Compliance Manager Jobs in Exton, PA
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Chase Auto Compliance Officer VP
- Wilmington, DE (22 miles from Exton, PA)
- 18 hours ago
- Wilmington, DE (22 miles from Exton, PA)
- 18 hours ago
Our auto lending services are constantly evolving and incorporating the latest technology to help match car buyers with dealers, provide competitive financing options and ease loan management....
- Villanova, PA (15 miles from Exton, PA)
- 1 day ago
- Villanova, PA (15 miles from Exton, PA)
- 1 day ago
Posting Number: 20254397S Position Title: Compliance Coordinator Position Type: Staff Location: Villanova, PA Recruitment Type: Internal/External Applicants Work Schedule: full-time/12-months Avg...
Assistant Resident Care Director/Compliance Director
- Media, PA (14 miles from Exton, PA)
- 5 days ago
- Media, PA (14 miles from Exton, PA)
- 5 days ago
At Watermark Retirement Communities, we've been a trusted leader in senior living for over 30 years, driven by our commitment to building an innovative, compassionate culture for both residents...
Senior Compliance Director, Head of Brokerage Oversight Compliance
- Malvern, PA (5 miles from Exton, PA)
- 11 days ago
- Malvern, PA (5 miles from Exton, PA)
- 11 days ago
Financial integrity from the inside out Vanguards core purpose is to take a stand for all investors, to treat them fairly, and to give them the best chance for investment success. Known for our...
Quality & Compliance Coordinator- Life Sciences/ Pharmaceutical
- King of Prussia, PA (13 miles from Exton, PA)
- 11 days ago
- King of Prussia, PA (13 miles from Exton, PA)
- 11 days ago
Quality & Compliance Coordinator- Life Sciences/ Pharmaceutical Job ID 223789 Posted 10-Jun-2025 Service line GWS Segment Role type Full-time Areas of Interest Risk Management Location(s) King of...
- Greenville, DE (16 miles from Exton, PA)
- 29 days ago
- Greenville, DE (16 miles from Exton, PA)
- 29 days ago
Nice to have: Experience with Fintech or consumer lending products. CRCM or similar compliance certification. Familiarity with tools like Jira, Confluence, GRC platforms....
- West Chester, PA (3 miles from Exton, PA)
- 30+ days ago
- West Chester, PA (3 miles from Exton, PA)
- 30+ days ago
Teva Pharmaceuticals USA Inc. seeks a Regulatory Affairs Manager in our West Chester, PA office to: evaluate Change Requests/Change Controls and provide accurate regulatory assessments for changes...
Demographic Data for Exton, PA
Moving to Exton, PA? Find some basic demographic data about Exton, PA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Exton, PA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Exton, PA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Environmental Sampling
- Implementation
- Securities and Exchange Commission
- Fixed Income
- Equity Research
- Equities
- Spill Response
- ASQ Certified Quality Auditor
- Dodd-Frank
- Lending
- BSA
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Know Your Customer
- Mortgage Processing
- Financial Services
- Mortgage Servicing
- Internal Control
- Capital Markets
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Resolution
- Complaint Resolution
- Risk Management
- Strategy Development
- Finance
- Accounting
- Auditing
- Written Communication
- Investigation
- Verbal Communication
- Employee Development
- Collaboration
- Mentoring
- Coaching
- Documentation
- Reporting
- Interpersonal Skills
- Bachelor's Degree
- Filing
- Microsoft PowerPoint
- Regulations
- Policy Development
- Microsoft Office
- Problem Solving
- Project Management
- Microsoft Excel
- Microsoft Word
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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