Compliance Manager Jobs in Richmond Hill, ON
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Regulatory Affairs Manager, Oncology
- Mississauga, ON (23 miles from Richmond Hill, ON)
- 1 day ago
- Mississauga, ON (23 miles from Richmond Hill, ON)
- 1 day ago
Site Name: Mississauga Milverton Drive Posted Date: Jun 9 2025 We are looking for a candidate that has a proven track record in Regulatory affairs with great previous experience with Oncology....
- Toronto, ON (15 miles from Richmond Hill, ON)
- 3 days ago
- Toronto, ON (15 miles from Richmond Hill, ON)
- 3 days ago
Job Summary Ensure that the company's activities and procedures meet industry and government compliance standards. Job Description What is the opportunity? As an integral member of the Compliance...
Senior Manager, Compliance Risk Assessment Program (Contract)
- Toronto, ON (15 miles from Richmond Hill, ON)
- 4 days ago
- Toronto, ON (15 miles from Richmond Hill, ON)
- 4 days ago
banking, wealth management and private banking, corporate and investment banking, and capital markets....
- Toronto, ON (15 miles from Richmond Hill, ON)
- 5 days ago
- Toronto, ON (15 miles from Richmond Hill, ON)
- 5 days ago
Were building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing whats right for our clients. At CIBC, we embrace your...
Sr. Compliance Officer, Complaints & Sales Practices, Canadian Personal & Business Banking
- Toronto, ON (15 miles from Richmond Hill, ON)
- 5 days ago
- Toronto, ON (15 miles from Richmond Hill, ON)
- 5 days ago
Application Deadline: Address: 100 King Street West Job Family Group: Audit, Risk & Compliance Assists in the implementation, maintenance and administration of the Complaints & Sales Practices...
Manager, Compliance Control Room (3408)
- Toronto, ON (15 miles from Richmond Hill, ON)
- 5 days ago
- Toronto, ON (15 miles from Richmond Hill, ON)
- 5 days ago
Work Location: Toronto, Ontario, Canada Hours: 37.5 Line of Business: Compliance Pay Details: $91,200 - $136,800 CAD TD is committed to providing fair and equitable compensation opportunities to...
Manager, Compliance Governance & Reporting
- Toronto, ON (15 miles from Richmond Hill, ON)
- 8 days ago
- Toronto, ON (15 miles from Richmond Hill, ON)
- 8 days ago
Job Summary Job Description What is the opportunity? This role will be responsible for supporting and assisting with the provision of comprehensive, accurate and timely reporting that supports...
Manager, Compliance and EAML Program
- Toronto, ON (15 miles from Richmond Hill, ON)
- 12 days ago
- Toronto, ON (15 miles from Richmond Hill, ON)
- 12 days ago
How you will succeed Anti-Money Laundering/Anti-Terrorist Financing (AML/ATF) and Sanctions testing - Plan and conduct examinations to provide reasonable assurance that applicable AML/ATF and Sanctions...
Senior Compliance Officer, Canadian Personal & Business Banking Compliance
- Toronto, ON (15 miles from Richmond Hill, ON)
- 12 days ago
- Toronto, ON (15 miles from Richmond Hill, ON)
- 12 days ago
Detailed knowledge of consumer protection requirements for retail banking products. Strong communication, critical thinking, relationship management and project management skills....
Senior Manager, Compliance Testing
- Toronto, ON (15 miles from Richmond Hill, ON)
- 12 days ago
- Toronto, ON (15 miles from Richmond Hill, ON)
- 12 days ago
Purpose Participates in a team responsible for the execution of the Global Compliance Regulatory Compliance Management and Anti-money laundering/Anti-Terrorist Financing (AML/ATF) Program....
Senior Manager, Compliance Testing (3068)
- Toronto, ON (15 miles from Richmond Hill, ON)
- 28 days ago
- Toronto, ON (15 miles from Richmond Hill, ON)
- 28 days ago
Work Location: Toronto, Ontario, Canada Hours: 37.5 Line of Business: Compliance Pay Details: $108,800 - $163,200 CAD TD is committed to providing fair and equitable compensation opportunities to...
Senior Compliance Officer - 87457-1
- Toronto, ON (15 miles from Richmond Hill, ON)
- 45+ days ago
- Toronto, ON (15 miles from Richmond Hill, ON)
- 45+ days ago
Our client, a major player in the financial services industry, is seeking a highly experienced Senior Compliance Officer to join their Compliance & Global Regulatory Affairs (Compliance & GRA)...
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Richmond Hill, ON
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Richmond Hill, ON offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Environmental Sampling
- Implementation
- Prioritizing
- Securities and Exchange Commission
- Management Reporting
- Fixed Income
- Equity Research
- Spill Response
- Lending
- BSA
- Automated Clearing House
- Tila Respa Integrated Disclosures
- Private Banking
- Know Your Customer
- OFAC
- Mortgage Processing
- Financial Services
- Mortgage Servicing
- Internal Control
- Capital Markets
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Resolution
- Risk Management
- Finance
- Strategy Development
- Accounting
- Auditing
- Verbal Communication
- Investigation
- Written Communication
- Data Analysis
- Collaboration
- Mentoring
- Documentation
- Coaching
- Bachelor's Degree
- Employee Development
- Filing
- Microsoft PowerPoint
- Regulations
- Reporting
- Policy Development
- Multitasking
- Microsoft Office
- Project Management
- Problem Solving
- Microsoft Excel
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
Compliance Manager Related Career Advice Articles
How to Decide Between Investment Banking and Commercial Banking
Many finance professionals begin the career planning phase by taking some time to figure out whether they want to pursue commercial banking or investment banking. While both career paths can reap great rewards, each comes with a different set of responsibilities and skills. Here is a breakdown of some of the factors that separate careers in investment and commercial banking to consider.
Read article »