Compliance Manager Jobs in Mount Holly, NC
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
- Charlotte, NC (11 miles from Mount Holly, NC)
- 90+ days ago
- Charlotte, NC (11 miles from Mount Holly, NC)
- 90+ days ago
, OFAC, FinCEN guidance) Positive energy on the future of crypto and Web3 Excellent communication skills (written and verbal), ability to simplify complex topics for broad audiences Experience working...
Compliance Coordinator (Part Time)
- Charlotte, NC (11 miles from Mount Holly, NC)
- 1 day ago
- Charlotte, NC (11 miles from Mount Holly, NC)
- 1 day ago
Requisition ID: 228384 Locations: Charlotte Click here to experience a Day in the Life of our Teammates! Uncap Your Potential at America's Largest Coca-Cola Bottler - Pour Your Passion into...
Compliance Manager - Compliance Monitoring and Programs
- Charlotte, NC (11 miles from Mount Holly, NC)
- 1 day ago
- Charlotte, NC (11 miles from Mount Holly, NC)
- 1 day ago
The Compliance Manager - Compliance Monitoring Programs will lead and enhance our Compliance Management System (CMS) with a focus on loan performance and servicing....
- Charlotte, NC (11 miles from Mount Holly, NC)
- 2 days ago
- Charlotte, NC (11 miles from Mount Holly, NC)
- 2 days ago
Work Location:** New York, New York, United States of America **Hours:** 40 **Pay Details:** $110,760 - $178,880 USD TD is committed to providing fair and equitable compensation opportunities to...
- Charlotte, NC (11 miles from Mount Holly, NC)
- 5 days ago
- Charlotte, NC (11 miles from Mount Holly, NC)
- 5 days ago
The role: The Compliance Manager - Communications with the Public will lead a team of five Compliance professionals and will focus on marketing and advertising compliance across SoFi's diverse product...
Compliance Officer, Financial Crimes
- Charlotte, NC (11 miles from Mount Holly, NC)
- 11 days ago
- Charlotte, NC (11 miles from Mount Holly, NC)
- 11 days ago
the Global Financial Crimes Group (FCG) with the ongoing activities related to the development, implementation and maintenance of AIG's global anti-corruption, sanctions, antiboycott, antitrust, and anti-money...
Compliance Manager- Regulation O
- Charlotte, NC (11 miles from Mount Holly, NC)
- 11 days ago
- Charlotte, NC (11 miles from Mount Holly, NC)
- 11 days ago
Manager (CRCM) General Description of Available Benefits for Eligible Employees of Truist Financial Corporation: All regular teammates (not temporary or contingent workers) working 20 hours or more...
Senior Compliance Director, Head of Brokerage Oversight Compliance
- Charlotte, NC (11 miles from Mount Holly, NC)
- 30+ days ago
- Charlotte, NC (11 miles from Mount Holly, NC)
- 30+ days ago
Financial integrity from the inside out Vanguard's core purpose is to take a stand for all investors, to treat them fairly, and to give them the best chance for investment success. Known for our...
Financial Risk - Regulatory Reporting - Manager
- Charlotte, NC (11 miles from Mount Holly, NC)
- 30+ days ago
- Charlotte, NC (11 miles from Mount Holly, NC)
- 30+ days ago
Manager (CRCM) or Certified Public Accountant (CPA) Preferred Knowledge/Skills: Demonstrates extensive abilities with, and/or a proven record of success directing efforts related to: Prepare, review...
Financial Regulatory Reporting Manager
- Charlotte, NC (11 miles from Mount Holly, NC)
- 30+ days ago
- Charlotte, NC (11 miles from Mount Holly, NC)
- 30+ days ago
The position is described below. If you want to apply, click the Apply Now button at the top or bottom of this page. After you click Apply Now and complete your application, you'll be invited to...
Safety & Compliance Coordinator
- Charlotte, NC (11 miles from Mount Holly, NC)
- 30+ days ago
- Charlotte, NC (11 miles from Mount Holly, NC)
- 30+ days ago
Must pass pre-employment screens Preferred Qualifications Certification in a related field (e.g., Certified Safety Professional, Compliance Manager Certification)....
- Fort Mill, SC (19 miles from Mount Holly, NC)
- 60+ days ago
- Fort Mill, SC (19 miles from Mount Holly, NC)
- 60+ days ago
Who We Are ServiceMac is a new sub-servicing entity backed by some of the leading practitioners of the mortgage servicing industry. ServiceMac is focused on providing superior technology,...
Remote WorkSafety & Compliance Coordinator
- Charlotte, NC (11 miles from Mount Holly, NC)
- 60+ days ago
- Charlotte, NC (11 miles from Mount Holly, NC)
- 60+ days ago
Must pass pre-employment screens Preferred Qualifications Certification in a related field (e.g., Certified Safety Professional, Compliance Manager Certification)....
Technical Service & Compliance Coordinator
- Fort Mill, SC (19 miles from Mount Holly, NC)
- 90+ days ago
- Fort Mill, SC (19 miles from Mount Holly, NC)
- 90+ days ago
Basic Function This position is the key role in processing warrantyclaims. Adhere to company warranty policies and procedures to keep overallwarranty expenses within specified company metric....
Demographic Data for Mount Holly, NC
Moving to Mount Holly, NC? Find some basic demographic data about Mount Holly, NC below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Mount Holly, NC
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Mount Holly, NC offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Environmental Compliance
- Environmental Sampling
- Implementation
- Securities and Exchange Commission
- Fixed Income
- Spill Prevention, Control & Countermeasure
- Stormwater Pollution Prevention Plan
- National Pollutant Discharge Elimination System
- Spill Response
- Control & Countermeasure
- ASQ Certified Quality Auditor
- Environmental Regulations
- Lending
- BSA
- Tila Respa Integrated Disclosures
- Private Banking
- Know Your Customer
- Mortgage Processing
- OFAC
- Financial Services
- USDA
- Mortgage Servicing
- Internal Control
- Capital Markets
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Resolution
- Complaint Resolution
- Risk Management
- Finance
- Decision Making
- Auditing
- Written Communication
- Investigation
- Verbal Communication
- Data Analysis
- Employee Development
- Collaboration
- Quality Assurance
- Documentation
- Reporting
- Coaching
- Filing
- Bachelor's Degree
- Regulations
- Policy Development
- Microsoft PowerPoint
- Microsoft Office
- Problem Solving
- Project Management
- Microsoft Excel
- Sales
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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