days ago
Pos ition Overview: Work collaboratively with all departments to effectively coordinate and integrate quality management and compliance with regulatory requirements and company practices. Recovery...
Risk Assessment and Compliance Director
- Philadelphia, PA (15 miles from Norristown, PA)
- 5 days ago
- Philadelphia, PA (15 miles from Norristown, PA)
- 5 days ago
The American Friends Service Committee is a Quaker religious organization that promotes lasting peace with justice, as a practical expression of faith in action. Drawing on continuing spiritual...
- Exton, PA (17 miles from Norristown, PA)
- 7 days ago
- Exton, PA (17 miles from Norristown, PA)
- 7 days ago
Obtains and maintains the designation of Certified Regulatory Compliance Manager from the ABA....
Facilities Maintenance Compliance Coordinator
- Camden, NJ (18 miles from Norristown, PA)
- 19 days ago
- Camden, NJ (18 miles from Norristown, PA)
- 19 days ago
Short Description Assist Compliance Manager ensure regulatory compliance relating to the facilities maintenance world....
VP, Compliance Officer - Deposit Advisory
- Malvern, PA (12 miles from Norristown, PA)
- 30+ days ago
- Malvern, PA (12 miles from Norristown, PA)
- 30+ days ago
At Customers Bank, we believe in working hard, working smart, working together to deliver memorable customer experiences and having fun. Our vision, mission, and values guide us along our path to...
Senior Compliance Director, Products and Funds
- Malvern, PA (12 miles from Norristown, PA)
- 45+ days ago
- Malvern, PA (12 miles from Norristown, PA)
- 45+ days ago
The Senior Compliance Director, Products and Funds provides strategic leadership and direction on the design and management of Vanguard's mutual funds, ETFs, institutional products, and new...
- Cherry Hill, NJ (21 miles from Norristown, PA)
- 60+ days ago
- Cherry Hill, NJ (21 miles from Norristown, PA)
- 60+ days ago
R10063587 Safety & Compliance Director (Open) Location: Horsham, PA (Regional Office) - ManagementCherry Hill, NJ - Filling industrial, Dundalk, MD - Filling industrial, Harrisburg, PA (Plant) -...
Demographic Data for Norristown, PA
Moving to Norristown, PA? Find some basic demographic data about Norristown, PA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Norristown, PA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Norristown, PA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Executive Management
- Business Processes
- Change Management
- Implementation
- Prioritizing
- Securities and Exchange Commission
- Fixed Income
- Equity Research
- Loss Control
- Certified Management Accountant
- Lending
- BSA
- Know Your Customer
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Mortgage Processing
- Financial Services
- Anti-Money Laundering
- Capital Markets
- Internal Control
- Investment Banking
- Fraud Investigation
- Due Diligence
- Complaint Resolution
- Resolution
- Business Administration
- Risk Management
- Finance
- Strategy Development
- Accounting
- Auditing
- Written Communication
- Verbal Communication
- Investigation
- Documentation
- Collaboration
- Mentoring
- Employee Development
- Bachelor's Degree
- Coaching
- Reporting
- Filing
- Microsoft PowerPoint
- Regulations
- Policy Development
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
Compliance Manager Related Career Advice Articles
How to Decide Between Investment Banking and Commercial Banking
Many finance professionals begin the career planning phase by taking some time to figure out whether they want to pursue commercial banking or investment banking. While both career paths can reap great rewards, each comes with a different set of responsibilities and skills. Here is a breakdown of some of the factors that separate careers in investment and commercial banking to consider.
Read article »