Compliance Manager Jobs in Massachusetts
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
Job Description In Strategy & Consulting we work with C-suite executives, leaders and boards of the world's leading organizations, helping them reinvent every part of their enterprise to drive...
Provides information and training to: City staff; board and commission members: and elected officials on Open Meeting Law requirements, Public Records Law, and Conflict of Interest Law. Records...
Manager (CRCM) preferred Experience: 6+ years of experience in related field or field(s) 5+ years of banking experience, or financial/accounting/ business/ consulting preferred Experience managing...
M&T Securities, Inc. is the institutional broker-dealer affiliate of M&T Bank. As a member of our Compliance team, you will serve an important role in promoting a culture of ethical conduct and...
The Compliance Director provides compliance support and guidance on strategic product initiatives for Manulife John Hancock Investments and oversees the implementation of new regulatory...
Accounting Policy & SOX Compliance Manager Location Boston Apply Now ( The Federal Home Loan Bank of Boston is a leading provider of wholesale funding for housing and community finance in New England...
Electrical Inspector, Compliance Coordinator Harvard University
- Cambridge, MA
- 13 days ago
- Cambridge, MA
- 13 days ago
Company Description By working at Harvard University, you join a vibrant community that advances Harvard's world-changing mission in meaningful ways, inspires innovation and collaboration, and...
With its beginnings in a family run pharmacy in Correggio, Italy in the 1920s, Recordati is now a global pharmaceutical company, listed on the Italian stock exchange, with over 4,500 employees and...
& Export Compliance Manager Overview: The Import & Export Compliance Manager is responsible for leading and enhancing Azenta's global trade compliance program....
Compliance Director, Fixed Income Compliance The Role Fidelity Institutional Compliance is seeking an associate to provide compliance coverage for Fidelity Capital Markets (FCM) fixed income...
Position Summary: Reporting to the Chief Operating Officer this position is responsible for developing and coordinating compliance programs that monitor operational and programmatic compliance....
Compliance Officer / Senior Compliance Officer
- Littleton, MA
- 30+ days ago
- Littleton, MA
- 30+ days ago
Look for trends (e.g., Fair Lending, etc.) and training opportunities....
Auditing & Compliance Director - Software as a Medical Device (SaMD)
- Waltham, MA
- 30+ days ago
- Waltham, MA
- 30+ days ago
LOCATION: Hybrid - 8 days a month in the office (see approved locations on the posting). OVERVIEW You will be the global product quality lead in support of a broad portfolio of on-market medical...
Senior Compliance Officer of Independent Risk Management, Senior Vice President
- Boston, MA
- 30+ days ago
- Boston, MA
- 30+ days ago
SVP, Senior Compliance Officer of Independent Risk Management Who we are looking for: Corporate Compliance is seeking a dedicated and knowledgeable Senior Compliance Officer (SCO) to oversee...
Division: Asset Management Department: Berkshire Wealth Management Reports to: Managing Director & Chief Investment Officer, Wealth Management Status: Exempt/Officer Grade: 12 Salary Range:...
Demographic Data for Massachusetts
Moving to Massachusetts? Find some basic demographic data about Massachusetts below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Massachusetts
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Massachusetts offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Change Management
- Implementation
- Securities and Exchange Commission
- Fixed Income
- Equity Research
- Spill Prevention, Control & Countermeasure
- Stormwater Pollution Prevention Plan
- National Pollutant Discharge Elimination System
- Management Consulting
- Equities
- Control & Countermeasure
- Lending
- BSA
- Tila Respa Integrated Disclosures
- Know Your Customer
- Private Banking
- OFAC
- Mortgage Processing
- Financial Services
- Mortgage Servicing
- USDA
- Internal Control
- Capital Markets
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Complaint Resolution
- Resolution
- Risk Management
- Strategy Development
- Finance
- Decision Making
- Auditing
- Written Communication
- Investigation
- Verbal Communication
- Documentation
- Employee Development
- Interpersonal Skills
- Reporting
- Collaboration
- Policy Development
- Coaching
- Filing
- Bachelor's Degree
- Microsoft PowerPoint
- Regulations
- Microsoft Office
- Problem Solving
- Project Management
- Microsoft Excel
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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