Compliance Manager Jobs in Oak Ridge, NC
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
- Winston Salem, NC (12 miles from Oak Ridge, NC)
- 15 hours ago
- Winston Salem, NC (12 miles from Oak Ridge, NC)
- 15 hours ago
Audit Manager - Compliance Truist Bank - 3.5 Winston-Salem, NC Job Details Full-time Estimated: $97.3K - $147K a year 17 hours ago Benefits AD&D insurance Paid holidays Health insurance Dental...
Clery Act Compliance Coordinator
- Greensboro, NC (14 miles from Oak Ridge, NC)
- 2 days ago
- Greensboro, NC (14 miles from Oak Ridge, NC)
- 2 days ago
The position of the Clery Act Compliance Coordinator is a non-sworn member of the police department and reports to the Chief of Police. This position is responsible for working collaboratively...
Clery Act Compliance Coordinator North Carolina A&T State University
- Greensboro, NC (14 miles from Oak Ridge, NC)
- 3 days ago
- Greensboro, NC (14 miles from Oak Ridge, NC)
- 3 days ago
Description: The position of the Clery Act Compliance Coordinator is a non-sworn member of the police department and reports to the Chief of Police. This position is responsible for working...
Demographic Data for Oak Ridge, NC
Moving to Oak Ridge, NC? Find some basic demographic data about Oak Ridge, NC below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Oak Ridge, NC
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Oak Ridge, NC offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Executive Management
- Business Processes
- Change Management
- Implementation
- Prioritizing
- Securities and Exchange Commission
- Fixed Income
- Equity Research
- Loss Control
- Certified Management Accountant
- Lending
- BSA
- Know Your Customer
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Mortgage Processing
- Financial Services
- Anti-Money Laundering
- Capital Markets
- Internal Control
- Investment Banking
- Fraud Investigation
- Due Diligence
- Complaint Resolution
- Resolution
- Business Administration
- Risk Management
- Finance
- Strategy Development
- Accounting
- Auditing
- Written Communication
- Verbal Communication
- Investigation
- Documentation
- Collaboration
- Mentoring
- Employee Development
- Bachelor's Degree
- Coaching
- Reporting
- Filing
- Microsoft PowerPoint
- Regulations
- Policy Development
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
Compliance Manager Related Career Advice Articles
How to Decide Between Investment Banking and Commercial Banking
Many finance professionals begin the career planning phase by taking some time to figure out whether they want to pursue commercial banking or investment banking. While both career paths can reap great rewards, each comes with a different set of responsibilities and skills. Here is a breakdown of some of the factors that separate careers in investment and commercial banking to consider.
Read article »