Compliance Manager Jobs in King Of Prussia, PA
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Facilities Maintenance Compliance Coordinator
- Camden, NJ (18 miles from King Of Prussia, PA)
- 3 days ago
- Camden, NJ (18 miles from King Of Prussia, PA)
- 3 days ago
Short Description Assist Compliance Manager ensure regulatory compliance relating to the facilities maintenance world....
Compliance Officer - CRA and Fair Lending
- Doylestown, PA (19 miles from King Of Prussia, PA)
- 20 days ago
- Doylestown, PA (19 miles from King Of Prussia, PA)
- 20 days ago
activities Prepare, including collation of bank wide responsive materials, and deliver reporting and responses to regulatory entities Assist with data collection for Compliance, Fraud & Security, and BSA...
Remote WorkVP, Compliance Officer - Deposit Advisory
- Malvern, PA (8 miles from King Of Prussia, PA)
- 21 days ago
- Malvern, PA (8 miles from King Of Prussia, PA)
- 21 days ago
At Customers Bank, we believe in working hard, working smart, working together to deliver memorable customer experiences and having fun. Our vision, mission, and values guide us along our path to...
Quality Control Compliance Supervisor
- Philadelphia, PA (15 miles from King Of Prussia, PA)
- 30+ days ago
- Philadelphia, PA (15 miles from King Of Prussia, PA)
- 30+ days ago
Overview Iovance Biotherapeutics is a growing, latestage company focused on the development and commercialization of novel cancer immunotherapies. Iovance is seeking a Supervisor, Quality Control...
Senior Compliance Director, Products and Funds
- Malvern, PA (8 miles from King Of Prussia, PA)
- 30+ days ago
- Malvern, PA (8 miles from King Of Prussia, PA)
- 30+ days ago
The Senior Compliance Director, Products and Funds provides strategic leadership and direction on the design and management of Vanguard's mutual funds, ETFs, institutional products, and new...
- Cherry Hill, NJ (22 miles from King Of Prussia, PA)
- 45+ days ago
- Cherry Hill, NJ (22 miles from King Of Prussia, PA)
- 45+ days ago
R10063587 Safety & Compliance Director (Open) Location: Horsham, PA (Regional Office) - ManagementCherry Hill, NJ - Filling industrial, Dundalk, MD - Filling industrial, Harrisburg, PA (Plant) -...
Alcohol Compliance Supervisor - The Mann Center Philadelphia, PA
- Philadelphia, PA (15 miles from King Of Prussia, PA)
- 60+ days ago
- Philadelphia, PA (15 miles from King Of Prussia, PA)
- 60+ days ago
The Role Under the direction of management, ensures responsible service of alcohol throughout the entire building in accordance with state and company policies. Assist staff with any alcohol...
Demographic Data for King Of Prussia, PA
Moving to King Of Prussia, PA? Find some basic demographic data about King Of Prussia, PA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in King Of Prussia, PA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in King Of Prussia, PA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Automotive Repair
- Insurance Verification
- Environmental Compliance
- Revenue Cycle
- Water Quality
- Flexibility
- Implementation
- Cost Reduction
- Securities and Exchange Commission
- Fixed Income
- Equity Research
- National Pollutant Discharge Elimination System
- Environmental Regulations
- Lending
- BSA
- Know Your Customer
- Automated Clearing House
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Mortgage Processing
- Anti-Money Laundering
- Wealth Management
- Financial Services
- Capital Markets
- Investment Banking
- Internal Control
- Due Diligence
- Resolution
- Risk Management
- Finance
- Strategy Development
- Prioritizing
- Written Communication
- Verbal Communication
- Investigation
- Auditing
- Documentation
- Collaboration
- Data Analysis
- Bachelor's Degree
- Coaching
- Reporting
- Filing
- Regulations
- Microsoft PowerPoint
- Multitasking
- Policy Development
- Problem Solving
- Project Management
- Microsoft Excel
- Microsoft Office
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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