Compliance Manager Jobs in New York, NY
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Senior Manager, Compliance Business Oversight - Community Reinvestment Act
- New York, NY
- 6 hours ago
- New York, NY
- 6 hours ago
Work Location: Mount Laurel, New Jersey, United States of America Hours: 40 Pay Details: $110,760 - $178,880 USD TD is committed to providing fair and equitable compensation opportunities to all...
Senior Compliance Officer - Monitoring and Testing
- New York, NY
- 6 hours ago
- New York, NY
- 6 hours ago
Work Location: New York, New York, United States of America Hours: 40 Line of Business: Compliance Pay Detail: $100,000 - $140,000 USD TD is committed to providing fair and equitable compensation...
Senior Lead Compliance Officer - Municipal Products Group
- New York, NY
- 7 hours ago
- New York, NY
- 7 hours ago
About this role: Wells Fargo is seeking a Senior Lead Compliance Officer to perform as the Senior Lead Business Line Compliance Officer for Public Finance Investment Banking within the Municipal...
Lending Regulatory Compliance Director
- Berkeley Heights, NJ (22 miles from New York, NY)
- 7 hours ago
- Berkeley Heights, NJ (22 miles from New York, NY)
- 7 hours ago
Bachelor's degree What would be great to have: Certified Regulatory Compliance Manager certification (CRCM) or Juris Doctor (JD)....
., anti-money laundering, consumer protection, data privacy, etc.)....
Controls Testing Compliance Manager
- New York City, NY (2 miles from New York, NY)
- 1 day ago
- New York City, NY (2 miles from New York, NY)
- 1 day ago
., anti-money laundering, consumer protection, data privacy, etc.)....
Bachelor's Degree is preferred, and professional certifications such as Certified Regulatory Compliance Manager (CRCM) are a plus....
Sales Support & Commercial Compliance Coordinator
- Wayne, NJ (18 miles from New York, NY)
- 3 days ago
- Wayne, NJ (18 miles from New York, NY)
- 3 days ago
Pourquoi a-t-on besoin de vous? If you want to reshape the world and discover your greatest potential, Saint-Gobain provides one-of-a-kind opportunities for innovative problem solvers. We're one...
The CompanyPayPal has been revolutionizing commerce globally for more than 25 years. Creating innovative experiences that make moving money, selling, and shopping simple, personalized, and secure,...
Position Summary Responsibilities Key Responsibilities Supervise 2 or more compliance officers; Analyze and opine on potential implications under the Investment Advisors Act of 1940 and Investment...
AML, Know-Your-Customer (KYC), and sanctions compliance programs....
The Program Compliance Coordinator works as part of the Program Compliance team to ensure that BRC programs are providing high quality and safe client services that meet funder regulations....
Investment and Corporate Banking Advisory Compliance Officer- Americas (aICBAa)
- New York, NY
- 8 days ago
- New York, NY
- 8 days ago
Summary: A The Investment and Corporate Banking Advisory (aICBAa) Compliance Officer a Americas is responsible for the regulatory advisory function of the investment banking and financing...
Tax Accountant - Tax - Global Compliance and Reporting - Manager - Multiple Positions - 1600837
- Hoboken, NJ (1 mile from New York, NY)
- 8 days ago
- Hoboken, NJ (1 mile from New York, NY)
- 8 days ago
EY focuses on high-ethical standards and integrity among its employees and expects all candidates to demonstrate these qualities. At EY, youll have the chance to build a career as unique as you...
Compliance Coordinator, Insurance
- Summit, NJ (19 miles from New York, NY)
- 9 days ago
- Summit, NJ (19 miles from New York, NY)
- 9 days ago
About Specialty Program Group: Specialty Program Group (SPG) is the wholesale & MGA division of HUB International (5th Largest Global Broker). SPG acts in a holding company capacity acquiring best...
Demographic Data for New York, NY
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Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in New York, NY
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in New York, NY offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Automotive Repair
- Insurance Verification
- Environmental Compliance
- Revenue Cycle
- Water Quality
- Flexibility
- Implementation
- Cost Reduction
- Securities and Exchange Commission
- Fixed Income
- Equity Research
- National Pollutant Discharge Elimination System
- Environmental Regulations
- Lending
- BSA
- Know Your Customer
- Automated Clearing House
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Mortgage Processing
- Anti-Money Laundering
- Wealth Management
- Financial Services
- Capital Markets
- Investment Banking
- Internal Control
- Due Diligence
- Resolution
- Risk Management
- Finance
- Strategy Development
- Prioritizing
- Written Communication
- Verbal Communication
- Investigation
- Auditing
- Documentation
- Collaboration
- Data Analysis
- Interpersonal Skills
- Bachelor's Degree
- Coaching
- Reporting
- Filing
- Regulations
- Microsoft PowerPoint
- Multitasking
- Policy Development
- Problem Solving
- Project Management
- Microsoft Excel
- Microsoft Office
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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