Compliance Manager Jobs in North Carolina
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
, OFAC, FinCEN guidance) Positive energy on the future of crypto and Web3 Excellent communication skills (written and verbal), ability to simplify complex topics for broad audiences Experience working...
Lead Compliance Officer - Macro Sales and Trading Compliance Team
- Charlotte, NC
- 20 hours ago
- Charlotte, NC
- 20 hours ago
, Commercial Banking, Corporate and Investment Banking, and Wealth & Investment Management....
Overview This is a remote role that may be hired in several markets across the United States The AML/CFT Compliance Officer is responsible for ensuring the effectiveness of the organization's Anti-Money...
Remote WorkCorporate Compliance Director - Training, Communications & Policy
- Raleigh, NC
- 3 days ago
- Raleigh, NC
- 3 days ago
California, US residents click here. The job details are as follows: Who We Are We are the first publicly-traded biotech or pharmaceutical company to take the form of a public benefit corporation....
This position will support Compliance for Credit Cards and Unsecured Lending, specifically related to oversight of third party vendors....
Manager (CRCM) Preferred, Certified Anti-Money Laundering Specialist (CAMS) Preferred, Certified AML and Fraud Professional (CAFP) Preferred, Certified Information Privacy Professional (CIPP) PreferredSkill...
Overview The Compliance Director oversees the Corporate Compliance Program, functioning as an independent and objective body that reviews and evaluates compliance issues/concerns within the...
Compliance Officer I Asset Management and Capital Markets (Remote)
- Raleigh, NC
- 5 days ago
- Raleigh, NC
- 5 days ago
Laundering Specialist (CAMS) Preferred, Certified Anti-Money Laundering and Fraud Professional (CAFP) Preferred, Certified Regulatory Compliance Manager (CRCM) Preferred, Certified Information Privacy...
Remote WorkManager Compliance I - Licensing & Registration (Dual Registrant) (Remote)
- Raleigh, NC
- 5 days ago
- Raleigh, NC
- 5 days ago
The Compliance Manager I – Licensing & Registration oversees the end-to-end registration, licensing, and onboarding processes for a dual registrant firm (Broker-Dealer and SEC-registered Investment...
Remote WorkThe position is described below. If you want to apply, click the Apply Now button at the top or bottom of this page. After you click Apply Now and complete your application, you'll be invited to...
Senior Employee Experience Manager (Compliance Governance & Operations Manager)
- Charlotte, NC
- 7 days ago
- Charlotte, NC
- 7 days ago
Work Location: New York, New York, United States of America Hours: 40 Pay Details: $110,760 - $178,880 USD TD is committed to providing fair and equitable compensation opportunities to all...
Strong working knowledge of federal and state banking laws and regulations including, but not limited to, Reg Z, E, DD, CC, UDAAP, FCRA, BSA/AML, and Fair Lending....
WHAT MAKES US EPIC? At the core of Epic's success are talented, passionate people. Epic prides itself on creating a collaborative, welcoming, and creative environment. Whether it's building...
Director - HR Compliance Director - HR Compliance
- Mooresville, NC
- 8 days ago
- Mooresville, NC
- 8 days ago
Director - HR Compliance Lowe's Home Improvement 3.5 ( ) Mooresville, NC Why you should apply for a job to Lowe's Home Improvement : 5/5 in supportive management 65% say women are treated fairly...
Sound familiarity with sanctions management, with specific knowledge of US (OFAC) and EU (CSFP) laws and regulations....
Demographic Data for North Carolina
Moving to North Carolina? Find some basic demographic data about North Carolina below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in North Carolina
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in North Carolina offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Environmental Compliance
- Quality Systems
- Implementation
- Securities and Exchange Commission
- Management Reporting
- FDA Regulations
- Fixed Income
- Laboratory Information Management System
- Equity Research
- Stormwater Pollution Prevention Plan
- National Pollutant Discharge Elimination System
- Equities
- Control & Countermeasure
- Lending
- Tila Respa Integrated Disclosures
- BSA
- Know Your Customer
- Private Banking
- OFAC
- Financial Services
- Internal Control
- Capital Markets
- USDA
- Anti-Money Laundering
- Due Diligence
- Resolution
- Risk Management
- Finance
- Strategy Development
- Auditing
- Policy Administration
- Microsoft Outlook
- Written Communication
- Documentation
- Coaching
- Verbal Communication
- Investigation
- Mentoring
- Reporting
- Collaboration
- Filing
- Interpersonal Skills
- Quality Assurance
- Policy Development
- Bachelor's Degree
- Microsoft PowerPoint
- Regulations
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
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