Compliance Manager Jobs in Upton, MA
A Compliance Manager in the banking industry is responsible for ensuring that the bank's operations and business transactions follow all relevant legal and internal rules. They scrutinize the bank's conduct, identify potential areas of compliance risk and vulnerability, and implement corrective action plans. They also develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program. Hence, they play a crucial role in safeguarding the bank's reputation by ensuring it adheres to laws and regulations, professional standards, and accepted business practices.
Important skills for a Compliance Manager include attention to detail, analytical thinking, excellent communication, and problem-solving skills. They should have a solid understanding of compliance laws and regulations, and an ability to interpret legislation and legal documents. Desirable certifications include Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), and Certified Compliance & Ethics Professional (CCEP). Potential job roles leading to a Compliance Manager position could be Compliance Analyst, Compliance Officer or Compliance Auditor.
- Milford, MA (4 miles from Upton, MA)
- 1 day ago
- Milford, MA (4 miles from Upton, MA)
- 1 day ago
Overview Reporting to the Senior Director, Corporate Compliance and working closely with the General Counsel and other members of the Legal Department, the Director of Corporate Compliance, HQ...
- Johnston, RI (24 miles from Upton, MA)
- 3 days ago
- Johnston, RI (24 miles from Upton, MA)
- 3 days ago
Certified Regulatory Compliance Manager (CRCM) certification or equivalent is preferred....
- Johnston, RI (24 miles from Upton, MA)
- 7 days ago
- Johnston, RI (24 miles from Upton, MA)
- 7 days ago
Description Are you passionate about data privacy and eager to launch a career in risk management? We are seeking a Privacy Risk Professional to support our enterprise privacy and compliance...
Remote Work- Westwood, MA (20 miles from Upton, MA)
- 9 days ago
- Westwood, MA (20 miles from Upton, MA)
- 9 days ago
Description Are you passionate about data privacy and eager to launch a career in risk management? We are seeking a Privacy Risk Professional to support our enterprise privacy and compliance...
Remote Work- Newton, MA (24 miles from Upton, MA)
- 28 days ago
- Newton, MA (24 miles from Upton, MA)
- 28 days ago
Provides information and training to: City staff; board and commission members: and elected officials on Open Meeting Law requirements, Public Records Law, and Conflict of Interest Law. Records...
- North Smithfield, RI (14 miles from Upton, MA)
- 30+ days ago
- North Smithfield, RI (14 miles from Upton, MA)
- 30+ days ago
[]The Workplace Compliance Officer promotes a safe and compliant work environment by developing and implementing safety programs, policies, and procedures that align with OSHA standards, food...
- Natick, MA (15 miles from Upton, MA)
- 90+ days ago
- Natick, MA (15 miles from Upton, MA)
- 90+ days ago
Manager (CRCM) designation preferred Banking and/or regulatory experience preferred Highly organized with analytical ability and attention to detail Proficiency in MS Office and Banking systems Exceptional...
Demographic Data for Upton, MA
Moving to Upton, MA? Find some basic demographic data about Upton, MA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Upton, MA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Upton, MA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Executive Management
- Business Processes
- Change Management
- Flexibility
- Implementation
- Prioritizing
- Securities and Exchange Commission
- Fixed Income
- Equity Research
- Loss Control
- Certified Management Accountant
- Lending
- BSA
- Know Your Customer
- Automated Clearing House
- Tila Respa Integrated Disclosures
- Private Banking
- OFAC
- Mortgage Processing
- Financial Services
- Anti-Money Laundering
- Capital Markets
- Internal Control
- Investment Banking
- Fraud Investigation
- Due Diligence
- Complaint Resolution
- Resolution
- Business Administration
- Risk Management
- Strategy Development
- Finance
- Auditing
- Written Communication
- Verbal Communication
- Investigation
- Mentoring
- Documentation
- Employee Development
- Collaboration
- Bachelor's Degree
- Coaching
- Filing
- Regulations
- Microsoft PowerPoint
- Reporting
- Policy Development
- Problem Solving
- Project Management
- Microsoft Excel
- Microsoft Office
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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