Compliance Manager Jobs in Mint Hill, NC
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
- Charlotte, NC (11 miles from Mint Hill, NC)
- 60+ days ago
- Charlotte, NC (11 miles from Mint Hill, NC)
- 60+ days ago
, OFAC, FinCEN guidance) Positive energy on the future of crypto and Web3 Excellent communication skills (written and verbal), ability to simplify complex topics for broad audiences Experience working...
Compliance Officer - Financial Crimes Compliance
- Charlotte, NC (11 miles from Mint Hill, NC)
- 1 hour ago
- Charlotte, NC (11 miles from Mint Hill, NC)
- 1 hour ago
Compliance oversees planning for enterprise compliance programs in order to ensure organization functions are in compliance with all relevant laws, regulations, and policies in accordance with the BSA...
Compliance Director, Retail Regulatory Enablement
- Charlotte, NC (11 miles from Mint Hill, NC)
- 1 day ago
- Charlotte, NC (11 miles from Mint Hill, NC)
- 1 day ago
Are you passionate about ensuring business activities and products adhere to regulatory standards? Do you thrive in dynamic environments where your expertise in compliance can make a significant...
Senior Lead Compliance Officer - Global Surveillance Oversight (GSO)
- Charlotte, NC (11 miles from Mint Hill, NC)
- 6 days ago
- Charlotte, NC (11 miles from Mint Hill, NC)
- 6 days ago
, Commercial Banking, Corporate and Investment Banking, and Wealth & Investment Management....
Senior Employee Experience Manager (Compliance Governance & Operations Manager)
- Charlotte, NC (11 miles from Mint Hill, NC)
- 7 days ago
- Charlotte, NC (11 miles from Mint Hill, NC)
- 7 days ago
Work Location: New York, New York, United States of America Hours: 40 Pay Details: $110,760 - $178,880 USD TD is committed to providing fair and equitable compensation opportunities to all...
US Seasonal Tax-Global Compliance and Reporting-Manager
- Charlotte, NC (11 miles from Mint Hill, NC)
- 13 days ago
- Charlotte, NC (11 miles from Mint Hill, NC)
- 13 days ago
Location: Anywhere in Country At EY, were all in to shape your future with confidence. Well help you succeed in a globally connected powerhouse of diverse teams and take your career wherever you...
Remote WorkSenior Compliance Director, Head of Brokerage Oversight Compliance
- Charlotte, NC (11 miles from Mint Hill, NC)
- 13 days ago
- Charlotte, NC (11 miles from Mint Hill, NC)
- 13 days ago
Financial integrity from the inside out Vanguard's core purpose is to take a stand for all investors, to treat them fairly, and to give them the best chance for investment success. Known for our...
Financial Risk - Regulatory Reporting - Manager
- Charlotte, NC (11 miles from Mint Hill, NC)
- 13 days ago
- Charlotte, NC (11 miles from Mint Hill, NC)
- 13 days ago
Manager (CRCM) or Certified Public Accountant (CPA) Preferred Knowledge/Skills: Demonstrates extensive abilities with, and/or a proven record of success directing efforts related to: Prepare, review...
- Charlotte, NC (11 miles from Mint Hill, NC)
- 14 days ago
- Charlotte, NC (11 miles from Mint Hill, NC)
- 14 days ago
LEGAL & COMPLIANCE MANAGER IN CHARLOTTE Date Posted: Friday, June 6, 2025 ?...
Financial Regulatory Reporting Manager
- Charlotte, NC (11 miles from Mint Hill, NC)
- 14 days ago
- Charlotte, NC (11 miles from Mint Hill, NC)
- 14 days ago
The position is described below. If you want to apply, click the Apply Now button at the top or bottom of this page. After you click Apply Now and complete your application, you'll be invited to...
Safety & Compliance Coordinator
- Charlotte, NC (11 miles from Mint Hill, NC)
- 18 days ago
- Charlotte, NC (11 miles from Mint Hill, NC)
- 18 days ago
Must pass pre-employment screens Preferred Qualifications Certification in a related field (e.g., Certified Safety Professional, Compliance Manager Certification)....
- Charlotte, NC (11 miles from Mint Hill, NC)
- 25 days ago
- Charlotte, NC (11 miles from Mint Hill, NC)
- 25 days ago
Follow regulatory requirements including those pertaining to the Bank Secrecy Act (BSA), Anti-Money Laundering (AML), Customer Identification Program (CIP), and OFAC to assist in the identification,...
Risk Compliance Officer II - Compliance Testing
- Charlotte, NC (11 miles from Mint Hill, NC)
- 30+ days ago
- Charlotte, NC (11 miles from Mint Hill, NC)
- 30+ days ago
Location: On site in Memphis, TN, Johnson City, TN, Orlando, FL, Miami Lakes, FL, Asheboro, NC, Knoxville, TN, Longwood, FL, Birmingham, AL Summary The primary responsibility of this position is...
- Charlotte, NC (11 miles from Mint Hill, NC)
- 30+ days ago
- Charlotte, NC (11 miles from Mint Hill, NC)
- 30+ days ago
The position is described below. If you want to apply, click the Apply Now button at the top or bottom of this page. After you click Apply Now and complete your application, you'll be invited to...
- Fort Mill, SC (21 miles from Mint Hill, NC)
- 45+ days ago
- Fort Mill, SC (21 miles from Mint Hill, NC)
- 45+ days ago
Who We Are ServiceMac is a new sub-servicing entity backed by some of the leading practitioners of the mortgage servicing industry. ServiceMac is focused on providing superior technology,...
Remote WorkDemographic Data for Mint Hill, NC
Moving to Mint Hill, NC? Find some basic demographic data about Mint Hill, NC below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Mint Hill, NC
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Mint Hill, NC offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Environmental Sampling
- Implementation
- Securities and Exchange Commission
- Fixed Income
- Equity Research
- Equities
- Spill Response
- ASQ Certified Quality Auditor
- Lending
- BSA
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Know Your Customer
- Mortgage Processing
- Financial Services
- Mortgage Servicing
- Internal Control
- Capital Markets
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Resolution
- Complaint Resolution
- Risk Management
- Strategy Development
- Finance
- Decision Making
- Analytical Skills
- Accounting
- Auditing
- Written Communication
- Investigation
- Verbal Communication
- Collaboration
- Mentoring
- Coaching
- Documentation
- Interpersonal Skills
- Bachelor's Degree
- Filing
- Reporting
- Microsoft PowerPoint
- Regulations
- Policy Development
- Microsoft Office
- Project Management
- Problem Solving
- Microsoft Excel
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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Here are some other career titles that require similar skills
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