Compliance Manager Jobs in Cornelius, NC
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
- Charlotte, NC (16 miles from Cornelius, NC)
- 60+ days ago
- Charlotte, NC (16 miles from Cornelius, NC)
- 60+ days ago
, OFAC, FinCEN guidance) Positive energy on the future of crypto and Web3 Excellent communication skills (written and verbal), ability to simplify complex topics for broad audiences Experience working...
US Seasonal Tax-Global Compliance and Reporting-Manager
- Charlotte, NC (16 miles from Cornelius, NC)
- 3 hours ago
- Charlotte, NC (16 miles from Cornelius, NC)
- 3 hours ago
Location: Anywhere in Country At EY, were all in to shape your future with confidence. Well help you succeed in a globally connected powerhouse of diverse teams and take your career wherever you...
Remote WorkLead Compliance Officer Global Surveillance Oversight (GSO)
- Charlotte, NC (16 miles from Cornelius, NC)
- 4 hours ago
- Charlotte, NC (16 miles from Cornelius, NC)
- 4 hours ago
, Commercial Banking, Corporate and Investment Banking, and Wealth & Investment Management....
Senor Compliance Manager - Compliance Monitoring & Programs
- Charlotte, NC (16 miles from Cornelius, NC)
- 8 hours ago
- Charlotte, NC (16 miles from Cornelius, NC)
- 8 hours ago
The Senior Compliance Manager - Compliance Monitoring Programs will lead and enhance our Compliance Management System (CMS) with a focus on loan performance and servicing....
Senior Compliance Director, Head of Brokerage Oversight Compliance
- Charlotte, NC (16 miles from Cornelius, NC)
- 10 hours ago
- Charlotte, NC (16 miles from Cornelius, NC)
- 10 hours ago
Financial integrity from the inside out Vanguard's core purpose is to take a stand for all investors, to treat them fairly, and to give them the best chance for investment success. Known for our...
Compliance Manager - Compliance Monitoring and Programs
- Charlotte, NC (16 miles from Cornelius, NC)
- 1 day ago
- Charlotte, NC (16 miles from Cornelius, NC)
- 1 day ago
The Compliance Manager - Compliance Monitoring Programs will lead and enhance our Compliance Management System (CMS) with a focus on loan performance and servicing....
Financial Risk - Regulatory Reporting - Manager
- Charlotte, NC (16 miles from Cornelius, NC)
- 1 day ago
- Charlotte, NC (16 miles from Cornelius, NC)
- 1 day ago
Manager (CRCM) or Certified Public Accountant (CPA) **Preferred Knowledge/Skills** : Demonstrates extensive abilities with, and/or a proven record of success directing efforts related to: + Prepare...
- Charlotte, NC (16 miles from Cornelius, NC)
- 1 day ago
- Charlotte, NC (16 miles from Cornelius, NC)
- 1 day ago
LEGAL & COMPLIANCE MANAGER IN CHARLOTTE Date Posted: Friday, June 6, 2025 ?...
Financial Regulatory Reporting Manager
- Charlotte, NC (16 miles from Cornelius, NC)
- 1 day ago
- Charlotte, NC (16 miles from Cornelius, NC)
- 1 day ago
The position is described below. If you want to apply, click the Apply Now button at the top or bottom of this page. After you click Apply Now and complete your application, you'll be invited to...
- Charlotte, NC (16 miles from Cornelius, NC)
- 1 day ago
- Charlotte, NC (16 miles from Cornelius, NC)
- 1 day ago
Banking Experience in risk management and regulatory compliance Knowledge and understanding of lending policies, regulations, and compliance Active Certified Regulatory Compliance Manager (CRCM) designation...
Senior Manager, Compliance Business Oversight - Community Reinvestment Act
- Charlotte, NC (16 miles from Cornelius, NC)
- 2 days ago
- Charlotte, NC (16 miles from Cornelius, NC)
- 2 days ago
Work Location:** Mount Laurel, New Jersey, United States of America **Hours:** 40 **Pay Details:** $110,760 - $178,880 USD TD is committed to providing fair and equitable compensation...
Safety & Compliance Coordinator
- Charlotte, NC (16 miles from Cornelius, NC)
- 5 days ago
- Charlotte, NC (16 miles from Cornelius, NC)
- 5 days ago
Must pass pre-employment screens Preferred Qualifications Certification in a related field (e.g., Certified Safety Professional, Compliance Manager Certification)....
Compliance Manager - Complaints Oversight
- Charlotte, NC (16 miles from Cornelius, NC)
- 7 days ago
- Charlotte, NC (16 miles from Cornelius, NC)
- 7 days ago
This position will support Compliance for Credit Cards and Unsecured Lending, specifically related to providing compliance oversight over complaint handling processes and monitoring complaints for regulatory...
Compliance Manager - Third-Party Oversight
- Charlotte, NC (16 miles from Cornelius, NC)
- 7 days ago
- Charlotte, NC (16 miles from Cornelius, NC)
- 7 days ago
This position will support Compliance for Credit Cards and Unsecured Lending, specifically related to oversight of third party vendors....
Senior Compliance Manager - Controls, LRR & Risk Assessment
- Charlotte, NC (16 miles from Cornelius, NC)
- 8 days ago
- Charlotte, NC (16 miles from Cornelius, NC)
- 8 days ago
This role will support compliance for credit cards and unsecured lending, specifically: Detailed research, interpretation, and applicability reviews for credit card laws, rules and regulations; Review...
Demographic Data for Cornelius, NC
Moving to Cornelius, NC? Find some basic demographic data about Cornelius, NC below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Cornelius, NC
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Cornelius, NC offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Environmental Sampling
- Implementation
- International Business
- Securities and Exchange Commission
- Management Reporting
- Fixed Income
- Equity Research
- Spill Response
- Lending
- BSA
- Automated Clearing House
- Tila Respa Integrated Disclosures
- Private Banking
- Know Your Customer
- OFAC
- Mortgage Processing
- Financial Services
- Mortgage Servicing
- Internal Control
- Capital Markets
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Resolution
- Risk Management
- Finance
- Strategy Development
- Accounting
- Auditing
- Investigation
- Verbal Communication
- Data Analysis
- Written Communication
- Collaboration
- Mentoring
- Coaching
- Documentation
- Bachelor's Degree
- Employee Development
- Filing
- Microsoft PowerPoint
- Regulations
- Reporting
- Policy Development
- Microsoft Office
- Project Management
- Problem Solving
- Microsoft Excel
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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