Compliance Manager Jobs in Monroe, NC
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
- Charlotte, NC (20 miles from Monroe, NC)
- 60+ days ago
- Charlotte, NC (20 miles from Monroe, NC)
- 60+ days ago
, OFAC, FinCEN guidance) Positive energy on the future of crypto and Web3 Excellent communication skills (written and verbal), ability to simplify complex topics for broad audiences Experience working...
- Charlotte, NC (20 miles from Monroe, NC)
- 2 days ago
- Charlotte, NC (20 miles from Monroe, NC)
- 2 days ago
In Strategy & Consulting we work with C-suite executives, leaders and boards of the worlds leading organizations, helping them reinvent every part of their enterprise to drive greater growth,...
Compliance Officer, Financial Crimes
- Charlotte, NC (20 miles from Monroe, NC)
- 2 days ago
- Charlotte, NC (20 miles from Monroe, NC)
- 2 days ago
the Global Financial Crimes Group (FCG) with the ongoing activities related to the development, implementation and maintenance of AIG's global anti-corruption, sanctions, antiboycott, antitrust, and anti-money...
Compliance Manager- Regulation O
- Charlotte, NC (20 miles from Monroe, NC)
- 3 days ago
- Charlotte, NC (20 miles from Monroe, NC)
- 3 days ago
Manager (CRCM) General Description of Available Benefits for Eligible Employees of Truist Financial Corporation: All regular teammates (not temporary or contingent workers) working 20 hours or more...
- Charlotte, NC (20 miles from Monroe, NC)
- 6 days ago
- Charlotte, NC (20 miles from Monroe, NC)
- 6 days ago
University (Degree) Preferred **Work Experience** + 5+ Years Required; 7+ Years Preferred **Physical Requirements** + Physical Requirements: Sedentary Work **Career Level** 8IC Preferred Experience: + SBA Lending...
Compliance Director, Retail Regulatory Enablement
- Charlotte, NC (20 miles from Monroe, NC)
- 10 days ago
- Charlotte, NC (20 miles from Monroe, NC)
- 10 days ago
Are you passionate about ensuring business activities and products adhere to regulatory standards? Do you thrive in dynamic environments where your expertise in compliance can make a significant...
IT Governance & Compliance Coordinator
- Polkton, NC (20 miles from Monroe, NC)
- 15 days ago
- Polkton, NC (20 miles from Monroe, NC)
- 15 days ago
Job Title IT Governance & Compliance Coordinator Job Description Position Overview: Join our dynamic team at South Piedmont Community College (SPCC) as the IT Governance and Compliance...
US Seasonal Tax-Global Compliance and Reporting-Manager
- Charlotte, NC (20 miles from Monroe, NC)
- 22 days ago
- Charlotte, NC (20 miles from Monroe, NC)
- 22 days ago
Location: Anywhere in Country At EY, were all in to shape your future with confidence. Well help you succeed in a globally connected powerhouse of diverse teams and take your career wherever you...
Remote WorkSenior Compliance Director, Head of Brokerage Oversight Compliance
- Charlotte, NC (20 miles from Monroe, NC)
- 22 days ago
- Charlotte, NC (20 miles from Monroe, NC)
- 22 days ago
Financial integrity from the inside out Vanguard's core purpose is to take a stand for all investors, to treat them fairly, and to give them the best chance for investment success. Known for our...
Financial Risk - Regulatory Reporting - Manager
- Charlotte, NC (20 miles from Monroe, NC)
- 22 days ago
- Charlotte, NC (20 miles from Monroe, NC)
- 22 days ago
Manager (CRCM) or Certified Public Accountant (CPA) Preferred Knowledge/Skills: Demonstrates extensive abilities with, and/or a proven record of success directing efforts related to: Prepare, review...
- Charlotte, NC (20 miles from Monroe, NC)
- 23 days ago
- Charlotte, NC (20 miles from Monroe, NC)
- 23 days ago
LEGAL & COMPLIANCE MANAGER IN CHARLOTTE Date Posted: Friday, June 6, 2025 ?...
Financial Regulatory Reporting Manager
- Charlotte, NC (20 miles from Monroe, NC)
- 23 days ago
- Charlotte, NC (20 miles from Monroe, NC)
- 23 days ago
The position is described below. If you want to apply, click the Apply Now button at the top or bottom of this page. After you click Apply Now and complete your application, you'll be invited to...
Safety & Compliance Coordinator
- Charlotte, NC (20 miles from Monroe, NC)
- 27 days ago
- Charlotte, NC (20 miles from Monroe, NC)
- 27 days ago
Must pass pre-employment screens Preferred Qualifications Certification in a related field (e.g., Certified Safety Professional, Compliance Manager Certification)....
- Charlotte, NC (20 miles from Monroe, NC)
- 30+ days ago
- Charlotte, NC (20 miles from Monroe, NC)
- 30+ days ago
Follow regulatory requirements including those pertaining to the Bank Secrecy Act (BSA), Anti-Money Laundering (AML), Customer Identification Program (CIP), and OFAC to assist in the identification,...
Risk Compliance Officer II - Compliance Testing
- Charlotte, NC (20 miles from Monroe, NC)
- 45+ days ago
- Charlotte, NC (20 miles from Monroe, NC)
- 45+ days ago
Location: On site in Memphis, TN, Johnson City, TN, Orlando, FL, Miami Lakes, FL, Asheboro, NC, Knoxville, TN, Longwood, FL, Birmingham, AL Summary The primary responsibility of this position is...
Demographic Data for Monroe, NC
Moving to Monroe, NC? Find some basic demographic data about Monroe, NC below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Monroe, NC
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Monroe, NC offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Environmental Sampling
- Implementation
- Securities and Exchange Commission
- Fixed Income
- Spill Response
- ASQ Certified Quality Auditor
- Environmental Regulations
- Consumer Lending
- Lending
- BSA
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Know Your Customer
- Mortgage Processing
- Financial Services
- Mortgage Servicing
- Wealth Management
- Internal Control
- Capital Markets
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Resolution
- Complaint Resolution
- Risk Management
- Strategy Development
- Finance
- Decision Making
- Accounting
- Auditing
- Written Communication
- Investigation
- Verbal Communication
- Employee Development
- Data Analysis
- Collaboration
- Quality Assurance
- Documentation
- Reporting
- Coaching
- Filing
- Bachelor's Degree
- Regulations
- Policy Development
- Microsoft PowerPoint
- Microsoft Office
- Problem Solving
- Project Management
- Microsoft Excel
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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Here are some other career titles that require similar skills
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