Compliance Manager Jobs in Indian Trail, NC
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
- Charlotte, NC (15 miles from Indian Trail, NC)
- 30+ days ago
- Charlotte, NC (15 miles from Indian Trail, NC)
- 30+ days ago
, OFAC, FinCEN guidance) Positive energy on the future of crypto and Web3 Excellent communication skills (written and verbal), ability to simplify complex topics for broad audiences Experience working...
Senior Manager, Compliance Governance & Operations (US)
- Charlotte, NC (15 miles from Indian Trail, NC)
- 3 hours ago
- Charlotte, NC (15 miles from Indian Trail, NC)
- 3 hours ago
Work Location: New York, New York, United States of America Hours: 40 Pay Details: 0 - 0 USD TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth...
Compliance Coordinator II, Compliance Services
- Charlotte, NC (15 miles from Indian Trail, NC)
- 2 days ago
- Charlotte, NC (15 miles from Indian Trail, NC)
- 2 days ago
Section 1: Position Summary This position is responsible for supporting our clients compliance related requirements and requests though leveraging experience, knowledge and independent resolution...
Lead Compliance Officer Branch Banking BACO
- Charlotte, NC (15 miles from Indian Trail, NC)
- 4 days ago
- Charlotte, NC (15 miles from Indian Trail, NC)
- 4 days ago
Manager (CRCM) designation Knowledge and demonstrated experience applying consumer compliance laws and regulations, including UDAAP, Reg....
- Fort Mill, SC (21 miles from Indian Trail, NC)
- 6 days ago
- Fort Mill, SC (21 miles from Indian Trail, NC)
- 6 days ago
Who We Are ServiceMac is a new sub-servicing entity backed by some of the leading practitioners of the mortgage servicing industry. ServiceMac is focused on providing superior technology,...
Remote WorkCompliance Manager - Governance & Reporting
- Charlotte, NC (15 miles from Indian Trail, NC)
- 7 days ago
- Charlotte, NC (15 miles from Indian Trail, NC)
- 7 days ago
Work Location: Mount Laurel, New Jersey, United States of America Hours: 40 Pay Details: $86.840 - $139,360 USD TD is committed to providing fair and equitable compensation opportunities to all...
Compliance Manager - Compliance Monitoring and Programs
- Charlotte, NC (15 miles from Indian Trail, NC)
- 7 days ago
- Charlotte, NC (15 miles from Indian Trail, NC)
- 7 days ago
The Compliance Manager - Compliance Monitoring Programs will lead and enhance our Compliance Management System (CMS) with a focus on loan performance and servicing....
Senior Audit Manager - Compliance
- Charlotte, NC (15 miles from Indian Trail, NC)
- 13 days ago
- Charlotte, NC (15 miles from Indian Trail, NC)
- 13 days ago
, Flood Disaster Protection Act (FDPA). as well as Servicemember Civil Relief Act (SCRA) and Military Lending Act (MLA)....
- Charlotte, NC (15 miles from Indian Trail, NC)
- 17 days ago
- Charlotte, NC (15 miles from Indian Trail, NC)
- 17 days ago
University (Degree) Preferred **Work Experience** + 5+ Years Required; 7+ Years Preferred **Physical Requirements** + Physical Requirements: Sedentary Work **Career Level** 8IC Preferred Experience: + SBA Lending...
Safety & Compliance Coordinator
- Charlotte, NC (15 miles from Indian Trail, NC)
- 20 days ago
- Charlotte, NC (15 miles from Indian Trail, NC)
- 20 days ago
Must pass pre-employment screens Preferred Qualifications Certification in a related field (e.g., Certified Safety Professional, Compliance Manager Certification)....
- Charlotte, NC (15 miles from Indian Trail, NC)
- 21 days ago
- Charlotte, NC (15 miles from Indian Trail, NC)
- 21 days ago
Bachelor's Degree is preferred, and professional certifications such as Certified Regulatory Compliance Manager (CRCM) are a plus....
Senior Business Controls Compliance Manager
- Charlotte, NC (15 miles from Indian Trail, NC)
- 28 days ago
- Charlotte, NC (15 miles from Indian Trail, NC)
- 28 days ago
a dynamic, collaborative, progressive, and high-performing team Opportunities to do challenging work Opportunities to build close relationships with clients #LI-Post #LI-Hybrid #TECHPJ Job Skills Anti-Money...
- Charlotte, NC (15 miles from Indian Trail, NC)
- 30+ days ago
- Charlotte, NC (15 miles from Indian Trail, NC)
- 30+ days ago
(OFAC - Office of Foreign Assets Controls) and EU Economic and Export Restrictions. Technology export licensing requirements (US Dept of Commerce - Bureau of Industry and Security)....
Senior Lead Compliance Officer
- Charlotte, NC (15 miles from Indian Trail, NC)
- 45+ days ago
- Charlotte, NC (15 miles from Indian Trail, NC)
- 45+ days ago
, Commercial Banking, Corporate and Investment Banking, and Wealth & Investment Management....
- Charlotte, NC (15 miles from Indian Trail, NC)
- 45+ days ago
- Charlotte, NC (15 miles from Indian Trail, NC)
- 45+ days ago
, Flood Disaster Protection Act (FDPA). as well as Servicemember Civil Relief Act (SCRA) and Military Lending Act (MLA)....
Demographic Data for Indian Trail, NC
Moving to Indian Trail, NC? Find some basic demographic data about Indian Trail, NC below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Indian Trail, NC
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Indian Trail, NC offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Executive Management
- Business Processes
- Change Management
- Implementation
- Prioritizing
- Securities and Exchange Commission
- Fixed Income
- Equity Research
- Loss Control
- Certified Management Accountant
- Lending
- BSA
- Know Your Customer
- Automated Clearing House
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Mortgage Processing
- Financial Services
- Anti-Money Laundering
- Capital Markets
- Internal Control
- Investment Banking
- Fraud Investigation
- Due Diligence
- Complaint Resolution
- Resolution
- Business Administration
- Risk Management
- Strategy Development
- Finance
- Auditing
- Written Communication
- Verbal Communication
- Investigation
- Documentation
- Mentoring
- Employee Development
- Collaboration
- Bachelor's Degree
- Coaching
- Filing
- Regulations
- Microsoft PowerPoint
- Reporting
- Policy Development
- Problem Solving
- Project Management
- Microsoft Excel
- Microsoft Office
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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