Compliance Manager Jobs in Garden City, NY
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Advisory Compliance Officer - Fixed Income Business Line Compliance
- New York, NY (18 miles from Garden City, NY)
- 4 days ago
- New York, NY (18 miles from Garden City, NY)
- 4 days ago
Advisory Compliance Officer - Fixed Income Business Line ComplianceCountry: United States of America Your Journey Starts Here: Santander is a global leader and innovator in the financial services...
Advisory Compliance Officer - Fixed Income Business Line Compliance. Job in New York Gr8Jobs
- New York, NY (18 miles from Garden City, NY)
- 3 hours ago
- New York, NY (18 miles from Garden City, NY)
- 3 hours ago
Advisory Compliance Officer - Fixed Income Business Line ComplianceCountry: United States of America Your Journey Starts Here: Santander is a global leader and innovator in the financial services...
- New York, NY (18 miles from Garden City, NY)
- 1 day ago
- New York, NY (18 miles from Garden City, NY)
- 1 day ago
Regulatory Reporting Manager Job ID:R0395633 Full/Part-Time: Full-time Regular/Temporary: Regular Listed: 2025-06-26 Location: New York
Senor Compliance Manager - Compliance Monitoring & Programs
- New York, NY (18 miles from Garden City, NY)
- 1 day ago
- New York, NY (18 miles from Garden City, NY)
- 1 day ago
The Senior Compliance Manager - Compliance Monitoring Programs will lead and enhance our Compliance Management System (CMS) with a focus on loan performance and servicing....
- New York, NY (18 miles from Garden City, NY)
- 2 days ago
- New York, NY (18 miles from Garden City, NY)
- 2 days ago
Employer: DWS Group Title: Regional Finance Manager Location: New York City Job Code: #LI-LV2 #LI-02 About DWS: Today, markets face a whole new set of pressures - but also a whole lot of...
Compliance Coordinator - Temporary Assignment
- Hicksville, NY (6 miles from Garden City, NY)
- 3 days ago
- Hicksville, NY (6 miles from Garden City, NY)
- 3 days ago
Job Functions, Duties, Responsibilities and Position Qualifications: We're not just a workplace - we're a Great Place to Work certified employer! Proudly certified as a Great Place to Work, we are...
Director, Markets Compliance Officer
- New York City, NY (19 miles from Garden City, NY)
- 4 days ago
- New York City, NY (19 miles from Garden City, NY)
- 4 days ago
banking, wealth management and private banking, corporate and investment banking, and capital markets....
Lead Product Manager (Compliance and Fraud)
- Greenwich, CT (21 miles from Garden City, NY)
- 5 days ago
- Greenwich, CT (21 miles from Garden City, NY)
- 5 days ago
Familiarity with relevant regulations and industry standards (e.g., BSA/AML, USA PATRIOT Act, OFAC, GDPR, CCPA, GLBA, SEC/FINRA)....
Financial Risk - Regulatory Reporting - Manager
- New York, NY (18 miles from Garden City, NY)
- 8 days ago
- New York, NY (18 miles from Garden City, NY)
- 8 days ago
Manager (CRCM) or Certified Public Accountant (CPA) Preferred Knowledge/Skills: Demonstrates extensive abilities with, and/or a proven record of success directing efforts related to: Prepare, review...
AML / OFAC Compliance Officer / Advisory (Financial Security)
- New York, NY (18 miles from Garden City, NY)
- 8 days ago
- New York, NY (18 miles from Garden City, NY)
- 8 days ago
following: reviewing and validating high risk KYC files, and providing AML and/or sanctions related guidance to the Bankas staff on proposed transactions.A He/she is expected to have knowledge of current anti-money...
Swap Dealer Compliance Officer- Director - Compliance - New York, New York, United States
- New York, NY (18 miles from Garden City, NY)
- 9 days ago
- New York, NY (18 miles from Garden City, NY)
- 9 days ago
The Department oversees compliance with external and internal rules that govern our banking and financial activities including Know Your Customer, anti-money laundering, anti-terrorism financing, sanctions...
VP Compliance Risk Project Manager/Front Office Risk & Compliance Manager (VP/AVP)
- New York, NY (18 miles from Garden City, NY)
- 10 days ago
- New York, NY (18 miles from Garden City, NY)
- 10 days ago
VP Compliance Risk Project Manager/Front Office Risk & Compliance Manager (VP/AVP) Immediate need for a talented VP Compliance Risk Project Manager/Front Office Risk & Compliance Manager (VP/AVP) ....
Sr. Compliance Officer - Monitoring & Compliance Oversight, TD Securities
- New York, NY (18 miles from Garden City, NY)
- 10 days ago
- New York, NY (18 miles from Garden City, NY)
- 10 days ago
Work Location : New York, New York, United States of America Hours: 40 Line of Business: Compliance Pay Detail: $125,000 - $140,000 USD TD is committed to providing fair and equitable compensation...
- New York, NY (18 miles from Garden City, NY)
- 11 days ago
- New York, NY (18 miles from Garden City, NY)
- 11 days ago
About us: Ether.fi is an innovative, rapidly growing crypto-native financial platform on a mission to put users in control of their wealth-making it easy to save, earn, and spend crypto....
- New York, NY (18 miles from Garden City, NY)
- 11 days ago
- New York, NY (18 miles from Garden City, NY)
- 11 days ago
We are seeking an experienced Regulatory Compliance Manager to join our team and oversee critical compliance functions across our organization....
Demographic Data for Garden City, NY
Moving to Garden City, NY? Find some basic demographic data about Garden City, NY below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Garden City, NY
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Garden City, NY offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Environmental Sampling
- Implementation
- Management Reporting
- Fixed Income
- Equity Research
- Spill Response
- ASQ Certified Quality Auditor
- Environmental Regulations
- Lending
- BSA
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Know Your Customer
- Mortgage Processing
- Financial Services
- Mortgage Servicing
- Wealth Management
- Internal Control
- Capital Markets
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Resolution
- Complaint Resolution
- Risk Management
- Strategy Development
- Finance
- Accounting
- Auditing
- Written Communication
- Investigation
- Verbal Communication
- Employee Development
- Mentoring
- Data Analysis
- Collaboration
- Coaching
- Documentation
- Bachelor's Degree
- Filing
- Reporting
- Microsoft PowerPoint
- Regulations
- Policy Development
- Microsoft Office
- Problem Solving
- Project Management
- Microsoft Excel
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
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