Compliance Manager Jobs in Exton, PA
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
- West Point, PA (21 miles from Exton, PA)
- 1 day ago
- West Point, PA (21 miles from Exton, PA)
- 1 day ago
The West Point Quality organization ensures our products are manufactured, processed, tested, packaged, stored, and distributed aligned with our incredibly high standards of quality and meets all...
- Wilmington, DE (22 miles from Exton, PA)
- 5 days ago
- Wilmington, DE (22 miles from Exton, PA)
- 5 days ago
Work with North American Claims QA and Compliance Manager to ensure compliance in developing areas of insurance laws and regulations....
Regulatory Compliance Manager Regulatory Compliance Manager
- West Chester, PA (3 miles from Exton, PA)
- 6 days ago
- West Chester, PA (3 miles from Exton, PA)
- 6 days ago
Regulatory Compliance Manager Jabil 4.4 ( ) West Chester, PA Why you should apply for a job to Jabil : 4.4/5 in overall job satisfaction 4.8/5 in supportive management 88% say women are treated fairly...
- Wilmington, DE (22 miles from Exton, PA)
- 16 days ago
- Wilmington, DE (22 miles from Exton, PA)
- 16 days ago
Professional accreditation such as a Certified Regulatory Compliance Manager (CRCM) or Certified Risk and Compliance Management Professional (CRCMP) is preferred....
- West Chester, PA (3 miles from Exton, PA)
- 16 days ago
- West Chester, PA (3 miles from Exton, PA)
- 16 days ago
Jabil is seeking a qualified Regulatory Compliance Manager to work in West Chester, PA....
VP, Compliance Officer - Testing and Monitoring
- Malvern, PA (5 miles from Exton, PA)
- 27 days ago
- Malvern, PA (5 miles from Exton, PA)
- 27 days ago
As well as the following items: Review and examine various business units for compliance with numerous banking regulations covering deposit and lending areas. Time management and priority setting....
Regulatory Affairs Manager, Designed Enzymatic Biomaterials
- Wilmington, DE (22 miles from Exton, PA)
- 27 days ago
- Wilmington, DE (22 miles from Exton, PA)
- 27 days ago
IFF applies expert science to advance market-driven, healthy, and sustainable solutions for the food, beverage, dietary supplement, pharmaceutical and materials industries. In the Global...
- Greenville, DE (16 miles from Exton, PA)
- 30+ days ago
- Greenville, DE (16 miles from Exton, PA)
- 30+ days ago
The role: The Compliance Manager - Communications with the Public will lead a team of five Compliance professionals and will focus on marketing and advertising compliance across SoFi's diverse product...
Senior Compliance Director, Head of Brokerage Oversight Compliance
- Malvern, PA (5 miles from Exton, PA)
- 60+ days ago
- Malvern, PA (5 miles from Exton, PA)
- 60+ days ago
Financial integrity from the inside out Vanguards core purpose is to take a stand for all investors, to treat them fairly, and to give them the best chance for investment success. Known for our...
Demographic Data for Exton, PA
Moving to Exton, PA? Find some basic demographic data about Exton, PA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Exton, PA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Exton, PA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Quality Systems
- Implementation
- International Business
- Securities and Exchange Commission
- Management Reporting
- FDA Regulations
- Fixed Income
- Laboratory Information Management System
- Equity Research
- Stormwater Pollution Prevention Plan
- National Pollutant Discharge Elimination System
- Equities
- Control & Countermeasure
- Lending
- Tila Respa Integrated Disclosures
- BSA
- Know Your Customer
- Private Banking
- OFAC
- Financial Services
- Wealth Management
- Internal Control
- Capital Markets
- USDA
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Resolution
- Risk Management
- Finance
- Strategy Development
- Auditing
- Policy Administration
- Microsoft Outlook
- Written Communication
- Documentation
- Coaching
- Verbal Communication
- Investigation
- Mentoring
- Reporting
- Collaboration
- Filing
- Interpersonal Skills
- Quality Assurance
- Policy Development
- Bachelor's Degree
- Microsoft PowerPoint
- Project Management
- Regulations
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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