Compliance Manager Jobs in Durham, NC
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Compliance Officer - AML Investigations (remote)
- Raleigh, NC (21 miles from Durham, NC)
- 12 hours ago
- Raleigh, NC (21 miles from Durham, NC)
- 12 hours ago
Overview This is a remote role that may be hired in several markets across the United States The AML/CFT Compliance Officer is responsible for ensuring the effectiveness of the organization's Anti-Money...
Remote WorkCorporate Compliance Director - Training, Communications & Policy
- Raleigh, NC (21 miles from Durham, NC)
- 23 hours ago
- Raleigh, NC (21 miles from Durham, NC)
- 23 hours ago
California, US residents click here. The job details are as follows: Who We Are We are the first publicly-traded biotech or pharmaceutical company to take the form of a public benefit corporation....
Manager Compliance II - Issue Validation Readiness
- Raleigh, NC (21 miles from Durham, NC)
- 2 days ago
- Raleigh, NC (21 miles from Durham, NC)
- 2 days ago
Manager (CRCM) Preferred, Certified Anti-Money Laundering Specialist (CAMS) Preferred, Certified AML and Fraud Professional (CAFP) Preferred, Certified Information Privacy Professional (CIPP) PreferredSkill...
Compliance Officer I Asset Management and Capital Markets (Remote)
- Raleigh, NC (21 miles from Durham, NC)
- 3 days ago
- Raleigh, NC (21 miles from Durham, NC)
- 3 days ago
Laundering Specialist (CAMS) Preferred, Certified Anti-Money Laundering and Fraud Professional (CAFP) Preferred, Certified Regulatory Compliance Manager (CRCM) Preferred, Certified Information Privacy...
Remote WorkManager Compliance I - Licensing & Registration (Dual Registrant) (Remote)
- Raleigh, NC (21 miles from Durham, NC)
- 3 days ago
- Raleigh, NC (21 miles from Durham, NC)
- 3 days ago
The Compliance Manager I – Licensing & Registration oversees the end-to-end registration, licensing, and onboarding processes for a dual registrant firm (Broker-Dealer and SEC-registered Investment...
Remote WorkQuality and Compliance Director - Trust, Safety and Support
- Cary, NC (17 miles from Durham, NC)
- 6 days ago
- Cary, NC (17 miles from Durham, NC)
- 6 days ago
WHAT MAKES US EPIC? At the core of Epic's success are talented, passionate people. Epic prides itself on creating a collaborative, welcoming, and creative environment. Whether it's building...
Sound familiarity with sanctions management, with specific knowledge of US (OFAC) and EU (CSFP) laws and regulations....
Drug and Alcohol Compliance Coordinator (pre and post employment programs) - REMOTE
- Raleigh, NC (21 miles from Durham, NC)
- 14 days ago
- Raleigh, NC (21 miles from Durham, NC)
- 14 days ago
Job Seekers can review the Job Applicant Privacy Policy by clicking here ( ). Job Description : Summary The Drug and Alcohol Compliance Coordinator ensures compliance with applicable Federal...
Remote WorkRisk Compliance Officer II - Compliance Testing
- Raleigh, NC (21 miles from Durham, NC)
- 21 days ago
- Raleigh, NC (21 miles from Durham, NC)
- 21 days ago
Location: On site in Memphis, TN, Johnson City, TN, Orlando, FL, Miami Lakes, FL, Asheboro, NC, Knoxville, TN, Longwood, FL, Birmingham, AL Summary The primary responsibility of this position is...
Cyber Risk and Compliance Manager (RapidScale)
- Raleigh, NC (21 miles from Durham, NC)
- 30+ days ago
- Raleigh, NC (21 miles from Durham, NC)
- 30+ days ago
Job Family Group Information Technology Job Profile Cyber Risk & Compliance Manager Management Level Manager - Non People Leader Flexible Work Option Hybrid - Ability to work remotely part of the week...
Environmental Planning and Compliance Coordinator- Stormwater
- Durham, NC
- 90+ days ago
- Durham, NC
- 90+ days ago
Work, Serve, Thrive. With the City of Durham Advance in your career while making a real difference in the community you serve. Hiring Range: $62,338.00 $65,458.00 Schedule: 8:00 am - 5:00 pm...
Demographic Data for Durham, NC
Moving to Durham, NC? Find some basic demographic data about Durham, NC below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Durham, NC
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Durham, NC offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Quality Systems
- Implementation
- International Business
- Securities and Exchange Commission
- Management Reporting
- FDA Regulations
- Fixed Income
- Laboratory Information Management System
- Equity Research
- Stormwater Pollution Prevention Plan
- National Pollutant Discharge Elimination System
- Equities
- Control & Countermeasure
- Lending
- Tila Respa Integrated Disclosures
- BSA
- Know Your Customer
- Private Banking
- OFAC
- Financial Services
- Wealth Management
- Internal Control
- Capital Markets
- USDA
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Resolution
- Risk Management
- Finance
- Strategy Development
- Auditing
- Policy Administration
- Microsoft Outlook
- Written Communication
- Documentation
- Coaching
- Verbal Communication
- Investigation
- Mentoring
- Reporting
- Collaboration
- Filing
- Interpersonal Skills
- Quality Assurance
- Policy Development
- Bachelor's Degree
- Microsoft PowerPoint
- Project Management
- Regulations
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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