Compliance Manager Jobs in Aston, PA
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Inspection & Compliance Coordinator needed
- Philadelphia, PA (15 miles from Aston, PA)
- 2 days ago
- Philadelphia, PA (15 miles from Aston, PA)
- 2 days ago
Inspection & Compliance Coordinator (On-Site) Location: Pennsylvania Office (In-Person, 5 Days/Week) Job Description: We are looking for a dependable and organized individual to manage inspections...
Environmental Risk & Compliance Manager
- Philadelphia, PA (15 miles from Aston, PA)
- 2 days ago
- Philadelphia, PA (15 miles from Aston, PA)
- 2 days ago
We have a fantastic opportunity for an Environmental Risk & Compliance Manager to join our team on a full-time permanent basis....
Senior HSE Compliance Coordinator - MICON Group, Inc.
- Philadelphia, PA (15 miles from Aston, PA)
- 6 days ago
- Philadelphia, PA (15 miles from Aston, PA)
- 6 days ago
As one of the largest, most diversified utility contractors in North America, MICON Group, Inc. has been unlocking the potential of infrastructure and transportation construction for six decades....
- Greenville, DE (10 miles from Aston, PA)
- 6 days ago
- Greenville, DE (10 miles from Aston, PA)
- 6 days ago
Nice to have: Experience with Fintech or consumer lending products. CRCM or similar compliance certification. Familiarity with tools like Jira, Confluence, GRC platforms....
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Compliance Officer AVP- Advisory
- Wilmington, DE (10 miles from Aston, PA)
- 8 days ago
- Wilmington, DE (10 miles from Aston, PA)
- 8 days ago
Purpose of the role To provide data-led expert oversight and check and challenge on business and compliance matters to evidence that the organisation is operating in a compliance with Barclays...
- West Chester, PA (12 miles from Aston, PA)
- 8 days ago
- West Chester, PA (12 miles from Aston, PA)
- 8 days ago
Teva Pharmaceuticals USA Inc. seeks a Regulatory Affairs Manager in our West Chester, PA office to: evaluate Change Requests/Change Controls and provide accurate regulatory assessments for changes...
Retirement Compliance Coordinator
- Philadelphia, PA (15 miles from Aston, PA)
- 18 days ago
- Philadelphia, PA (15 miles from Aston, PA)
- 18 days ago
Section 1: Position Summary This position is responsible for supporting our clients compliance related requirements and requests though leveraging experience, knowledge and independent resolution...
- King of Prussia, PA (15 miles from Aston, PA)
- 20 days ago
- King of Prussia, PA (15 miles from Aston, PA)
- 20 days ago
Pos ition Overview: Work collaboratively with all departments to effectively coordinate and integrate quality management and compliance with regulatory requirements and company practices. Recovery...
Risk Assessment and Compliance Director
- Philadelphia, PA (15 miles from Aston, PA)
- 23 days ago
- Philadelphia, PA (15 miles from Aston, PA)
- 23 days ago
The American Friends Service Committee is a Quaker religious organization that promotes lasting peace with justice, as a practical expression of faith in action. Drawing on continuing spiritual...
- Kennett Square, PA (15 miles from Aston, PA)
- 26 days ago
- Kennett Square, PA (15 miles from Aston, PA)
- 26 days ago
Obtains and maintains the designation of Certified Regulatory Compliance Manager from the ABA....
- Newark, DE (22 miles from Aston, PA)
- 30+ days ago
- Newark, DE (22 miles from Aston, PA)
- 30+ days ago
Join Chimes - and go further to help others go far! Chimes is a not-for-profit organization that assists people with intellectual and behavioral challenges to achieve their fullest potential. Our...
Facilities Maintenance Compliance Coordinator
- Camden, NJ (17 miles from Aston, PA)
- 30+ days ago
- Camden, NJ (17 miles from Aston, PA)
- 30+ days ago
Short Description Assist Compliance Manager ensure regulatory compliance relating to the facilities maintenance world....
Compliance Coordinator, Scholarship and VA Benefits
- Newark, DE (22 miles from Aston, PA)
- 45+ days ago
- Newark, DE (22 miles from Aston, PA)
- 45+ days ago
Under the direction of the Compliance Manager, the Compliance Coordinator for Scholarship and VA Benefits has primary responsibility for managing the day-to-day activities supporting gift and endowed...
Senior Compliance Director, Products and Funds
- Malvern, PA (13 miles from Aston, PA)
- 60+ days ago
- Malvern, PA (13 miles from Aston, PA)
- 60+ days ago
The Senior Compliance Director, Products and Funds provides strategic leadership and direction on the design and management of Vanguard's mutual funds, ETFs, institutional products, and new...
- Cherry Hill, NJ (22 miles from Aston, PA)
- 60+ days ago
- Cherry Hill, NJ (22 miles from Aston, PA)
- 60+ days ago
R10063587 Safety & Compliance Director (Open) Location: Horsham, PA (Regional Office) - ManagementCherry Hill, NJ - Filling industrial, Dundalk, MD - Filling industrial, Harrisburg, PA (Plant) -...
Demographic Data for Aston, PA
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Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Aston, PA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Aston, PA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Executive Management
- Business Processes
- Environmental Sampling
- Change Management
- Sampling
- Implementation
- Emergency Management
- Prioritizing
- Fixed Income
- Equity Research
- Loss Control
- Spill Response
- Environmental Regulations
- 21 CFR 820
- Lending
- BSA
- Tila Respa Integrated Disclosures
- Private Banking
- Know Your Customer
- OFAC
- Mortgage Processing
- Financial Services
- Capital Markets
- Internal Control
- Anti-Money Laundering
- Due Diligence
- Resolution
- Business Administration
- Risk Management
- Finance
- Strategy Development
- Investigation
- Auditing
- Verbal Communication
- Written Communication
- Mentoring
- Documentation
- Coaching
- Interpersonal Skills
- Collaboration
- Bachelor's Degree
- Employee Development
- Filing
- Microsoft PowerPoint
- Regulations
- Reporting
- Policy Development
- Multitasking
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Computer Skills
- Leadership
- Training and Development
- Communication Skills
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Here are some other career titles that require similar skills
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