Compliance Manager Jobs in Charlotte, NC
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
, OFAC, FinCEN guidance) Positive energy on the future of crypto and Web3 Excellent communication skills (written and verbal), ability to simplify complex topics for broad audiences Experience working...
Must pass pre-employment screens Preferred Qualifications Certification in a related field (e.g., Certified Safety Professional, Compliance Manager Certification)....
This position will support Compliance for Credit Cards and Unsecured Lending, specifically related to providing compliance oversight over complaint handling processes and monitoring complaints for regulatory...
This position will support Compliance for Credit Cards and Unsecured Lending, specifically related to oversight of third party vendors....
Senior Compliance Manager - Controls, LRR & Risk Assessment
- Charlotte, NC
- 5 days ago
- Charlotte, NC
- 5 days ago
This role will support compliance for credit cards and unsecured lending, specifically: Detailed research, interpretation, and applicability reviews for credit card laws, rules and regulations; Review...
In addition, certain positions may also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines...
Follow regulatory requirements including those pertaining to the Bank Secrecy Act (BSA), Anti-Money Laundering (AML), Customer Identification Program (CIP), and OFAC to assist in the identification,...
Location: On site in Memphis, TN, Johnson City, TN, Orlando, FL, Miami Lakes, FL, Asheboro, NC, Knoxville, TN, Longwood, FL, Birmingham, AL Summary The primary responsibility of this position is...
Lead Compliance Officer - Trade Surveillance Oversight
- Charlotte, NC
- 21 days ago
- Charlotte, NC
- 21 days ago
About this role: Wells Fargo is seeking a Lead Compliance Officer in Corporate Risk as part Trade Surveillance Oversight Team. This role will be responsible for providing oversight of the...
The position is described below. If you want to apply, click the Apply Now button at the top or bottom of this page. After you click Apply Now and complete your application, you'll be invited to...
Section 1: Position Summary This position is responsible for supporting our clients compliance related requirements and requests though leveraging experience, knowledge and independent resolution...
- Fort Mill, SC (14 miles from Charlotte, NC)
- 30+ days ago
- Fort Mill, SC (14 miles from Charlotte, NC)
- 30+ days ago
Who We Are ServiceMac is a new sub-servicing entity backed by some of the leading practitioners of the mortgage servicing industry. ServiceMac is focused on providing superior technology,...
Remote WorkWork Location: Mount Laurel, New Jersey, United States of America Hours: 40 Pay Details: $86.840 - $139,360 USD TD is committed to providing fair and equitable compensation opportunities to all...
Must pass pre-employment screens Preferred Qualifications Certification in a related field (e.g., Certified Safety Professional, Compliance Manager Certification)....
The position is described below. If you want to apply, click the Apply Now button at the top or bottom of this page. After you click Apply Now and complete your application, you'll be invited to...
Demographic Data for Charlotte, NC
Moving to Charlotte, NC? Find some basic demographic data about Charlotte, NC below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Charlotte, NC
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Charlotte, NC offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Environmental Sampling
- Implementation
- Prioritizing
- Securities and Exchange Commission
- Fixed Income
- Equity Research
- Loss Control
- Spill Response
- Lending
- BSA
- Automated Clearing House
- Tila Respa Integrated Disclosures
- Private Banking
- Know Your Customer
- OFAC
- Mortgage Processing
- Financial Services
- Mortgage Servicing
- Capital Markets
- Internal Control
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Resolution
- Risk Management
- Finance
- Strategy Development
- Accounting
- Auditing
- Verbal Communication
- Investigation
- Written Communication
- Data Analysis
- Collaboration
- Mentoring
- Documentation
- Coaching
- Bachelor's Degree
- Employee Development
- Filing
- Microsoft PowerPoint
- Regulations
- Reporting
- Policy Development
- Multitasking
- Microsoft Office
- Project Management
- Problem Solving
- Microsoft Excel
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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