Compliance Manager Jobs in Eagle Rock, NC
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Compliance Officer II - Investor Services (Remote)
- Raleigh, NC (13 miles from Eagle Rock, NC)
- 1 day ago
- Raleigh, NC (13 miles from Eagle Rock, NC)
- 1 day ago
Overview This position is responsible for developing and executing the Compliance Risk Management Program of the Bank’s registered investment adviser and broker-dealer subsidiaries, which includes...
Remote WorkSenior Compliance Officer - Strategy & Transformation Office (Remote)
- Raleigh, NC (13 miles from Eagle Rock, NC)
- 9 days ago
- Raleigh, NC (13 miles from Eagle Rock, NC)
- 9 days ago
Manager ("CRCM"); or Project Management Professional (PMP) Strong Program/Project Management experience Strong working knowledge of Word, Excel, PowerPoint, Microsoft Teams, and SharePoint Familiarity...
Remote WorkUS Seasonal Tax-Global Compliance and Reporting-Manager
- Raleigh, NC (13 miles from Eagle Rock, NC)
- 15 days ago
- Raleigh, NC (13 miles from Eagle Rock, NC)
- 15 days ago
Location: Anywhere in Country At EY, were all in to shape your future with confidence. Well help you succeed in a globally connected powerhouse of diverse teams and take your career wherever you...
Remote WorkWorkstation Development & Compliance Director
- Morrisville, NC (24 miles from Eagle Rock, NC)
- 20 days ago
- Morrisville, NC (24 miles from Eagle Rock, NC)
- 20 days ago
General Information Req # WD00082932 Career area: Hardware Engineering Country/Region: United States of America State: North Carolina City: Morrisville Date: Thursday, June 5, 2025 Working time:...
Risk Compliance Officer II - Compliance Testing
- Raleigh, NC (13 miles from Eagle Rock, NC)
- 30+ days ago
- Raleigh, NC (13 miles from Eagle Rock, NC)
- 30+ days ago
Location: On site in Memphis, TN, Johnson City, TN, Orlando, FL, Miami Lakes, FL, Asheboro, NC, Knoxville, TN, Longwood, FL, Birmingham, AL Summary The primary responsibility of this position is...
Environmental Compliance Coordinator
- Raleigh, NC (13 miles from Eagle Rock, NC)
- 60+ days ago
- Raleigh, NC (13 miles from Eagle Rock, NC)
- 60+ days ago
Essential Functions: Proactively analyzes a variety of data from various internal and external sources to track and trend all environmental compliance and release prevention data; ensures the data...
Governance Risk Management and Compliance Manager - YOD
- Raleigh, NC (13 miles from Eagle Rock, NC)
- 60+ days ago
- Raleigh, NC (13 miles from Eagle Rock, NC)
- 60+ days ago
Job Summary: Yodlee is seeking a motivated and detail-oriented Governance, Risk Management and Compliance Manager to join our dynamic team....
Demographic Data for Eagle Rock, NC
Moving to Eagle Rock, NC? Find some basic demographic data about Eagle Rock, NC below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Eagle Rock, NC
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Eagle Rock, NC offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Environmental Sampling
- Implementation
- Securities and Exchange Commission
- Fixed Income
- Equity Research
- Equities
- Spill Response
- ASQ Certified Quality Auditor
- Environmental Regulations
- Lending
- BSA
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Know Your Customer
- Mortgage Processing
- Financial Services
- Wealth Management
- Mortgage Servicing
- Internal Control
- Capital Markets
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Resolution
- Complaint Resolution
- Risk Management
- Strategy Development
- Finance
- Accounting
- Auditing
- Written Communication
- Investigation
- Verbal Communication
- Employee Development
- Interpersonal Skills
- Collaboration
- Mentoring
- Coaching
- Documentation
- Bachelor's Degree
- Filing
- Reporting
- Microsoft PowerPoint
- Regulations
- Policy Development
- Microsoft Office
- Problem Solving
- Project Management
- Microsoft Excel
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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Here are some other career titles that require similar skills
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