Compliance Manager Jobs in Raleigh, NC
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
- Apex, NC (16 miles from Raleigh, NC)
- 6 days ago
- Apex, NC (16 miles from Raleigh, NC)
- 6 days ago
JLL empowers you to shape a brighter way. Our people at JLL and JLL Technologies are shaping the future of real estate for a better world by combining world class services, advisory and technology...
Senior Compliance Officer - Strategy & Transformation Office (Remote)
- Raleigh, NC
- 6 days ago
- Raleigh, NC
- 6 days ago
Manager ("CRCM"); or Project Management Professional (PMP) Strong Program/Project Management experience Strong working knowledge of Word, Excel, PowerPoint, Microsoft Teams, and SharePoint Familiarity...
Remote WorkCompliance Officer II - Strategy & Transformation Office (Remote)
- Raleigh, NC
- 6 days ago
- Raleigh, NC
- 6 days ago
Manager ("CRCM"); or Project Management Professional (PMP) This job posting is expected to remain active for 5 days from the initial posting date listed above....
Remote WorkServes as a subject matter expert and a liaison between risk, legal, and business teams, with a focus on mortgage lending and mortgage servicing....
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Compliance Officer II - Consumer Real Estate Secured Lending (Remote)
- Raleigh, NC
- 7 days ago
- Raleigh, NC
- 7 days ago
Maintains knowledge of new and existing laws that impact enterprise activities in order to recommend necessary changes to mitigate compliance risk as they relate to consumer real estate secured lending...
Remote WorkGovernance, Risk Management & Compliance Manager
- Durham, NC (21 miles from Raleigh, NC)
- 14 days ago
- Durham, NC (21 miles from Raleigh, NC)
- 14 days ago
Reporting and Analysis: Conduct systematic analysis and evaluation of corporate risks within the region while monitoring and enhancing the effectiveness of initiated measures. Design, implement,...
Workstation Development & Compliance Director
- Morrisville, NC (11 miles from Raleigh, NC)
- 18 days ago
- Morrisville, NC (11 miles from Raleigh, NC)
- 18 days ago
General Information Req # WD00082932 Career area: Hardware Engineering Country/Region: United States of America State: North Carolina City: Morrisville Date: Thursday, June 5, 2025 Working time:...
Location: On site in Memphis, TN, Johnson City, TN, Orlando, FL, Miami Lakes, FL, Asheboro, NC, Knoxville, TN, Longwood, FL, Birmingham, AL Summary The primary responsibility of this position is...
Essential Functions: Proactively analyzes a variety of data from various internal and external sources to track and trend all environmental compliance and release prevention data; ensures the data...
Legal & Compliance Coordinator
- Durham, NC (21 miles from Raleigh, NC)
- 60+ days ago
- Durham, NC (21 miles from Raleigh, NC)
- 60+ days ago
Position Description: The Legal & Compliance Coordinator serves as a pivotal position in facilitating the investments made by the entities managed by DUMAC, Inc. This position is responsible for...
Governance Risk Management and Compliance Manager - YOD
- Raleigh, NC
- 60+ days ago
- Raleigh, NC
- 60+ days ago
Job Summary: Yodlee is seeking a motivated and detail-oriented Governance, Risk Management and Compliance Manager to join our dynamic team....
Environmental Planning and Compliance Coordinator- Stormwater
- Durham, NC (21 miles from Raleigh, NC)
- 60+ days ago
- Durham, NC (21 miles from Raleigh, NC)
- 60+ days ago
Work, Serve, Thrive. With the City of Durham Advance in your career while making a real difference in the community you serve. Hiring Range: $62,338.00 $65,458.00 Schedule: 8:00 am - 5:00 pm...
Demographic Data for Raleigh, NC
Moving to Raleigh, NC? Find some basic demographic data about Raleigh, NC below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Raleigh, NC
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Raleigh, NC offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Environmental Sampling
- Implementation
- Securities and Exchange Commission
- Fixed Income
- Equity Research
- Equities
- Spill Response
- ASQ Certified Quality Auditor
- Dodd-Frank
- Lending
- BSA
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Know Your Customer
- Mortgage Processing
- Financial Services
- Mortgage Servicing
- Internal Control
- Capital Markets
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Resolution
- Complaint Resolution
- Risk Management
- Strategy Development
- Finance
- Analytical Skills
- Accounting
- Auditing
- Written Communication
- Investigation
- Verbal Communication
- Employee Development
- Collaboration
- Mentoring
- Coaching
- Documentation
- Interpersonal Skills
- Bachelor's Degree
- Filing
- Reporting
- Microsoft PowerPoint
- Regulations
- Policy Development
- Microsoft Office
- Problem Solving
- Project Management
- Microsoft Excel
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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