Compliance Manager Jobs in Waxhaw, NC
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
- Charlotte, NC (21 miles from Waxhaw, NC)
- 16 days ago
- Charlotte, NC (21 miles from Waxhaw, NC)
- 16 days ago
, OFAC, FinCEN guidance) Positive energy on the future of crypto and Web3 Excellent communication skills (written and verbal), ability to simplify complex topics for broad audiences Experience working...
Manager, Compliance Management Reporting
- Charlotte, NC (21 miles from Waxhaw, NC)
- 1 day ago
- Charlotte, NC (21 miles from Waxhaw, NC)
- 1 day ago
Work Location: Charlotte, North Carolina, United States of America Hours: 40 Pay Details: $86,840 - $130,000 USD TD is committed to providing fair and equitable compensation opportunities to all...
Senior Manager - Compliance, U.S. Consumer
- Charlotte, NC (21 miles from Waxhaw, NC)
- 2 days ago
- Charlotte, NC (21 miles from Waxhaw, NC)
- 2 days ago
Certified Regulatory Compliance Manager (CRCM) or similar professional certification preferred....
Compliance Director, Commercial, Operations and Securities Testing (US)
- Charlotte, NC (21 miles from Waxhaw, NC)
- 5 days ago
- Charlotte, NC (21 miles from Waxhaw, NC)
- 5 days ago
Work Location: Charlotte, North Carolina, United States of America Hours: 40 Pay Details: $200,000 - $280,000 USD TD is committed to providing fair and equitable compensation opportunities to all...
Compliance Director, Annual Plan Development, Monitoring, and Reporting (US)
- Charlotte, NC (21 miles from Waxhaw, NC)
- 5 days ago
- Charlotte, NC (21 miles from Waxhaw, NC)
- 5 days ago
Work Location: Charlotte, North Carolina, United States of America Hours: 40 Pay Details: $200,000 - $280,000 USD TD is committed to providing fair and equitable compensation opportunities to all...
- Charlotte, NC (21 miles from Waxhaw, NC)
- 5 days ago
- Charlotte, NC (21 miles from Waxhaw, NC)
- 5 days ago
Maintaining regulatory change management, policies and procedures, training, and advisory matters for mortgage lending compliance....
Senior Lead Compliance Officer - Structured Products Group
- Charlotte, NC (21 miles from Waxhaw, NC)
- 5 days ago
- Charlotte, NC (21 miles from Waxhaw, NC)
- 5 days ago
Experience executing compliance activities related to Structured Products origination, syndications and lending. Knowledge of CFPB and consumer lending regulatory frameworks....
Lead Compliance Officer - Regulatory Librarian Team
- Charlotte, NC (21 miles from Waxhaw, NC)
- 6 days ago
- Charlotte, NC (21 miles from Waxhaw, NC)
- 6 days ago
, Commercial Banking, Corporate and Investment Banking, and Wealth & Investment Management....
Lead Compliance Officer - Macro Sales and Trading Compliance Team
- Charlotte, NC (21 miles from Waxhaw, NC)
- 8 days ago
- Charlotte, NC (21 miles from Waxhaw, NC)
- 8 days ago
, Commercial Banking, Corporate and Investment Banking, and Wealth & Investment Management....
Financial Regulatory Reporting Manager
- Charlotte, NC (21 miles from Waxhaw, NC)
- 14 days ago
- Charlotte, NC (21 miles from Waxhaw, NC)
- 14 days ago
The position is described below. If you want to apply, click the Apply Now button at the top or bottom of this page. After you click Apply Now and complete your application, you'll be invited to...
Senior Employee Experience Manager (Compliance Governance & Operations Manager)
- Charlotte, NC (21 miles from Waxhaw, NC)
- 14 days ago
- Charlotte, NC (21 miles from Waxhaw, NC)
- 14 days ago
Work Location: New York, New York, United States of America Hours: 40 Pay Details: $110,760 - $178,880 USD TD is committed to providing fair and equitable compensation opportunities to all...
Compliance Manager, Regulatory Change Management
- Charlotte, NC (21 miles from Waxhaw, NC)
- 15 days ago
- Charlotte, NC (21 miles from Waxhaw, NC)
- 15 days ago
Strong working knowledge of federal and state banking laws and regulations including, but not limited to, Reg Z, E, DD, CC, UDAAP, FCRA, BSA/AML, and Fair Lending....
Director, Compliance Officer u2013 Crypto & Digital Assets
- Charlotte, NC (21 miles from Waxhaw, NC)
- 21 days ago
- Charlotte, NC (21 miles from Waxhaw, NC)
- 21 days ago
), Anti-Money Laundering (AML), and sanctions requirements Provide clear and pragmatic compliance guidance in a fast-paced and ambiguous environment Engage with regulators, industry groups, and internal...
Risk Compliance Officer II - Compliance Testing
- Charlotte, NC (21 miles from Waxhaw, NC)
- 30+ days ago
- Charlotte, NC (21 miles from Waxhaw, NC)
- 30+ days ago
Location: On site in Memphis, TN, Johnson City, TN, Orlando, FL, Miami Lakes, FL, Asheboro, NC, Knoxville, TN, Longwood, FL, Birmingham, AL Summary The primary responsibility of this position is...
Lead Compliance Officer - Corporate and Investment Banking (CIB) Compliance
- Charlotte, NC (21 miles from Waxhaw, NC)
- 30+ days ago
- Charlotte, NC (21 miles from Waxhaw, NC)
- 30+ days ago
About this role: Wells Fargo is seeking a Lead Compliance Officer in Corporate and Investment Banking (CIB) Compliance to lead various topics across CIB Compliance. The Lead Compliance Officer...
Demographic Data for Waxhaw, NC
Moving to Waxhaw, NC? Find some basic demographic data about Waxhaw, NC below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Waxhaw, NC
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Waxhaw, NC offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Quality Systems
- Implementation
- Document Management
- Securities and Exchange Commission
- FDA Regulations
- Fixed Income
- Laboratory Information Management System
- Equity Research
- Spill Prevention, Control & Countermeasure
- Stormwater Pollution Prevention Plan
- National Pollutant Discharge Elimination System
- Reimbursement
- Equities
- Control & Countermeasure
- Lending
- Tila Respa Integrated Disclosures
- BSA
- Know Your Customer
- Private Banking
- OFAC
- Mortgage Processing
- Financial Services
- Internal Control
- Capital Markets
- USDA
- Anti-Money Laundering
- Due Diligence
- Resolution
- Change Management
- Risk Management
- Finance
- Strategy Development
- Auditing
- Policy Administration
- Microsoft Outlook
- Written Communication
- Documentation
- Coaching
- Verbal Communication
- Investigation
- Mentoring
- Reporting
- Collaboration
- Filing
- Interpersonal Skills
- Policy Development
- Bachelor's Degree
- Microsoft PowerPoint
- Project Management
- Regulations
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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