Compliance Manager Jobs in Ontario
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Manager, Compliance and AML Data / AML Governance and Ethics
- Toronto, ON
- 12 hours ago
- Toronto, ON
- 12 hours ago
Requisition ID: 223871 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. The Manager, Compliance and AML Data contributes to the overall...
Our client, a major player in the financial services industry, is seeking a highly experienced Senior Compliance Officer to join their Compliance & Global Regulatory Affairs (Compliance & GRA)...
The Compliance Manager must also have worked in the banking industry....
Manager, Regulatory & Advisory....
Requisition ID: 223700 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. The Manager, Compliance and AML Data contributes to the overall...
Requisition ID: 223643 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. Contributes to the overall success of the Global Control Room team,...
Requisition ID: 223631 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. Leads and oversees the Canadian Control Room team in ensuring business...
Work Location: Toronto, Ontario, Canada Hours: 37.5 Line of Business: Compliance Pay Details: $76,800 - $115,200 CAD TD is committed to providing fair and equitable compensation opportunities to...
Were building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing whats right for our clients. At CIBC, we embrace your...
Job Summary Job Description What is the opportunity? To provide compliance support and advice to the Wealth Management Canada business, primarily RBC Royal Trust, RBC Phillips, Hager & North...
Compliance Manager, Regulatory Complaints, Investigations and Inquiries
- Toronto, ON
- 7 days ago
- Toronto, ON
- 7 days ago
As Compliance Manager, you will be a member of the Regulatory Complaint, Investigation & Inquiries (RCII) team that supports Royal Mutual Funds Inc....
Site Name: Mississauga Milverton Drive Posted Date: Apr 14 2025 Key Accountabilities/Responsibilities: Develops regulatory strategies for rapid approvals with optimal labelling for products within...
How you will succeed Anti-Money Laundering/Anti-Terrorist Financing (AML/ATF) and Sanctions testing - Plan and conduct examinations to provide reasonable assurance that applicable AML/ATF and Sanctions...
Senior Compliance Officer, Wealth Distribution Complaints & Investigations
- Toronto, ON
- 45+ days ago
- Toronto, ON
- 45+ days ago
Requisition ID: 219039 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. Purpose Support the Wealth Management Complaints and Investigations...
The Applications Development Group Manager is a senior management level position responsible for accomplishing results through the management of a team or department in an effort to establish and...
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Ontario
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Ontario offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Automotive Repair
- Insurance Verification
- Environmental Compliance
- Revenue Cycle
- Flexibility
- Implementation
- Cost Reduction
- Securities and Exchange Commission
- Fixed Income
- Equity Research
- National Pollutant Discharge Elimination System
- Control & Countermeasure
- Lending
- BSA
- Know Your Customer
- Automated Clearing House
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Mortgage Processing
- Anti-Money Laundering
- Wealth Management
- Financial Services
- Capital Markets
- Investment Banking
- Internal Control
- Due Diligence
- Resolution
- Risk Management
- Finance
- Strategy Development
- Prioritizing
- Written Communication
- Verbal Communication
- Investigation
- Auditing
- Documentation
- Collaboration
- Data Analysis
- Interpersonal Skills
- Bachelor's Degree
- Coaching
- Reporting
- Filing
- Regulations
- Microsoft PowerPoint
- Multitasking
- Policy Development
- Problem Solving
- Project Management
- Microsoft Excel
- Microsoft Office
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
Compliance Manager Related Career Advice Articles
How to Decide Between Investment Banking and Commercial Banking
Many finance professionals begin the career planning phase by taking some time to figure out whether they want to pursue commercial banking or investment banking. While both career paths can reap great rewards, each comes with a different set of responsibilities and skills. Here is a breakdown of some of the factors that separate careers in investment and commercial banking to consider.
Read article »