Compliance Manager Jobs in Kannapolis, NC
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Compliance Manager - Compliance Monitoring and Programs
- Charlotte, NC (21 miles from Kannapolis, NC)
- 10 hours ago
- Charlotte, NC (21 miles from Kannapolis, NC)
- 10 hours ago
The Compliance Manager - Compliance Monitoring Programs will lead and enhance our Compliance Management System (CMS) with a focus on loan performance and servicing....
Senior Manager - Compliance Programs Governance
- Charlotte, NC (21 miles from Kannapolis, NC)
- 10 hours ago
- Charlotte, NC (21 miles from Kannapolis, NC)
- 10 hours ago
Work Location: New York, New York, United States of America Hours: 40 Pay Details: $110,760 - $178,880 USD TD is committed to providing fair and equitable compensation opportunities to all...
Senior Manager, Compliance Risk Reporting and Strategy
- Charlotte, NC (21 miles from Kannapolis, NC)
- 1 day ago
- Charlotte, NC (21 miles from Kannapolis, NC)
- 1 day ago
Work Location: Charlotte, North Carolina, United States of America Hours: 40 Pay Details: $119,600 - $178,880 USD TD is committed to providing fair and equitable compensation opportunities to all...
Compliance Director - Regulatory Inventory Management
- Charlotte, NC (21 miles from Kannapolis, NC)
- 1 day ago
- Charlotte, NC (21 miles from Kannapolis, NC)
- 1 day ago
About this role: We are seeking a dynamic and strategic Regulatory Inventory Director to lead the governance and execution of the firm's regulatory inventory of Major Compliance Requirements...
Construction Environmental Compliance Coordinator (ECC) (Field Based)
- Charlotte, NC (21 miles from Kannapolis, NC)
- 2 days ago
- Charlotte, NC (21 miles from Kannapolis, NC)
- 2 days ago
ERM is hiring a Construction Environmental Compliance Coordinator (ECC) to oversee environmental compliance in Florence, SC. The projects we work on and the services we provide demand teams of...
Senior Manager - Compliance, U.S. Consumer
- Charlotte, NC (21 miles from Kannapolis, NC)
- 6 days ago
- Charlotte, NC (21 miles from Kannapolis, NC)
- 6 days ago
Certified Regulatory Compliance Manager (CRCM) or similar professional certification preferred....
Compliance Director, Commercial, Operations and Securities Testing (US)
- Charlotte, NC (21 miles from Kannapolis, NC)
- 9 days ago
- Charlotte, NC (21 miles from Kannapolis, NC)
- 9 days ago
Work Location: Charlotte, North Carolina, United States of America Hours: 40 Pay Details: $200,000 - $280,000 USD TD is committed to providing fair and equitable compensation opportunities to all...
- Charlotte, NC (21 miles from Kannapolis, NC)
- 9 days ago
- Charlotte, NC (21 miles from Kannapolis, NC)
- 9 days ago
Maintaining regulatory change management, policies and procedures, training, and advisory matters for mortgage lending compliance....
Senior Lead Compliance Officer - Structured Products Group
- Charlotte, NC (21 miles from Kannapolis, NC)
- 10 days ago
- Charlotte, NC (21 miles from Kannapolis, NC)
- 10 days ago
Experience executing compliance activities related to Structured Products origination, syndications and lending. Knowledge of CFPB and consumer lending regulatory frameworks....
Lead Compliance Officer - Regulatory Librarian Team
- Charlotte, NC (21 miles from Kannapolis, NC)
- 10 days ago
- Charlotte, NC (21 miles from Kannapolis, NC)
- 10 days ago
provide a diversified set of banking, investment and mortgage products and services, as well as consumer and commercial finance, through our four reportable operating segments: Consumer Banking and Lending...
Lead Compliance Officer - Macro Sales and Trading Compliance Team
- Charlotte, NC (21 miles from Kannapolis, NC)
- 12 days ago
- Charlotte, NC (21 miles from Kannapolis, NC)
- 12 days ago
provide a diversified set of banking, investment and mortgage products and services, as well as consumer and commercial finance, through our four reportable operating segments: Consumer Banking and Lending...
Financial Regulatory Reporting Manager
- Charlotte, NC (21 miles from Kannapolis, NC)
- 18 days ago
- Charlotte, NC (21 miles from Kannapolis, NC)
- 18 days ago
The position is described below. If you want to apply, click the Apply Now button at the top or bottom of this page. After you click Apply Now and complete your application, you'll be invited to...
Senior Employee Experience Manager (Compliance Governance & Operations Manager)
- Charlotte, NC (21 miles from Kannapolis, NC)
- 18 days ago
- Charlotte, NC (21 miles from Kannapolis, NC)
- 18 days ago
Work Location: New York, New York, United States of America Hours: 40 Pay Details: $110,760 - $178,880 USD TD is committed to providing fair and equitable compensation opportunities to all...
Compliance Manager, Regulatory Change Management
- Charlotte, NC (21 miles from Kannapolis, NC)
- 19 days ago
- Charlotte, NC (21 miles from Kannapolis, NC)
- 19 days ago
Strong working knowledge of federal and state banking laws and regulations including, but not limited to, Reg Z, E, DD, CC, UDAAP, FCRA, BSA/AML, and Fair Lending....
Director - HR Compliance Director - HR Compliance
- Mooresville, NC (10 miles from Kannapolis, NC)
- 20 days ago
- Mooresville, NC (10 miles from Kannapolis, NC)
- 20 days ago
Director - HR Compliance Lowe's Home Improvement 3.5 ( ) Mooresville, NC Why you should apply for a job to Lowe's Home Improvement : 5/5 in supportive management 65% say women are treated fairly...
Demographic Data for Kannapolis, NC
Moving to Kannapolis, NC? Find some basic demographic data about Kannapolis, NC below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Kannapolis, NC
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Kannapolis, NC offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Environmental Compliance
- Quality Systems
- Implementation
- Document Management
- Securities and Exchange Commission
- Management Reporting
- FDA Regulations
- Laboratory Information Management System
- Equity Research
- Spill Prevention, Control & Countermeasure
- Stormwater Pollution Prevention Plan
- National Pollutant Discharge Elimination System
- Equities
- Control & Countermeasure
- Lending
- Tila Respa Integrated Disclosures
- BSA
- Private Banking
- Know Your Customer
- OFAC
- Financial Services
- Internal Control
- Capital Markets
- USDA
- Anti-Money Laundering
- Due Diligence
- Resolution
- Risk Management
- Finance
- Strategy Development
- Auditing
- Policy Administration
- Microsoft Outlook
- Written Communication
- Documentation
- Coaching
- Verbal Communication
- Investigation
- Mentoring
- Collaboration
- Reporting
- Quality Assurance
- Interpersonal Skills
- Policy Development
- Bachelor's Degree
- Microsoft PowerPoint
- Filing
- Regulations
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Microsoft Word
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
Compliance Manager Related Career Advice Articles
How to Decide Between Investment Banking and Commercial Banking
Many finance professionals begin the career planning phase by taking some time to figure out whether they want to pursue commercial banking or investment banking. While both career paths can reap great rewards, each comes with a different set of responsibilities and skills. Here is a breakdown of some of the factors that separate careers in investment and commercial banking to consider.
Read article »