Compliance Manager Jobs in New York, NY
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
- Newark, NJ (9 miles from New York, NY)
- 1 hour ago
- Newark, NJ (9 miles from New York, NY)
- 1 hour ago
JOB DESCRIPTION: Conduct new driver orientation classes (explanation of pay, fuel card, gate card and terminal facilities) Process qualified Owner Operators and Company Drivers in Tenstreet hiring...
- New York, NY
- 4 hours ago
- New York, NY
- 4 hours ago
Work Location : New York, New York, United States of America Hours: 40 Line of Business: Compliance Pay Detail: $140,000 - $180,000 USD TD is committed to providing fair and equitable compensation...
- New York, NY
- 4 hours ago
- New York, NY
- 4 hours ago
Work Location : New York, New York, United States of America Hours: 40 Line of Business: Compliance Pay Detail: $140,000 - $180,000 USD TD is committed to providing fair and equitable compensation...
Senior Compliance Officer - Broker Dealer Advisory
- New York, NY
- 9 hours ago
- New York, NY
- 9 hours ago
Strong understanding of U.S securities regulations that may include Prime Brokerage, Clearing Services, Stock Loan/Fully Paid Lending, Portfolio Margining, Outsource Trading, Securities trading (including...
- New York City, NY (2 miles from New York, NY)
- 12 hours ago
- New York City, NY (2 miles from New York, NY)
- 12 hours ago
Job Description In Strategy & Consulting we work with C-suite executives, leaders and boards of the world's leading organizations, helping them reinvent every part of their enterprise to drive...
- Newark, NJ (9 miles from New York, NY)
- 13 hours ago
- Newark, NJ (9 miles from New York, NY)
- 13 hours ago
Levy Sector Position Title: Alcohol Compliance Supervisor at Prudential Center Pay Range: $25.00 to $25.00 We Make Applying Easy! Want to apply to this job via text messaging? Text JOB to 75000...
- Newark, NJ (9 miles from New York, NY)
- 16 hours ago
- Newark, NJ (9 miles from New York, NY)
- 16 hours ago
Position Title: Alcohol Compliance Supervisor at Prudential Center Pay Range : $25.00 to $25.00 We Make Applying Easy! Want to apply to this job via text messaging? Text JOB to 75000 and search...
Our New York operations provides a gateway between the UK and North America for financial institutions and large corporate clients, offering core banking products such as lending, trade finance and...
Frameworks Compliance Officer, VP Morgan Stanley is seeking a Compliance Officer to join the Swap Dealer Compliance group (the Group) in its Global Compliance Department. The Group is responsible...
KKR Public Markets includes credit investing across traded credit, direct lending, asset based finance and strategic investing....
Compliance Manager - Compliance Monitoring and Programs
- New York, NY
- 3 days ago
- New York, NY
- 3 days ago
The Compliance Manager - Compliance Monitoring Programs will lead and enhance our Compliance Management System (CMS) with a focus on loan performance and servicing....
banking, broker-dealer operations, and wealth management....
Compliance Officer, Regulatory Relations Core Compliance
- New York, NY
- 4 days ago
- New York, NY
- 4 days ago
Work Location : New York, New York, United States of America Hours: 40 Line of Business: Compliance Pay Detail: $75,000 - $95,000 USD TD is committed to providing fair and equitable compensation...
Senior Manager, Compliance Governance & Operations (US)
- New York, NY
- 4 days ago
- New York, NY
- 4 days ago
Work Location: New York, New York, United States of America Hours: 40 Pay Details: $110,760 - $178,880 USD TD is committed to providing fair and equitable compensation opportunities to all...
Manager - Compliance - Global Commercial Services Marketing
- New York, NY
- 4 days ago
- New York, NY
- 4 days ago
Review marketing, campaign strategies, and advertising materials for adherence to applicable laws including but not limited to Unfair or Deceptive Acts or Practices (UDAP), Truth in Lending (Reg Z),...
Demographic Data for New York, NY
Moving to New York, NY? Find some basic demographic data about New York, NY below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in New York, NY
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in New York, NY offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Change Management
- Implementation
- Securities and Exchange Commission
- Fixed Income
- Equity Research
- Stormwater Pollution Prevention Plan
- National Pollutant Discharge Elimination System
- Management Consulting
- Equities
- Control & Countermeasure
- Lending
- Tila Respa Integrated Disclosures
- BSA
- Private Banking
- Know Your Customer
- Mortgage Processing
- OFAC
- Financial Services
- Wealth Management
- Internal Control
- Capital Markets
- USDA
- Anti-Money Laundering
- Due Diligence
- Resolution
- Risk Management
- Finance
- Strategy Development
- Decision Making
- Auditing
- Policy Administration
- Microsoft Outlook
- Written Communication
- Documentation
- Verbal Communication
- Investigation
- Employee Development
- Mentoring
- Coaching
- Reporting
- Interpersonal Skills
- Collaboration
- Filing
- Policy Development
- Bachelor's Degree
- Microsoft PowerPoint
- Problem Solving
- Regulations
- Microsoft Excel
- Microsoft Office
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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