Compliance Manager Jobs in Maple, ON
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Senior Manager, Compliance Program Management, Strategic Development and Initiatives (3554)
- Toronto, ON (16 miles from Maple, ON)
- 4 days ago
- Toronto, ON (16 miles from Maple, ON)
- 4 days ago
Work Location: Toronto, Ontario, Canada Hours: 37.5 Line of Business: Compliance Pay Details: $108,800 - $163,200 CAD TD is committed to providing fair and equitable compensation opportunities to...
Senior Manager, Compliance Strategy & Operations, Program Operations (3573)
- Toronto, ON (16 miles from Maple, ON)
- 4 days ago
- Toronto, ON (16 miles from Maple, ON)
- 4 days ago
Work Location: Toronto, Ontario, Canada Hours: 37.5 Line of Business: Compliance Pay Details: $108,800 - $163,200 CAD TD is committed to providing fair and equitable compensation opportunities to...
AVP, Compliance, Wealth Canada & Chief Compliance Officer TD Waterhouse Canada Inc.
- Toronto, ON (16 miles from Maple, ON)
- 4 days ago
- Toronto, ON (16 miles from Maple, ON)
- 4 days ago
Work Location: Toronto, Ontario, Canada Hours: 37.5 Line of Business: Compliance Pay Details: $145,000 - $200,000 CAD TD is committed to providing fair and equitable compensation opportunities to...
Compliance Officer, Equity Trade Surveillance
- Toronto, ON (16 miles from Maple, ON)
- 4 days ago
- Toronto, ON (16 miles from Maple, ON)
- 4 days ago
Application Deadline: 07/13/2025 Address: 100 King Street West Job Family Group: Audit, Risk & Compliance Reporting to the Director of Trade Surveillance, the Compliance Officer assists in the...
Senior Compliance Officer, Wealth Management Complaints & Investigations
- Toronto, ON (16 miles from Maple, ON)
- 4 days ago
- Toronto, ON (16 miles from Maple, ON)
- 4 days ago
banking, wealth management and private banking, corporate and investment banking, and capital markets....
Senior Compliance Officer, Management Reporting
- Toronto, ON (16 miles from Maple, ON)
- 5 days ago
- Toronto, ON (16 miles from Maple, ON)
- 5 days ago
Application Deadline: 07/10/2025 Address: 100 King Street West Job Family Group: Audit, Risk & Compliance This is a fantastic hybrid opportunity to join our Legal, Regulatory and Compliance team...
Compliance Officer, Canadian Brokerage & Trust and International Wealth Compliance
- Toronto, ON (16 miles from Maple, ON)
- 6 days ago
- Toronto, ON (16 miles from Maple, ON)
- 6 days ago
banking, wealth management and private banking, corporate and investment banking, and capital markets....
Compliance Officer Complaints and Investigations (Contract)
- Toronto, ON (16 miles from Maple, ON)
- 7 days ago
- Toronto, ON (16 miles from Maple, ON)
- 7 days ago
Application Deadline: 07/09/2025 Address: 100 King Street West Job Family Group: Audit, Risk & Compliance Note: This is a contract opportunity - 6 months. Assists in the implementation,...
Compliance Manager, Regulatory Complaints - 12 month contract
- Toronto, ON (16 miles from Maple, ON)
- 7 days ago
- Toronto, ON (16 miles from Maple, ON)
- 7 days ago
Compliance Manager on the Regulatory Complaints, Investigations and Inquiries (RCII) team....
Senior Compliance Officer, Enterprise Compliance Program Management
- Toronto, ON (16 miles from Maple, ON)
- 11 days ago
- Toronto, ON (16 miles from Maple, ON)
- 11 days ago
Application Deadline: 07/10/2025 Address: 100 King Street West Job Family Group: Audit, Risk & Compliance Assists in the implementation, maintenance and administration of a specific compliance...
Internal Audit Sr. Manager - Compliance
- Toronto, ON (16 miles from Maple, ON)
- 12 days ago
- Toronto, ON (16 miles from Maple, ON)
- 12 days ago
Job Summary Job Description What's the opportunity? The Senior Manager Regulatory Compliance Audit is a curious, dynamic, adaptable, solution-oriented leader and self-starter. As a subject matter...
- Toronto, ON (16 miles from Maple, ON)
- 14 days ago
- Toronto, ON (16 miles from Maple, ON)
- 14 days ago
Application Deadline: 07/03/2025 Address: 100 King Street West Job Family Group: Audit, Risk & Compliance Assists in the implementation, maintenance and administration of a specific compliance...
Senior Compliance Officer, Trade Surveillance (Contract)
- Toronto, ON (16 miles from Maple, ON)
- 15 days ago
- Toronto, ON (16 miles from Maple, ON)
- 15 days ago
banking, wealth management and private banking, corporate and investment banking, and capital markets....
Manager, Compliance and AML Data Governance
- Toronto, ON (16 miles from Maple, ON)
- 19 days ago
- Toronto, ON (16 miles from Maple, ON)
- 19 days ago
banking, wealth management and private banking, corporate and investment banking, and capital markets....
Regulatory Affairs Manager, Oncology
- Mississauga, ON (20 miles from Maple, ON)
- 22 days ago
- Mississauga, ON (20 miles from Maple, ON)
- 22 days ago
Site Name: Mississauga Milverton Drive Posted Date: Jun 9 2025 We are looking for a candidate that has a proven track record in Regulatory affairs with great previous experience with Oncology....
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Maple, ON
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Maple, ON offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Environmental Sampling
- Implementation
- Management Reporting
- Fixed Income
- Spill Response
- ASQ Certified Quality Auditor
- Environmental Regulations
- Lending
- BSA
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Know Your Customer
- Mortgage Processing
- Financial Services
- Mortgage Servicing
- Wealth Management
- Internal Control
- Capital Markets
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Resolution
- Complaint Resolution
- Risk Management
- Strategy Development
- Finance
- Accounting
- Auditing
- Written Communication
- Investigation
- Verbal Communication
- Employee Development
- Data Analysis
- Collaboration
- Quality Assurance
- Documentation
- Reporting
- Bachelor's Degree
- Coaching
- Filing
- Regulations
- Policy Development
- Microsoft PowerPoint
- Microsoft Office
- Problem Solving
- Project Management
- Microsoft Excel
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
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