Compliance Manager Jobs in Oakville, ON
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Manager, Compliance and AML Data / AML Governance and Ethics
- Toronto, ON (21 miles from Oakville, ON)
- 1 day ago
- Toronto, ON (21 miles from Oakville, ON)
- 1 day ago
Requisition ID: 223871 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. The Manager, Compliance and AML Data contributes to the overall...
Senior Compliance Officer - 87457-1
- Toronto, ON (21 miles from Oakville, ON)
- 2 days ago
- Toronto, ON (21 miles from Oakville, ON)
- 2 days ago
Our client, a major player in the financial services industry, is seeking a highly experienced Senior Compliance Officer to join their Compliance & Global Regulatory Affairs (Compliance & GRA)...
Compliance Manager, Monitoring and testing
- Toronto, ON (21 miles from Oakville, ON)
- 2 days ago
- Toronto, ON (21 miles from Oakville, ON)
- 2 days ago
The Compliance Manager must also have worked in the banking industry....
Compliance Officer, Regulatory & Advisory
- Toronto, ON (21 miles from Oakville, ON)
- 2 days ago
- Toronto, ON (21 miles from Oakville, ON)
- 2 days ago
Manager, Regulatory & Advisory....
Manager, Compliance and AML Data
- Toronto, ON (21 miles from Oakville, ON)
- 2 days ago
- Toronto, ON (21 miles from Oakville, ON)
- 2 days ago
Requisition ID: 223700 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. The Manager, Compliance and AML Data contributes to the overall...
Compliance Officer, Control Room
- Toronto, ON (21 miles from Oakville, ON)
- 2 days ago
- Toronto, ON (21 miles from Oakville, ON)
- 2 days ago
Requisition ID: 223643 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. Contributes to the overall success of the Global Control Room team,...
Senior Manager Compliance Control Room
- Toronto, ON (21 miles from Oakville, ON)
- 2 days ago
- Toronto, ON (21 miles from Oakville, ON)
- 2 days ago
Requisition ID: 223631 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. Leads and oversees the Canadian Control Room team in ensuring business...
Senior Compliance Officer (1592)
- Toronto, ON (21 miles from Oakville, ON)
- 2 days ago
- Toronto, ON (21 miles from Oakville, ON)
- 2 days ago
Work Location: Toronto, Ontario, Canada Hours: 37.5 Line of Business: Compliance Pay Details: $76,800 - $115,200 CAD TD is committed to providing fair and equitable compensation opportunities to...
- Toronto, ON (21 miles from Oakville, ON)
- 3 days ago
- Toronto, ON (21 miles from Oakville, ON)
- 3 days ago
Were building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing whats right for our clients. At CIBC, we embrace your...
- Toronto, ON (21 miles from Oakville, ON)
- 8 days ago
- Toronto, ON (21 miles from Oakville, ON)
- 8 days ago
Job Summary Job Description What is the opportunity? To provide compliance support and advice to the Wealth Management Canada business, primarily RBC Royal Trust, RBC Phillips, Hager & North...
Compliance Manager, Regulatory Complaints, Investigations and Inquiries
- Toronto, ON (21 miles from Oakville, ON)
- 8 days ago
- Toronto, ON (21 miles from Oakville, ON)
- 8 days ago
As Compliance Manager, you will be a member of the Regulatory Complaint, Investigation & Inquiries (RCII) team that supports Royal Mutual Funds Inc....
Regulatory Affairs Manager, Oncology
- Mississauga, ON (9 miles from Oakville, ON)
- 11 days ago
- Mississauga, ON (9 miles from Oakville, ON)
- 11 days ago
Site Name: Mississauga Milverton Drive Posted Date: Apr 14 2025 Key Accountabilities/Responsibilities: Develops regulatory strategies for rapid approvals with optimal labelling for products within...
Manager, Compliance and EAML Program
- Toronto, ON (21 miles from Oakville, ON)
- 23 days ago
- Toronto, ON (21 miles from Oakville, ON)
- 23 days ago
How you will succeed Anti-Money Laundering/Anti-Terrorist Financing (AML/ATF) and Sanctions testing - Plan and conduct examinations to provide reasonable assurance that applicable AML/ATF and Sanctions...
Senior Compliance Officer, Wealth Distribution Complaints & Investigations
- Toronto, ON (21 miles from Oakville, ON)
- 45+ days ago
- Toronto, ON (21 miles from Oakville, ON)
- 45+ days ago
Requisition ID: 219039 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. Purpose Support the Wealth Management Complaints and Investigations...
- Mississauga, ON (9 miles from Oakville, ON)
- 30+ days ago
- Mississauga, ON (9 miles from Oakville, ON)
- 30+ days ago
The Applications Development Group Manager is a senior management level position responsible for accomplishing results through the management of a team or department in an effort to establish and...
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Oakville, ON
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Oakville, ON offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Automotive Repair
- Insurance Verification
- Environmental Compliance
- Revenue Cycle
- Water Quality
- Flexibility
- Implementation
- Cost Reduction
- Securities and Exchange Commission
- Fixed Income
- Equity Research
- National Pollutant Discharge Elimination System
- Environmental Regulations
- Lending
- BSA
- Know Your Customer
- Automated Clearing House
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Mortgage Processing
- Financial Services
- Anti-Money Laundering
- Wealth Management
- Capital Markets
- Investment Banking
- Internal Control
- Due Diligence
- Resolution
- Risk Management
- Finance
- Strategy Development
- Prioritizing
- Written Communication
- Verbal Communication
- Investigation
- Auditing
- Documentation
- Collaboration
- Data Analysis
- Interpersonal Skills
- Bachelor's Degree
- Coaching
- Reporting
- Filing
- Regulations
- Microsoft PowerPoint
- Policy Development
- Problem Solving
- Project Management
- Microsoft Excel
- Microsoft Office
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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