Compliance Manager Jobs in Middlesex, NC
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Manager Compliance II - Complaints Management (Remote)
- Raleigh, NC (24 miles from Middlesex, NC)
- 2 days ago
- Raleigh, NC (24 miles from Middlesex, NC)
- 2 days ago
Risk Management - Directs deposit, lending, privacy, safety and soundness, complaint, records management, FL, HMDA, and CRA compliance program efforts to comply with the Bank's risk appetite and risk...
Remote WorkSenior Compliance Officer - Sanctions (Remote)
- Raleigh, NC (24 miles from Middlesex, NC)
- 6 days ago
- Raleigh, NC (24 miles from Middlesex, NC)
- 6 days ago
Provides guidance to business leaders and associate teams through knowledge of new and existing OFAC and global sanctions regulations that impact enterprise activities....
Remote WorkManager Compliance II - Testing & Analytics (Remote)
- Raleigh, NC (24 miles from Middlesex, NC)
- 6 days ago
- Raleigh, NC (24 miles from Middlesex, NC)
- 6 days ago
The position will focus primarily on Commercial Finance, Broker Dealer, and BSA/AML and will manage a testing team in the execution of compliance reviews....
Remote WorkCompliance Officer II - Testing & Analytics (Remote)
- Raleigh, NC (24 miles from Middlesex, NC)
- 7 days ago
- Raleigh, NC (24 miles from Middlesex, NC)
- 7 days ago
banking business, as well as the relevant regulations for Large Financial Institutions (e.g., for investments/securities, lending, deposits, payments, banking operations, foreign exchange, payments...
Remote Work- Raleigh, NC (24 miles from Middlesex, NC)
- 11 days ago
- Raleigh, NC (24 miles from Middlesex, NC)
- 11 days ago
**_Job Summary_** In line with Cardinal Health business objectives, the Regulatory Compliance Manager will assist with managing Global regulatory compliance across Global Medical Products and Distribution...
Remote WorkInternal Audit Manager - Compliance
- Raleigh, NC (24 miles from Middlesex, NC)
- 12 days ago
- Raleigh, NC (24 miles from Middlesex, NC)
- 12 days ago
Position Overview At PNC, our people are our greatest differentiator and competitive advantage in the markets we serve. We are all united in delivering the best experience for our customers. We...
Risk Compliance Officer II - Compliance Testing
- Raleigh, NC (24 miles from Middlesex, NC)
- 16 days ago
- Raleigh, NC (24 miles from Middlesex, NC)
- 16 days ago
Location: On site in Memphis, TN, Johnson City, TN, Orlando, FL, Miami Lakes, FL, Asheboro, NC, Knoxville, TN, Longwood, FL, Birmingham, AL Summary The primary responsibility of this position is...
- Raleigh, NC (24 miles from Middlesex, NC)
- 25 days ago
- Raleigh, NC (24 miles from Middlesex, NC)
- 25 days ago
The position is described below. If you want to apply, click the Apply Now button at the top or bottom of this page. After you click Apply Now and complete your application, you'll be invited to...
Environmental Compliance Coordinator
- Raleigh, NC (24 miles from Middlesex, NC)
- 45+ days ago
- Raleigh, NC (24 miles from Middlesex, NC)
- 45+ days ago
Essential Functions: Proactively analyzes a variety of data from various internal and external sources to track and trend all environmental compliance and release prevention data; ensures the data...
Governance Risk Management and Compliance Manager - YOD
- Raleigh, NC (24 miles from Middlesex, NC)
- 45+ days ago
- Raleigh, NC (24 miles from Middlesex, NC)
- 45+ days ago
Job Summary: Yodlee is seeking a motivated and detail-oriented Governance, Risk Management and Compliance Manager to join our dynamic team....
Demographic Data for Middlesex, NC
Moving to Middlesex, NC? Find some basic demographic data about Middlesex, NC below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Middlesex, NC
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Middlesex, NC offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Environmental Sampling
- Implementation
- Emergency Management
- Prioritizing
- Securities and Exchange Commission
- Management Reporting
- Fixed Income
- Equity Research
- Spill Response
- Environmental Regulations
- Lending
- BSA
- Tila Respa Integrated Disclosures
- Private Banking
- Know Your Customer
- OFAC
- Mortgage Processing
- Financial Services
- Investment Banking
- Capital Markets
- Internal Control
- Anti-Money Laundering
- Due Diligence
- Resolution
- Risk Management
- Strategy Development
- Finance
- Auditing
- Verbal Communication
- Investigation
- Written Communication
- Data Analysis
- Collaboration
- Mentoring
- Coaching
- Documentation
- Interpersonal Skills
- Bachelor's Degree
- Employee Development
- Filing
- Microsoft PowerPoint
- Regulations
- Reporting
- Policy Development
- Multitasking
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
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