Compliance Manager Jobs in North Carolina
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
, OFAC, FinCEN guidance) Positive energy on the future of crypto and Web3 Excellent communication skills (written and verbal), ability to simplify complex topics for broad audiences Experience working...
Verdesian Life Sciences is in search of an individual to fill the role of Regulatory Affairs Manager in the corporate office in Cary, North Carolina. Individual should already reside in the...
., Certified Safety Professional, Compliance Manager Certification). Experience in coordinating safety committees or similar groups....
Bachelor's Degree is preferred, and professional certifications such as Certified Regulatory Compliance Manager (CRCM) are a plus....
provide a diversified set of banking, investment and mortgage products and services, as well as consumer and commercial finance, through our four reportable operating segments: Consumer Banking and Lending...
Essential Functions: Proactively analyzes a variety of data from various internal and external sources to track and trend all environmental compliance and release prevention data; ensures the data...
Position Description: The Legal & Compliance Coordinator serves as a pivotal position in facilitating the investments made by the entities managed by DUMAC, Inc. This position is responsible for...
Lead Compliance Officer - Regulatory Change & Inventory Management
- Charlotte, NC
- 7 days ago
- Charlotte, NC
- 7 days ago
provide a diversified set of banking, investment and mortgage products and services, as well as consumer and commercial finance, through our four reportable operating segments: Consumer Banking and Lending...
a dynamic, collaborative, progressive, and high-performing team Opportunities to do challenging work Opportunities to build close relationships with clients #LI-Post #LI-Hybrid #TECHPJ Job Skills Anti-Money...
**This position is location in Holly Springs, N.C.** POSITION SUMMARY This position is responsible for supervising, planning, and coordinating the activities of the code compliance inspection and...
Governance Risk Management and Compliance Manager - YOD
- Raleigh, NC
- 10 days ago
- Raleigh, NC
- 10 days ago
Job Summary: Yodlee is seeking a motivated and detail-oriented Governance, Risk Management and Compliance Manager to join our dynamic team....
(OFAC - Office of Foreign Assets Controls) and EU Economic and Export Restrictions. Technology export licensing requirements (US Dept of Commerce - Bureau of Industry and Security)....
. + Provides administrative oversight to a wide variety of bank compliance programs including areas such as AML-BSA, Regulatory Change Management, Compliance Complaint, Fair and Responsible Practices...
The Compliance Manager is responsible for supporting the Chief Compliance Officer in maintaining and overseeing the Arch MI Compliance Program....
Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA), and/or Certified Financial Services Auditor (CFSA) designation a plus....
Demographic Data for North Carolina
Moving to North Carolina? Find some basic demographic data about North Carolina below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in North Carolina
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in North Carolina offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Automotive Repair
- Insurance Verification
- Environmental Compliance
- Revenue Cycle
- Flexibility
- Implementation
- Cost Reduction
- Securities and Exchange Commission
- Equity Research
- National Pollutant Discharge Elimination System
- Control & Countermeasure
- Environmental Regulations
- Lending
- BSA
- Know Your Customer
- Automated Clearing House
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Mortgage Processing
- Anti-Money Laundering
- Wealth Management
- Financial Services
- Capital Markets
- Investment Banking
- Internal Control
- Due Diligence
- Resolution
- Risk Management
- Finance
- Strategy Development
- Prioritizing
- Written Communication
- Verbal Communication
- Investigation
- Auditing
- Documentation
- Collaboration
- Data Analysis
- Interpersonal Skills
- Bachelor's Degree
- Coaching
- Reporting
- Filing
- Regulations
- Microsoft PowerPoint
- Multitasking
- Policy Development
- Problem Solving
- Project Management
- Microsoft Excel
- Microsoft Office
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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