Compliance Manager Jobs in Markham, ON
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
- Toronto, ON (14 miles from Markham, ON)
- 6 days ago
- Toronto, ON (14 miles from Markham, ON)
- 6 days ago
Application Deadline: 05/29/2025 Address: 100 King Street West Job Family Group: Audit, Risk & Compliance The Enterprise Compliance Program Management Team (ECPM) is a central compliance...
Manager, Compliance Testing - Canadian Banking & Wealth Management
- Toronto, ON (14 miles from Markham, ON)
- 7 days ago
- Toronto, ON (14 miles from Markham, ON)
- 7 days ago
Requisition ID: 224156 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. Purpose Contributes to the overall success of Compliance Testing in...
Manager, Compliance and AML Data / AML Governance and Ethics
- Toronto, ON (14 miles from Markham, ON)
- 12 days ago
- Toronto, ON (14 miles from Markham, ON)
- 12 days ago
Requisition ID: 223871 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. The Manager, Compliance and AML Data contributes to the overall...
Compliance Manager, Monitoring and testing
- Toronto, ON (14 miles from Markham, ON)
- 13 days ago
- Toronto, ON (14 miles from Markham, ON)
- 13 days ago
The Compliance Manager must also have worked in the banking industry....
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Compliance Officer, Control Room
- Toronto, ON (14 miles from Markham, ON)
- 13 days ago
- Toronto, ON (14 miles from Markham, ON)
- 13 days ago
Requisition ID: 223643 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. Contributes to the overall success of the Global Control Room team,...
Senior Manager Compliance Control Room
- Toronto, ON (14 miles from Markham, ON)
- 13 days ago
- Toronto, ON (14 miles from Markham, ON)
- 13 days ago
Requisition ID: 223631 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. Leads and oversees the Canadian Control Room team in ensuring business...
Senior Compliance Officer (1592)
- Toronto, ON (14 miles from Markham, ON)
- 14 days ago
- Toronto, ON (14 miles from Markham, ON)
- 14 days ago
Work Location: Toronto, Ontario, Canada Hours: 37.5 Line of Business: Compliance Pay Details: $76,800 - $115,200 CAD TD is committed to providing fair and equitable compensation opportunities to...
- Toronto, ON (14 miles from Markham, ON)
- 14 days ago
- Toronto, ON (14 miles from Markham, ON)
- 14 days ago
Were building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing whats right for our clients. At CIBC, we embrace your...
Senior Compliance Officer, Wealth Distribution Complaints & Investigations
- Toronto, ON (14 miles from Markham, ON)
- 60+ days ago
- Toronto, ON (14 miles from Markham, ON)
- 60+ days ago
Requisition ID: 219039 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. Purpose Support the Wealth Management Complaints and Investigations...
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Markham, ON
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Markham, ON offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Automotive Repair
- Executive Management
- Insurance Verification
- Change Management
- Revenue Cycle
- Flexibility
- Implementation
- Cost Reduction
- Writing Skills
- Securities and Exchange Commission
- Fixed Income
- Equity Research
- Loss Control
- Lending
- BSA
- Know Your Customer
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Financial Services
- Anti-Money Laundering
- Capital Markets
- Internal Control
- Investment Banking
- Due Diligence
- Resolution
- Business Administration
- Risk Management
- Finance
- Written Communication
- Investigation
- Prioritizing
- Auditing
- Documentation
- Collaboration
- Mentoring
- Data Analysis
- Employee Development
- Bachelor's Degree
- Coaching
- Filing
- Reporting
- Regulations
- Microsoft PowerPoint
- Multitasking
- Policy Development
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
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