Compliance Manager Jobs in North Carolina
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
, OFAC, FinCEN guidance) Positive energy on the future of crypto and Web3 Excellent communication skills (written and verbal), ability to simplify complex topics for broad audiences Experience working...
Must pass pre-employment screens Preferred Qualifications Certification in a related field (e.g., Certified Safety Professional, Compliance Manager Certification)....
Overview This position is part of the Compliance Testing & Analytics team, reporting to the Director – Compliance Testing, Standards, Practices, and Data Analytics and performs targeted compliance...
Remote WorkRemote Compliance Officer (Remote) First American sick time, 401(k) United States, North Carolina Jun 03, 2025 Who We AreServiceMac is a new sub-servicing entity backed by some of the leading...
Remote WorkRequired Certificates and Licenses: North Carolina Special Education Teaching Certification Required Residency Requirements: Must reside in North Carolina The Teacher is a highly qualified, state...
General Information Req # WD00082932 Career area: Hardware Engineering Country/Region: United States of America State: North Carolina City: Morrisville Date: Thursday, June 5, 2025 Working time:...
This position will support Compliance for Credit Cards and Unsecured Lending, specifically related to providing compliance oversight over complaint handling processes and monitoring complaints for regulatory...
This position will support Compliance for Credit Cards and Unsecured Lending, specifically related to oversight of third party vendors....
Special Education Compliance Coordinator page is loaded Special Education Compliance Coordinator locations US - NC - Remote time type Full time posted on Posted Today job requisition id JR108488...
Senior Compliance Manager - Controls, LRR & Risk Assessment
- Charlotte, NC
- 5 days ago
- Charlotte, NC
- 5 days ago
This role will support compliance for credit cards and unsecured lending, specifically: Detailed research, interpretation, and applicability reviews for credit card laws, rules and regulations; Review...
In addition, certain positions may also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines...
Manager Compliance II - Complaints Management (Remote)
- Raleigh, NC
- 6 days ago
- Raleigh, NC
- 6 days ago
Risk Management - Directs deposit, lending, privacy, safety and soundness, complaint, records management, FL, HMDA, and CRA compliance program efforts to comply with the Bank's risk appetite and risk...
Remote WorkEnterprise Compliance Officer Manager - Enhanced Due Diligence
- Charlotte, NC
- 8 days ago
- Charlotte, NC
- 8 days ago
. + Develop and maintain robust policies, procedures, and standards for enhanced due diligence in line with local and international AML/CFT regulations (e.g., FATF, EU AMLDs, BSA/AML, etc.). + Provide...
Follow regulatory requirements including those pertaining to the Bank Secrecy Act (BSA), Anti-Money Laundering (AML), Customer Identification Program (CIP), and OFAC to assist in the identification,...
Follow regulatory requirements including those pertaining to the Bank Secrecy Act (BSA), Anti-Money Laundering (AML), Customer Identification Program (CIP), and OFAC to assist in the identification,...
Demographic Data for North Carolina
Moving to North Carolina? Find some basic demographic data about North Carolina below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in North Carolina
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in North Carolina offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Environmental Sampling
- Implementation
- Prioritizing
- Securities and Exchange Commission
- Fixed Income
- Equity Research
- Loss Control
- Spill Response
- Lending
- BSA
- Automated Clearing House
- Tila Respa Integrated Disclosures
- Private Banking
- Know Your Customer
- OFAC
- Mortgage Processing
- Financial Services
- Mortgage Servicing
- Capital Markets
- Internal Control
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Resolution
- Risk Management
- Finance
- Strategy Development
- Auditing
- Verbal Communication
- Investigation
- Written Communication
- Data Analysis
- Collaboration
- Mentoring
- Documentation
- Coaching
- Bachelor's Degree
- Employee Development
- Filing
- Microsoft PowerPoint
- Regulations
- Reporting
- Policy Development
- Multitasking
- Microsoft Office
- Project Management
- Problem Solving
- Microsoft Excel
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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Here are some other career titles that require similar skills
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